811
ments during sleep identified differ-
ences in sleep characteristics in infants
who subsequently died from SIDS
compared with control subjects.
4
See editorial, p 793.
The prone sleeping position has been
identified as the major risk factor for
SIDS.
5-10
Prone sleeping has also been
shown to increase the amount of time
spent in quiet sleep.
11-13
In previous
studies we demonstrated that infant
arousal thresholds are elevated in QS
compared with active sleep and that
thresholds increase with time spent in
QS at 2 to 3 months of age when SIDS
incidence is highest.
14
Previous studies
of arousability to an external stimulus
in the prone position have, however,
been confined to AS,
15
and no longitu-
dinal studies have been carried out.
Various mechanisms have been pro-
posed to explain the increased risk of
SIDS associated with prone sleeping,
including rebreathing of expired
gases,
16,17
overheating,
18,19
and impair-
ment of autonomic function.
20,21
We in-
vestigated the effects of sleeping posi-
tion longitudinally on arousal from both
AS and QS together with cardiorespi-
ratory variables and temperature in
healthy term infants. Our hypothesis
was that arousability would be im-
paired when infants slept prone in both
sleep states. Our study design also al-
Despite the dramatic decline in the in-
cidence of sudden infant death syn-
drome following world-wide education
programs, SIDS remains the major
cause of death in infants between 1
The prone sleeping position impairs arousability
in term infants
Rosemary S. C. Horne, BSc, MSc, PhD, BLitt, Dorota Ferens, BSc, Anne-Maree Watts, BSc,
Jessica Vitkovic, BSc, Brendan Lacey, BSc, Sarah Andrew, BSc, BA, Susan M. Cranage,
Bonnie Chau, BAppl Sc, and T. Michael Adamson, MBBS, MRACP, FRACP
month and 1 year of age.
1,2
Arousal
from sleep is believed to be an impor-
tant survival mechanism, which may
be impaired in victims of SIDS.
3
In a
prospective study, fewer body move-
From the Department of Paediatrics and Ritchie Centre for Baby Health Research, Monash University, Clayton,
Victoria, Australia.
Supported by SIDSaustralia.
Submitted for publication Aug 23, 2000; revision received Dec 5, 2000; accepted Jan 17, 2001.
Reprints not available from author.
Correspondence: Rosemary S. C. Horne, PhD, Department of Paediatrics, Monash Medical
Centre, 246 Clayton Rd, Clayton, Victoria, Australia 3168.
Copyright © 2001 by Mosby, Inc.
0022-3476/2001/$35.00 + 0 9/21/114475
doi:10.1067/mpd.2001.114475
ANOVA Analysis of variance
AS Active sleep
QS Quiet sleep
SIDS Sudden infant death syndrome
Objective: To investigate whether the prone sleeping position impaired
arousal from sleep in healthy infants and whether this impairment was
related to cardiorespiratory variables, temperature, or age.
Study design: Healthy term infants (n = 24) were studied with daytime
polysomnography on 3 occasions: 2 to 3 weeks after birth, 2 to 3 months
after birth, and 5 to 6 months after birth. Multiple measurements of arousal
threshold (cm H
2
O) in response to air-jet stimulation applied alternately to
the nares were made in both active sleep and quiet sleep when infants slept
both prone and supine.
Results: Arousal thresholds were significantly higher in both active sleep
and quiet sleep when infants slept prone at 2 to 3 weeks and 2 to 3 months,
but not at 5 to 6 months. These increases were independent of any sleep
position–related change in either rectal or abdominal skin temperature,
respiratory rate, oxygen saturation, or heart rate.
Conclusions: The prone position significantly impairs arousal from both
active sleep and quiet sleep in healthy term infants. This impairment in
arousability occurred with no clinically significant changes in cardiorespira-
tory variables or body temperature. Decreased arousability from sleep in
the prone position provides an important insight into its role as a risk factor
for sudden infant death syndrome. (J Pediatr 2001;138:811-6)