Systems & Control Letters 61 (2012) 55–61
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Systems & Control Letters
journal homepage: www.elsevier.com/locate/sysconle
Signal-to-noise ratio fundamental limitations in the discrete-time domain
Alejandro J. Rojas
∗
Departamento de Ingeniería Eléctrica, Universidad de Concepción, Chile
article info
Article history:
Received 2 February 2010
Received in revised form
25 February 2011
Accepted 12 September 2011
Available online 20 November 2011
Keywords:
Fundamental limitations
Signal-to-noise ratio
Control over networks
Stabilisability
Plant modelling error
abstract
Fundamental limitations in feedback control are a well established area of research. In recent years it has
been extended to the study of limitations imposed by the consideration of a communication channel in
the control loop. Previous results characterised these limitations in terms of a minimal data transmission
rate necessary for stabilisation. In this paper a signal-to-noise ratio (SNR) approach is used to obtain a
tight condition for the linear time invariant output feedback stabilisation of a discrete-time, single-input-
single-output (SISO) unstable, non-minimum phase (NMP) plant with arbitrary relative degree over an
additive Gaussian coloured noise (ACGN) communication channel with memory. The obtained result gives
a guideline in estimating the severity of the fundamental SNR limitation imposed by the plant unstable
poles, NMP zeros and relative degree as well as the channel NMP zeros, bandwidth, and noise colouring.
We then characterise the output feedback sensitivity function for the infimal SNR solution and follow
up by quantifying the extra SNR imposed by suboptimal solutions (for example due to plant modelling
errors).
© 2011 Elsevier B.V. All rights reserved.
1. Introduction
Fundamental limitations in control design have been an
important area of research with early seminal results from [1,2].
For a linear time invariant (LTI) plant it is well understood that
unstable poles, non-minimum phase (NMP) zeros and time-delay
cause unavoidable limitations both in regulation and performance
(see for example [3] and references therein). In recent years, the
study of fundamental limitations has been extended to control over
networks, [4, Theorem 4.6], [5], attracting a growing interest (see
for example [6] and the recent survey by Nair et al. [7]).
Most results in control over network use information theory
arguments to obtain necessary and sufficient lower bounds on, for
example, the transmission data rate required for stabilisability for
noiseless channels [8–10] or noisy channels [11–14].
Another line of research, that does not make use of information
theory arguments, introduces a framework to study stabilisability
of a feedback loop over channels that have a signal to noise ratio
(SNR) constraint [15] (as well as related work in [16,17] and similar
work in [18]). A recognisable characteristic of the proposed SNR
approach is that it is a linear formulation allowing the use of all
the linear design techniques.
There are many reasons to consider the full details of a discrete-
time scenario including:
∗
Tel.: +56 041 2661227.
E-mail address: arojasn@udec.cl.
(1) A plant model can be continuous-time, but implementation
will require sampling, for which discrete-time results can
prove to be relevant.
(2) Most results from communication theory are developed for
discrete-time communication channel models.
Furthermore, the presence of a memory constraint may be im-
posed for several reasons, for example to allocate bandwidth and
avoid interference between different channels in a communication
system or to model communication hardware properties. Finally,
coloured noise is a more flexible and realistic feature for a commu-
nication channel.
We are thus motivated to use the SNR approach to study the
novel fundamental limitations imposed by the presence of an
additive coloured Gaussian noise (ACGN) channel with memory on
the stability of a linear single-input single-output (SISO) feedback
control loop. We are also motivated to further study the SNR
approach due to the fact that in some cases it is known that the
infimal bounds obtained from the SNR approach (when paired
with the appropriate channel capacity definitions) match results
for channel capacity and transmission data rate obtained with
information theoretic arguments (see for example [13,15] for the
discussion on the additive white Gaussian noise (AWGN) channel
case and more recently [19] for a class of ACGN channels).
The main contribution of the present paper is to present the
closed-form solution to the discrete-time LTI SNR constrained
problem for the case of ACGN channels with memory; see
Fig. 1. We then obtain the closed-form expression for the
feedback sensitivity function, whenever the controller solution
achieving the infimal channel SNR is in place. Finally, we use the
0167-6911/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.sysconle.2011.09.010