1272 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 22, NO. 5, MAY2004
Performance of Open-Loop All-Optical
Chaotic Communication Systems
Under Strong Injection Condition
Apostolos Argyris and Dimitris Syvridis
Abstract—A numerical investigation of the performance of
an open-loop optical chaotic communication system for the
isochronous synchronization solution has been carried out, under
strong optical injection conditions achieved using antireflective
coating at the input facet of the receiver laser in combination
with an optical erbium-doped fiber amplifier (EDFA). Different
message encoding techniques have been considered and tested at
multigigabit rates and for different levels of optical injection to the
receiver. The effects induced by the amplified spontaneous emis-
sion (ASE) noise of the EDFA to the performance of the chaotic
communication system have also been studied. The performance
of all the examined encryption methods for the 1 Gb/s bit-rate
messages was quite satisfactory and was characterized by -factor
values that exceeded 10, after synchronizing in the strong injection
regime. For higher message bit rates, the -factor values for
all methods decrease considerably due to the residual frequency
components of the chaotic carrier that are now more significant
in the message spectral region. The effect of the amplifier’s ASE
noise to the system’s performance was deteriorated as long as the
EDFA chaotic input was kept in relatively high power levels.
Index Terms—Chaotic communication systems, encoding
methods, -factor value, semiconductor lasers, strong injection.
I. INTRODUCTION
D
IFFERENT approaches have been followed so far in the
field of chaotic optical encryption in order to develop
an efficient secure optical communication system. All optical
[1]–[7], optoelectronic [8]–[10] and optical injection-based
[11]–[18] chaotic systems have been numerically studied and
experimentally implemented for this purpose. Many studies
have been also carried out to check the robustness of the
synchronized chaotic systems [19], [20]. Practically, two cate-
gories of all-optical systems have been developed. The first one
consists of two identical external-cavity semiconductor lasers
for the transmitter and the receiver, respectively, (closed-loop
scheme), while in the second approach, an external-cavity laser
transmitter produces the chaotic carrier and a single laser diode
similar to the transmitter is used in the receiver (open-loop
scheme) [14], [17], [19]–[21]. The closed-loop scheme proves
to be more robust in terms of synchronization; however, it
requires precise matching of the external cavity of the lasers
Manuscript received June 9, 2003; revised December 1, 2003. This work was
supported by the European Commission Project IST-2000-29683—OCCULT.
The authors are with the Department of Informatics and Telecommunications,
University of Athens, Athens, GR-15784, Greece.
Digital Object Identifier 10.1109/JLT.2004.825340
to maintain a good synchronization quality [20], [21]. On the
contrary, the open-loop scheme is less robust with simpler
receiver architecture [19]–[21]. It requires a large coupling
strength between the transmitter and the receiver, however,
there is no requirement of perfectly matched lasers’ and there
is no external-cavity receiver to be matched to that of the
transmitter. As it was recently published, two different types of
synchronous responses of the receiver have been distinguished
in the open loop scheme, referring to the weak and the strong
injection condition, respectively, [12], [19]. When a small
fraction of the transmitter output power is injected into the
receiver, the latter reproduces the dynamics of the transmitter
and a complete synchronization is achieved [5], [12], [17],
[19], [20], [22], [23]. The time lag that exists in this type of
synchronization is defined by the propagation time between
the transmitter and the receiver, as well as the round-trip time
of the transmitter’s external cavity. In the case of a much
stronger injection, another type of synchronization is achieved,
based on a driven response of the receiver to the transmitter’s
chaotic oscillations, called isochronous synchronization [12],
[19], [20], [23]. The time lag of the synchronization process
is now equal to the propagation time only, thus there is no
need for a well-defined round-trip time of the transmitter’s
external cavity. Additionally, it has been recently observed that
the isochronous synchronization can be achieved for a wide
range of frequency detuning between the transmitter and the
receiver [12]. Generally, it is characterized by a tolerance to
laser parameter mismatches and consequently it can be more
easily observed in experimental conditions [12].
In this paper, a study and simulation of a practical realization
of an open-loop back-to-back optical chaotic communication
system, taking into account the methods that could be em-
ployed in order to achieve strong injection conditions, such as
application of antireflecting coating at the input facet of the
receiver laser in combination with an optical amplifier. Dif-
ferent encoding techniques, such as Chaos Modulation (CM)
[4], [24], [25], Chaos Masking (CMS) [24], [25], and Chaos
Shift Keying (CSK) [24]–[26] have been considered and tested
at different bit-rates and under different operating conditions.
Different receiver laser cavities with various reflectivities com-
bined with an erbium-doped fiber amplifier (EDFA) have been
tested and the effects induced by the amplified spontaneous
emission (ASE) noise of the EDFA to the performance of the
chaotic communication system have also been studied.
0733-8724/04$20.00 © 2004 IEEE