TRANSACTIONS OF THE
AMERICAN MATHEMATICAL SOCIETY
Volume 303, Number 1, September 1987
ON THE GENERALIZED SPECTRUM
FOR SECOND-ORDER ELLIPTIC SYSTEMS
ROBERT STEPHEN CANTRELL AND CHRIS COSNER
ABSTRACT. We consider the system of homogeneous Dirichlet boundary value
problems
(*) Liu = A[an(x)u + a\2(x)v], L2V = ti[ai2{x)u + a.22{x)v]
in a smooth bounded domain fi C R", where Li and £2 are formally self-
adjoint second-order strongly uniformly elliptic operators. Using linear per-
turbation theory, continuation methods, and the Courant-Hilbert variational
eigenvalue characterization, we give a detailed qualitative and quantitative de-
scription of the real generalized spectrum of (*), i.e., the set {(A, fi) € R2 : (*)
has a nontrivial solution}. The generalized spectrum, a term introduced by
Protter in 1979, is of considerable interest in the theory of linear partial dif-
ferential equations and also in bifurcation theory, as it is the set of potential
bifurcation points for associated semilinear systems.
1. Introduction. Suppose that fi is a bounded smooth domain in Rw, N > 1,
and that Lt, i = 1,2, are second-order strongly uniformly elliptic operators acting
on functions from fi into C. Consider then the system
(1.1) Lyu = \[an(x)u + ai2(x)v], L2v = fi[a2i(x)u + 022(2;)?;]
in fi, where u and v are required to satisfy homogeneous Dirichlet boundary con-
ditions. A point (A,/i) G C2 for which (1.1) has a nontrivial solution is called a
point of the generalized spectrum for (1.1). This term was introduced in 1979 by
Protter [14] for a class of problems which includes (1.1). He found that "the process
for obtaining lower bounds for the spectrum of a second order system is improved
substantially by the introduction of [this] generalization of the spectrum."
From a different though related point of view, generalized spectra represent the
potential primary bifurcation points to associated semilinear problems. Such prob-
lems provide good examples for the recently developed multiparameter bifurcation
theory (see, for example, Alexander and Antman [1, 2], Fitzpatrick, Massabo, and
Pejsachowicz [10, 11], and Ize, Massabo, Pejsachowicz, and Vignoli [13]). Further,
such semilinear systems determine the steady-states to reaction-diffusion systems
arising in the applications. In particular, the situation when L\ — L2 — —A and
diffusion coefficients are allowed to vary independently from equation to equation
occurs frequently.
For instance, Brown and Eilbeck [3] exploit the generalized spectrum to study
stabiltity properties of constant solutions to the problem
(1.2) ut(x,t)=diAu{x,t) +F(u,v), vt{x, t) = d2Av(x, t) + G(u, v)
Received by the editors May 1, 1986 and, in revised form, October 6, 1986. The contents of
this paper were presented by the second author at the meeting on Ordinary Differential Equations,
March 22-28, 1987, sponsored by the Mathematisches Forschungsinstitut Oberwolfach.
1980 Mathematics Subject Classification (1985 Revision). Primary 35P99, 35J55.
©1987 American Mathematical Society
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