370 IEEE JOURNAL OF QUANTUM ELECTRONICS, VOL. 43, NO. 5, MAY 2007
Relative Intensity Noise Performance of Wavelength
Converters Based on Four-Wave Mixing in
Semiconductor Optical Amplifiers
Hercules Simos, Ioanna Stamataki, and Dimitris Syvridis
Abstract—We present a numerical and experimental study of
the relative intensity noise (RIN) induced by the four-wave mixing
(FWM) based wavelength conversion process in a semiconductor
optical amplifier (SOA). The study is based on the RIN evaluation
of the converted signal, under various operating conditions (input
power levels and wavelength detuning) and input noise characteris-
tics. A detailed numerical model is employed to simulate the FWM
process, taking into account the amplified spontaneous emission
(ASE) noise, the wavelength dependent gain, and the interaction of
four waves in the SOA (two input waves and two product waves).
It is shown that for low noise input signals, the output RIN is de-
termined by the power levels of the pump and signal and the wave-
length detuning. Operation under saturation allows reduction of
the output RIN levels with respect to the input.
Index Terms—Four-wave mixing (FWM), relative intensity noise
(RIN), semiconductor optical amplifier (SOA), wavelength conver-
sion.
I. INTRODUCTION
A
LL optical wavelength conversion is considered as a key
function for the future WDM lightwave systems. High bit
rate and efficient conversion has been demonstrated using tech-
niques like cross gain modulation (XGM), cross-phase modula-
tion (XPM) and four wave mixing (FWM) in a variety of passive
or active media [1]. FWM in traveling-wave semiconductor op-
tical amplifiers (TW-SOAs) is probably the most favored and
studied technique for -conversion, since it offers transparency
to the modulation format and to the applied data rate up to tens
of gigabits per second (Gb/s) [2]. The other major advantages
of FWM in TW-SOAs are the tunability over a wide range of
wavelengths and the capability for multiwavelength conversion
[3], both exploiting the practically constant (for over 1 THz)
gain spectrum of the SOA. The major drawbacks of the FWM
process in SOAs, are the efficiency degradation at high detuning
values and the optical signal-to-noise ratio (OSNR) degradation
due to the amplified spontaneous emission (ASE). In general the
spontaneous emission perturbs both the amplitude and phase of
the converted signal, resulting to its intensity and phase noise
degradation. The latter has already been investigated by mea-
suring the increase in the linewidth of the converted signal, rel-
ative to that in the input [4]. On the contrary the relative inten-
sity noise (RIN) properties of the FWM converted signal have
Manuscript received November 16, 2006; revised January 15, 2007.
The authors are with the Department of Informatics and Telecommunications,
University of Athens, Athens GR-15784, Greece (e-mail: simos@di.uoa.gr;
istamat@di.uoa.gr; dsyvridi@di.uoa.gr).
Digital Object Identifier 10.1109/JQE.2007.893012
not been investigated up to now, neither theoretically nor exper-
imentally. Such an investigation is very useful since RIN affects
the performance of lightwave systems using intensity modula-
tion [5].
In this paper, we report a numerical and experimental study
on the RIN performance of the FWM in SOAs. The influence of
the power and the wavelength detuning, as well as the intensity
noise properties of the input signals, is investigated. Although
in most cases a degradation of the converted signal is observed,
it will be shown that improvement in the RIN performance is
possible under certain operating conditions. The paper is orga-
nized as follows. In Section II, the general aspects of our inves-
tigation are presented, as well as the numerical modeling of the
FWM in SOAs. The experimental setup for the RIN measure-
ments is given in Section III. Finally, the numerical data and
experimental results are given and discussed in Section IV.
II. THEORY AND MODELING
A. Methodology of Investigation
Aim of this part of the work is to investigate the intensity
noise performance of the wavelength converters based on the
FWM process in a SOA by calculating the RIN of the FWM
product at different cases. The operating conditions of the FWM
process affect the noise performance of the conversion, due to
the dependence of the conversion efficiency and ASE generation
on the power levels and wavelength separation of the input sig-
nals. The first group of results obtained, relates the RIN of the
converted signal ( ) with the input power levels ( , )
and the wavelength detuning. Moreover the intensity noise per-
formance of the converter depends on the RIN level of the input
signal. Since a pump wave is involved in the mixing process
as well, it is reasonable to include in the study the effect of the
pump noise characteristics. For different RIN values of the input
pump ( ), the RIN of the converted signal ( ) is calcu-
lated, as a function of the input signal RIN ( ).
Special attention is paid to the statistical behavior of the in-
tensity fluctuations. It has been observed from both simulations
and experimental measurements, that the statistical nature of
ASE, adds an uncertainty in the evaluation of the RIN value of
a FWM signal. To overcome the problems related to the uncer-
tainty in the estimation of the RIN values, a long time series for
each field has been considered in the simulations for the calcu-
lation of each RIN value. The final RIN is the average of a large
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