TRENDS in Cognitive Sciences Vol.5 No.3 March 2001
http://tics.trends.com 1364-6613/01/$ – see front matter © 2001 Elsevier Science Ltd. All rights reserved. PII: S1364-6613(00)01594-1
102 Opinion Opinion
‘Twas brillig and the slithy toves/Did gyre and gimble
in the wabe;/All mimsy were the borogoves,/And the
mome raths outgrabe’
1
.
The nouns, verbs and adjectives in this famous piece
of verse are all inventions, products of Lewis Carroll’s
febrile imagination. And yet as readers we have a
sense – imprecise, perhaps, but real nonetheless –
that we know what is going on in this poem. Take the
first two lines. It is plain that two or more creatures of
some kind (the slithy toves) are engaged in a couple of
different activities (gyring and gimbling), while
remaining in a fixed location (in the wabe). Why is
Carroll’s prose not utter gibberish? How are we able
to extract meaning from it? The answer is that
meaning can be inferred from the syntax of these
lines, independent of the words that appear in those
structures.
The past 15 years have seen a blossoming of
interest in the semantics of syntactic structures. This
interest has taken two related forms: among
linguists, as an intensified examination of the role
that syntactic structures play in the composition of
sentence-level meaning; and among psycholinguists,
as a proposal for how children might overcome some
of the serious problems associated with word
learning. This article aims to review these two lines of
work and show how they relate. Although we are not
the first to note this connection, we believe this article
offers the first synthesis of this work grounded in
both linguistics and psycholinguistics.
What are the semantics of syntactic structures
(TSOSS)?
By ‘syntactic structures’, we mean large units of
syntax, in particular noun phrases (NPs) and verb
phrases (VPs). By ‘semantics’ we mean abstract
notions such as objecthood, substancehood,
causation, motion and mental activity. TSOSS are
carried independently of the open-class content
words (nouns, verbs and adjectives) that inhabit
these structures (although certain closed-class
words such as prepositions and the plural marker ‘s’
are also integral to TSOSS). For now, we offer some
concrete examples of these structures and their
semantics, deferring more-detailed discussion until
the next section.
Mass nouns and count nouns, for example,
characteristically appear in different NPs. The mass
noun milk generally appears as a bare noun, as in
‘Mary bought milk’. The count noun glass, by contrast,
typically appears with a determiner of some kind, as
in ‘Mary fetched three glasses’. Critically, count nouns
and mass nouns are not prohibited from syntactic
cross-dressing; when such cross-dressing occurs,
however, the resulting semantic interpretation is a
function of the dress, not of the wearer. Compare
‘Mary bought glass’ with ‘Mary fetched three milks’.
Here, the structure of the NP acts as the engine of
construal, guiding one to imagine either a
non-individuated substance (milk, glass) or a
countable entity (three glasses, three milks).
Much as NPs can guide the construal of objects,
VPs can also guide the construal of events.
Consider the effects of placing the verb kick in a
variety of syntactic environments. In the sentence
‘Susan kicked the ball’, the verb denotes an event
involving contact or causation; in ‘Susan kicked the
ball to Bob’, it denotes an event of transfer; in ‘Susan
kicked her way out of the locked closet’, it denotes an
event of motion by kicking. Where do these
different construals of the kicking event come
from? One answer is that each use of these uses of
kick represents a different sense of the verb.
Another answer – the one that we pursue in this
article – is that the VP itself carries semantic
content, and it is these semantics that effect the
appropriate construal.
TSOSS and linguistic theory
Modern notions of syntactic structure date back to
Noam Chomsky’s early work
2
. Within the
framework of his Aspects of the Theory of Syntax
3
,
transformations served to map deep structures
generated by the rules in the base of the grammar to
surface structures that could then be pronounced by
the phonetic–phonological system. To take an
example, the basic structure ‘Elvis shot the television’
served as the deep structure for both the simple active
sentence ‘Elvis shot the television’ and the passive
sentence ‘The television was shot by Elvis’. According
to Chomsky, semantic interpretation took place on
the configuration of ‘deep structure’. The subject of a
verb was interpreted as the ‘doer’ (later called the
Agent), while its direct object was interpreted as the
‘done-to’ (later called the Patient). Transformations
re-ordered elements and made essential structural
modifications (for example, adding the preposition by
The semantics of
syntactic structures
Edward Kako and Laura Wagner
Over the past 15 years, both linguists and psycholinguists have shown a
growing interest in the idea that syntactic structures can carry meanings that
are independent of the meanings of specific words. This article considers how
this idea relates to traditional notions of compositionality in generative
grammar, and examines tw o modern theories that, although based on different
starting assumptions, both readily allow syntactic structures to bear
independent meaning. We review work from psycholinguistics suggesting that
observation alone is often insufficient to support the efficient learning of word
meanings, and that some of the ‘slack’ left by observation can be picked up by
the semantics of the syntactic structures in which words appear. We argue that
this convergence between linguistic theory and psycholinguistic
experimentation should be no surprise, because language must be learnable.
Edward Kako*
Dept of Psychology,
Swarthmore College,
500 College Avenue,
Swarthmore,
PA 19081-1390, USA.
* e-mail: ekako1@
swarthmore.edu
Laura Wagner
Dept of Psychology,
New York University,
6 Washington Place,
New York, NY 10003, USA.