Automated delineation of karst sinkholes from LiDAR-derived digital
elevation models
Qiusheng Wu
a,
⁎, Chengbin Deng
a
, Zuoqi Chen
b
a
Department of Geography, Binghamton University, State University of New York, Binghamton, NY 13902, United States
b
Key Laboratory of Geographic Information Science, Ministry of Education, East China Normal University, Shanghai 200241, China
abstract article info
Article history:
Received 12 June 2015
Received in revised form 4 May 2016
Accepted 5 May 2016
Available online 07 May 2016
Sinkhole mapping is critical for understanding hydrological processes and mitigating geological hazards in karst
landscapes. Current methods for identifying sinkholes are primarily based on visual interpretation of low-
resolution topographic maps and aerial photographs with subsequent field verification, which is labor-
intensive and time-consuming. The increasing availability of high-resolution LiDAR-derived digital elevation
data allows for an entirely new level of detailed delineation and analyses of small-scale geomorphologic features
and landscape structures at fine scales. In this paper, we present a localized contour tree method for automated
extraction of sinkholes in karst landscapes. One significant advantage of our automated approach for sinkhole ex-
traction is that it may reduce inconsistencies and alleviate repeatability concerns associated with visual interpre-
tation methods. In addition, the proposed method has contributed to improving the sinkhole inventory in several
ways: (1) detection of non-inventoried sinkholes; (2) identification of previously inventoried sinkholes that have
been filled; (3) delineation of sinkhole boundaries; and (4) characterization of sinkhole morphometric proper-
ties. We applied the method to Fillmore County in southeastern Minnesota, USA, and identified three times as
many sinkholes as the existing database for the same area. The results suggest that previous visual interpretation
method might significantly underestimate the number of potential sinkholes in the region. Our method holds
great potential for creating and updating sinkhole inventory databases at a regional scale in a timely manner.
© 2016 Elsevier B.V. All rights reserved.
Keywords:
Sinkhole
Karst
Closed depressions
LiDAR
Contour tree
Minnesota
1. Introduction
Sinkholes are closed depressions in the Earth's surface with internal
drainage caused by subsurface dissolution of soluble bedrock in karst
landscapes (Miao et al., 2013). Sudden sinkhole collapse and gradual
ground subsidence phenomenon may cause severe damage to human
properties and affect water quality in underlying carbonate acquirers
(Shaban and Darwich, 2011; Rahimi and Alexander, 2013; Galve et al.,
2015; Taheri et al., 2015). Consequently, sinkhole inventory mapping
is critical for understanding hydrological processes and mitigating geo-
logical hazards in karst areas. The reliability of sinkhole susceptibility
and hazard maps and the effectiveness of mitigation activities largely
rely on the representativeness, completeness, and accuracy of the
sinkhole inventories on which they are based (Al-Kouri et al., 2013;
Gutiérrez et al., 2014). In the last few decades, a number of institutions
and associations in several states of the United States have developed
sinkhole or other karst feature databases mostly integrated in Geo-
graphical Information Systems (GIS), including Kentucky (Dinger et al.,
2007; Shukunobe, 2012; Zhu et al., 2014), Minnesota (Gao et al., 2002;
Larson, 2009; Rahimi and Alexander, 2013), Missouri (Mukherjee,
2012; Nwokebuihe et al., 2014), and Florida (Montane, 2001; Seale
et al., 2008; Vacher et al., 2008).
However, most previous methods for mapping sinkholes were pri-
marily based on visual interpretation of low-resolution topographic
maps (e.g. U.S. Geological Survey 1:24,000 scale topographic maps)
and aerial photographs with subsequent field verification, which are
labor-intensive and time-consuming. Moreover, complete field verifica-
tion of each sinkhole is often impractical, thus the reliability of manually
digitized sinkhole data by even the same worker may be questionable
(Doctor and Young, 2013). Last but not least, some previous studies
(Witthuhn and Alexander, 1995; Rahimi and Alexander, 2013; Zhu
et al., 2014) found that sinkholes might be changing fast due to natural
or anthropogenic causes such as urban development and agricultural
expansion. Therefore, we need to automate mapping of sinkholes to up-
date the sinkhole inventory regularly. In recent decades, the advent of
airborne Light Detection and Ranging (LiDAR) and Interferometric
Synthetic Aperture Radar (InSAR) remote sensing technologies have
produced large volumes of highly accurate and densely sampled topo-
graphical measurements. The increasing availability of high-resolution
digital elevation data derived from LiDAR and InSAR technologies allows
for an entirely new level of detailed delineation and analyses of small-
scale geomorphologic features and landscape structures at fine scales
(Berardino et al., 2002; Lindsay and Creed, 2006; Gutiérrez et al.,
2011; Huang et al., 2014; Wu et al., 2014; Galve et al., 2015).
Geomorphology 266 (2016) 1–10
⁎ Corresponding author.
E-mail address: wqs@binghamton.edu (Q. Wu).
http://dx.doi.org/10.1016/j.geomorph.2016.05.006
0169-555X/© 2016 Elsevier B.V. All rights reserved.
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