Lung Transplantation in Patients With Chronic Obstructive
Pulmonary Disease in a National Cohort Is Without Obvious
Survival Benefit
Knut Stavem, MD, PhD,
a,b
Øystein Bjørtuft, MD, PhD,
c
Ørnulf Borgan, PhD,
d
Odd Geiran, MD, PhD,
e
and
Jacob Boe, MD, PhD,
c
Background: The objective in lung transplantation is to prolong life, but the survival effect in patients with
chronic obstructive pulmonary disease (COPD) or 1-anti-trypsin deficiency emphysema is
still unresolved. This study assesses the impact of diagnosis, single-lung transplantation (SLT)
vs bilateral lung transplantation (BLT) and timing of transplantation on survival in a national
cohort.
Methods: In 219 consecutive patients accepted onto the lung transplantation waiting list in Norway, 1990 to
2003, we assessed predictors of death: (1) on the waiting list; (2) 90 days after transplantation; and
(3) 90 days after transplantation. For each period we used Cox regression, including age, gender,
diagnosis, baseline pulmonary function tests, cardiac catheterization data, exercise capacity and
transplant type, as potential predictors. Survival benefit was assessed graphically by combining
adjusted survival curves after transplantation with the curve for those waiting, modeling transplan-
tation after 6, 12 or 24 months.
Results: Mean patient age was 49 years (SD 10), with 55% women. High forced expiratory volume in 1
second (FEV
1
) percentage predicted death on the waiting list. Diagnoses other than COPD/
emphysema and receiving SLT were associated with death 90 days after transplantation. Only low
forced vital capacity (FVC) percentage predicted death 90 days after transplantation. In COPD/
emphysema, there was no clear survival benefit from BLT or SLT. For patients in the “Other” group,
the data suggest a survival benefit from BLT.
Conclusions: In COPD/emphysema, there was no obvious survival benefit from lung transplantation, which
questions prolongation of life as the primary motivation for the procedure. J Heart Lung Transplant 2006;
25:75– 84. Copyright © 2006 by the International Society for Heart and Lung Transplantation.
Lung transplantation is established as a therapeutic
intervention in end-stage pulmonary disease. More than
17,000 lung transplantations have been performed
worldwide.
1
One-year survival is between 70% and 80%
both for single-lung transplantation (SLT) and bilateral
lung transplantation (BLT),
1
and between 40% and 50%
after 4 years.
1,2
Patients undergoing lung transplanta-
tion have been shown to have improved lung func-
tion
3,4
and a better health-related quality of life.
5–8
The rationale behind existing recommendations for
timing of referral for lung transplantation is based on
the objective of attaining a survival benefit from the
procedure; that is, post-transplant survival should ex-
ceed the expected survival without the procedure.
9
Some studies have reported survival benefit from the
procedure,
10
particularly in patients with cystic fibrosis,
idiopathic pulmonary fibrosis and primary pulmonary
hypertension (PPH).
11–16
In cystic fibrosis, a survival
benefit has been reported for both children
17
and
adults.
11,13
In addition, a survival benefit of transplan-
tation for emphysema has been shown in some stud-
ies.
14,16
In contrast, other studies have failed to detect
a survival benefit of the procedure in general,
18
in
patients with cystic fibrosis,
12
and in end-stage emphy-
sema.
11
The significance of these results is limited by uncer-
tainties regarding the methodology
10
and the validity of
several assumptions used in the analyses.
9
The different
study populations had variations in composition and
From the
a
Department of Medicine, Akershus University Hospital,
Lørenskog, Norway;
b
Norwegian Health Services Research Centre,
Lørenskog, Norway;
c
Department of Thoracic Medicine, Rikshospi-
talet University Hospital, Oslo, Norway;
d
Department of Mathematics,
University of Oslo, Oslo, Norway; and
e
Department of Cardiotho-
racic Surgery, Rikshospitalet University Hospital, Oslo, Norway.
Submitted December 9, 2004; revised June 21, 2005; accepted June
24, 2005.
Reprint requests: Knut Stavem, MD, Department of Medicine,
Akershus University Hospital, NO-1478 Lørenskog, Norway. Tele-
phone: +47-67929453. Fax: +47-67902125. E-mail: knut.stavem@
klinmed.uio.no
Copyright © 2006 by the International Society for Heart and Lung
Transplantation. 1053-2498/06/$–see front matter. doi:10.1016/
j.healun.2005.06.025
75