Transcending the deregulation debate?
Regulation, risk, and the enforcement of
health and safety law in the UK
Steve Tombs
School of Humanities and Social Sciences, Liverpool John Moores University, Liverpool, UK
David Whyte
School of Sociology and Social Policy, University of Liverpool, Liverpool, UK
Abstract
This paper considers the context for the development of the concept of responsive regulation,namely
the transcending of the deregulation debate. It argues that claims regarding responsive regulation
when allied to risk-based rationales for enforcement can, in fact, allow a “deregulatory” momentum
to develop. This argument is grounded with reference to a case study of the regulation of workplace
health and safety in the UK, with a particular focus upon the period 2000–2010. The paper casts
doubt on the relevance and robustness of the concept of responsive regulation. In a context that
might have been fertile ground for developing genuinely responsive regulatory policy,empirically we
find the development of policies that are better described as“regulatory degradation.”Thus we argue
in this paper that, whatever the intentions of its proponents, there is a logical affinity between
responsive regulation, and effective de-regulation, and that it is this affinity that has provided a
convenient political rationale for the emergence of a neo-liberal regulatory settlement in the UK.
Keywords: deregulation, neo-liberalism, occupational health and safety, responsive regulation,
risk.
1. Introduction
Writing in 1992, Ayres and Braithwaite sought to develop“creative options to bridge the
abyss between deregulatory and pro-regulatory rhetoric” (Ayres & Braithwaite 1992, p.
15). This special issue is testament to the widespread impact of their efforts in this respect.
Over 20 years, their main conceptual bridgehead – responsive regulation – has been
applied, developed, tested, affirmed, and subjected to critique across Australasia, North
America, and Western Europe, in a diverse range of contexts from “corrections to school
bullying to international peacemaking” (Burford & Adams 2004, p. 12; Nielsen & Parker
2009, pp. 376–377). However, we suggest here that responsive regulation – while appear-
ing to be theoretically and conceptually sophisticated – may, in fact, be fundamentally
and perilously ambiguous in so far as it reduces the fundamentally antagonistic social
relations that are embedded in the regulatory process to a dispute between “left” and
“right” (1992, p. 12). Thus, responsive regulation offers no way of understanding or
responding to antagonistic social relations, but rather, proposes a means of transcending
Correspondence: David Whyte, School of Sociology and Social Policy, University of Liverpool,
Liverpool L69 3BX, UK. Email: whyted@liverpool.ac.uk
Accepted for publication 13 July 2012.
Regulation & Governance (2013) 7, 61–79 doi:10.1111/j.1748-5991.2012.01164.x
© 2012 Wiley Publishing Asia Pty Ltd