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Indigenous Banking Firms in Mughal
India: A Reply
KAREN LEONARD
University of California, Irvine
In the April 1979 issue of CSSH I proposed a theory: The financial services of
leading indigenous banking firms were indispensable to the Mughal state, and
the diversion by these firms of resources, both credit and trade, from the
Mughals to other political powers in the Indian subcontinent contributed to the
downfall of the Mughal empire (p. 152). John F. Richards's article in the
present issue takes exception to that theory, challenging the evidentiary basis
for my assertions. While stating that further research was admittedly neces-
sary to test and fully substantiate the theory, I certainly offered evidence that
these banking firms supplied working capital to the empire and its officials for
military campaigns, trade, construction, karkhanah (workshop) production,
and personal loans. I also discussed the bankers' regulation of the valuation,
exchange, and circulation of currency, and particularly the hundi system of
bills of exchange. The political potential of these financial services - of their
performance or nonperformance, and on what terms - is obvious. Indeed, I
cited instances of political interactions between bankers and officials.
Richards concedes that my analysis of the eighteenth-century activities of
banking firms - their migration from Mughal-controlled urban centers to
others; their extension of credit and trade to new regional powers, including
the European trading companies; their involvement in the collection of land
revenue - is accurate. He attacks the theory, however, by stating that he
cannot find "sufficient" evidence to support my assumptions about the ser-
vices and importance of the banking firms in the sixteenth and seventeenth
centuries. He also attacks the theory by stressing the empire's accumulation of
permanent capital, although I did not contend that the empire depended upon
the private sector for long-term financing in those centuries.
Richards puts forward a ''state finance'' model of the Mughal economy. In
this formal, bureaucratic model, the state somehow controls the bulk of the
profits from the expansion of trade, along with other accumulated resources
(plunder, tribute, land revenue), and it also controls the minting and circula-
tion of currency. are three problems with this. In terms of economic
I want to thank John Leonard for his comments on this es'say.
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309