Detecting Molecular Chirality by Scanning Tunneling
Microscopy
DAVID M. WALBA* AND FORREST STEVENS
Department of Chemistry and Biochemistry and Optoelectronic Computing Systems Center, Campus Box 215,
University of Colorado, Boulder, Colorado 80309-0215
NOEL A. CLARK AND DANIEL C. PARKS
Department of Physics and Optoelectronic Computing Systems Center, Campus Box 390, University of Colorado,
Boulder, Colorado 80309-0390
Received July 22, 1996
Introduction
A highly interesting but challenging goal in the field
of single-molecule detection by scanning probe micros-
copy (SPM) is the direct observation of molecular
chirality. In this regard, to our knowledge the direct
detection of chirality at individual tetrahedral stereo-
centers in organic molecules has yet to be achieved.
Aside from obvious intrinsic interest in such a feat,
development of techniques for reliable establishment
of absolute configuration by SPM has potential practi-
cal implications as well.
An excellent system for probe microscopy of rela-
tively complex organic “small” molecules involves
imaging of liquid crystals (LCs) on graphite.
1
This
approach has a long history in the scanning tunneling
microscopy (STM) field, and is currently an active
research area. In the LC on graphite system a small
droplet of LC sample melted into the isotropic phase
is applied to a freshly cleaved (0001) surface of highly
oriented pyrolytic graphite. The STM tip is engaged
while the substrate is held at a temperature where
the organic thin film is liquid crystalline. Scanning
sometimes produces images which are interpreted as
deriving from a monolayer of molecules strongly
physisorbed to the surface in a two-dimensional (2-D)
crystal. This 2-D crystal, while composed of molecules
which form liquid crystal phases, is NOT liquid
crystalline. The bulk LC overlayer is apparently not
directly observed in the experiment.
These images are thought to result from a combina-
tion of topographical and electronic factors producing
intramolecular contrast in the STM experiment. Con-
ventional wisdom holds that the 2-D crystals are
usually heteroepitaxial with the graphite substrate,
the packing mode being dominated by the well-known
relatively strong interaction of the R hydrogens of all-
anti aliphatic chains with the graphite. Furthermore,
it is thought that primarily due to electronic factors
aromatic rings appear bright in the STM experiment
while aliphatic chains appear dark. More specifically,
when imaging is done in constant current mode the
tip-surface separation required to maintain constant
current is apparently larger when the tip is over
aromatic moieties than when the tip is over aliphatic
molecular fragments.
While many LCs are chiral, the vast majority of LC/
STM studies have involved achiral materials, in
particular simple alkyl- and alkoxycyanobiphenyls.
Our own work focuses on chiral smectic (i.e., layered)
ferroelectric liquid crystals (FLCs),
2
where we have
been exploring STM as part of an approach for
understanding the FLC/solid surface interactions re-
sponsible for FLC alignment. In the course of this
work many chiral FLC systems have been studied by
STM, affording images of chiral molecules and chiral
2-D crystals at molecular, and in some cases near
atomic, resolution. A discussion of some highlights
of this work, focusing on stereochemical issues, fol-
lows.
Near Atomic Resolution Imaging of a Chiral
Epoxide
During the course of early work aimed at obtaining
fast-switching FLCs for electrooptic applications, many
chiral epoxy ether phenylbenzoates were prepared.
3
The Sharpless epoxide 4-[(R,R)-(2,3-epoxyhexyl)oxy]-
phenyl 4-[(S)-(3,7-dimethyloctyl)oxy]benzoate (com-
pound 1, Figure 1), possessing three tetrahedral
stereocenters and stable LC phases close to room
(1) (a) Smith, D. P. E.; Ho ¨rber, H.; Gerber, C.; Binnig, G. Science 1989,
245, 43-45. (b) Smith, D. P. E.; Hoerber, J. K. H.; Binnig, G.; Nejoh, H.
Nature (London) 1990, 344, 641-644.
(2) Walba, D. M. In Ferroelectric Liquid Crystals: A Unique State of
Matter; in Advances in the Synthesis and Reactivity of Solids; Mallouk,
T. E., Ed.; JAI Press Ltd.: Greenwich, CT, 1991; Vol. 1, pp 173-235.
(3) Walba, D. M.; Vohra, R. T.; Clark, N. A.; Handschy, M. A.; Xue,
J.; Parmar, D. S.; Lagerwall, S. T.; Skarp, K. J. Am. Chem. Soc. 1986,
108, 7424-7425.
David M. Walba was born in Oakland, CA, in 1949. He received his B.S. degree
in Chemistry from the University of California, Berkeley, in 1971, and his Ph.D with
Robert E. Ireland at Caltech in 1975. After a postdoctoral associateship with Donald
J. Cram at the University of California, Los Angeles, he joined the faculty of the
Department of Chemistry at the University of Colorado in 1977. His research interests
revolve around organic stereochemistry, with a current emphasis on organic photonic
materials, including in particular ferroelectric liquid crystals.
Noel A. Clark was born in Cleveland, OH, in 1940. He received his Ph.D. degree
in physics with George B. Benedek at the Massachusetts Institute of Technology in
1970, and held the positions of Research Fellow and Assistant Professor of Applied
Physics at Harvard University before moving to the Department of Physics at the
University of Colorado in 1977. Research in his group is directed toward
understanding and using the properties of condensed phases, and ranges from
experiments on the fundamental physics of phase transitions, such as melting, to
the development of liquid crystal electrooptic light valves.
Forrest Stevens was born in Walnut Springs, CA, in 1969. He received his B.S
degree in Chemistry from Whitman College in 1991, and his Ph.D. with David M.
Walba at the University of Colorado at Boulder in 1996. He is currently a faculty
intern with Thomas P. Beebe at the University of Utah.
Daniel C. Parks was born in Lexington, NE, in 1960. He received his Ph.D. in
physics at the University of Colorado with Noel A. Clark. He held the position of
research associate at Macdonal Laboratory, Kansas State University, between 1992
and 1995, and is currently an NRC researcher at the National Institute of Standards
and Technology in Gaithersburg, MD.
591 Acc. Chem. Res. 1996, 29, 591-597
S0001-4842(95)00251-2 CCC: $12.00 © 1996 American Chemical Society