Progress in Organic Coatings 44 (2002) 307–315
The influence of substrate absorbency on coating surface chemistry
Hamad Al-Turaif
∗
, Douglas W. Bousfield, Pierre LePoutre
Department of Chemical Engineering, Paper Surface Science Program, University of Maine, Orono, ME 04469, USA
Received 11 March 2002; accepted 26 April 2002
Abstract
The composition of the top surface of a coating layer can influence its functional properties or subsequent processing steps. The effect
of the substrate absorbency on the coating surface chemistry is reported. Different coating systems containing a kaolin clay pigment, fine
or coarse precipitated calcium carbonates, and a common latex binder were examined. The influence of a soluble polymer added into the
coating was characterized. The surface chemistry was measured with attenuated total internal reflectance (ATR) and X-ray photoelectron
spectroscopy (XPS).
Absorbent substrates generate bulky coatings with high voids and low gloss. Rapid dewatering by the absorbent substrate pulls the
small particles, like latex binder, away from the top layers causing a low latex concentration at the surface. On non-absorbent substrates,
the addition of the soluble polymer generates coating layers with higher void volume, lower gloss, and lower latex concentrations at the
coating surface. However, on absorbent substrates, polymer addition causes coatings with lower void volumes and higher gloss. In this
case, the rapid dewatering and mobility of particles is reduced by the polymer, which helps to retain the small particles at the surface. As a
result, latex concentration at the surface increases with polymer addition on absorbent substrates. © 2002 Elsevier Science B.V. All rights
reserved.
Keywords: Substrate absorbency; Soluble polymer; Paper coatings; Surface chemistry
1. Introduction
In the multicolor printing of coated publication papers,
particularly in offset and ink-jet printing, a problem of mot-
tle, or non-uniformity in the print density, is sometimes ob-
served. In offset printing, this unevenness has been shown
to be related to a non-uniformity in ink setting rate, itself
caused by a non-uniformity in the local absorptivity of the
coating surface [1]. In ink-jet printing, the problem is related
to the uneven spreading and absorption of the ink on the
uneven surface [2]. Pore size and pore volume are consid-
ered to be important in controlling the coating absorbency.
Absorbency decreases with increasing binder content and
decreasing void fraction [3]. When coatings are applied to
substrates that have non-uniform absorption properties, this
in turn may cause non-uniform coating layers. Therefore, it
is important to understand the relationship between coating
properties and substrate absorbency. The influence of sub-
strate absorbency on void volume, gloss, and surface chem-
istry is not clear in the literature.
∗
Corresponding author. Present address: Chemical and Materials Engi-
neering Department, King Abdulaziz University, P.O. Box 80204, Jeddah
21589, Saudi Arabia.
E-mail address: halturaif@hotmail.com (H. Al-Turaif).
In the paint industry, intercoat adhesion and gloss uni-
formity can be affected when the substrate is porous and
its porosity is uneven, leading to non-uniformity in the sur-
face chemistry and absorbency of the paint. The literature is
not clear on what components in the paint can compensate
for non-uniform substrates or what conditions can lead to
non-uniform paint layers.
When a water-based coating is applied on an impervi-
ous substrate, water leaves by evaporation. Unless certain
surface tension driven flows form during evaporation, the
coating consolidates into a uniform film whose surface is
homogenous in terms of microstructure, chemical compo-
sition and absorbency. If the coating or paint is applied on
an absorbent substrate, the aqueous phase is removed by
capillary movement through the substrate’s capillaries. Of-
ten this is rapid compared to evaporation. Consolidation is
thought to take place through the formation of a filter-cake.
When dewatering is rapid, typically less than a second, the
pigment particles may not have time to orient and pack
densely. In some cases, large pores may form that allow
fines and latex particles to move in the thickness direc-
tion. As a result, a gradient in binder content as well as
in pigment size distribution has been reported [4–6]. Other
flow-induced processes have been observed, leading to seg-
regation [7]. When the coat thickness varies locally, due to
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