Reflections in Internal Medicine
Approaches to professional behaviour assessment: Tools in the
professionalism toolbox
Walther N.K.A. van Mook
a,b,
⁎, Simone L. Gorter
c
, Helen O'Sullivan
d
, Valerie Wass
e
,
Lambert W. Schuwirth
b
, Cees P.M. van der Vleuten
b
a
Departments of Intensive Care and Internal Medicine, Maastricht University Medical Centre, P. Debeyelaan 25, 6202 AZ Maastricht, The Netherlands
b
Department of Medical Education Development and Research, Maastricht University, Faculty of Health, Medicine, and Life Sciences, Maastricht, The Netherlands
c
Department of Internal Medicine, Division of Rheumatology, Maastricht University Medical Centre, Maastricht, The Netherlands
d
Centre for Excellence in Developing Professionalism, School of Medical Education, University of Liverpool, Liverpool, United Kingdom
e
Manchester Medical School, University of Manchester, Manchester, United Kingdom
abstract article info
Article history:
Received 23 December 2008
Received in revised form 22 July 2009
Accepted 25 July 2009
Available online 20 September 2009
Keywords:
Problem based learning
Professional behaviour
Professionalism
Tutorial group
Assessment
Tools
There is general agreement that professionalism and professional behaviour should be (formatively and
summatively) assessed, but consensus on how this should be done is still lacking. After discussing some of
the remaining issues and questions regarding professionalism assessment, this article discusses the
importance of qualitative comments to the assessment of professional behaviour, focuses on the currently
most frequently used tools, as well as stresses the need for triangulation (combining) of these tools.
© 2009 European Federation of Internal Medicine. Published by Elsevier B.V. All rights reserved.
1. Introduction
Assessing professionalism as an outcome measure of medical
education mirrors the trend to measure outcomes of patient care as
indicators of health care quality. Tools have been developed for
measuring professionalism and professional behaviour to identify,
counsel, and remediate students demonstrating poor professional
behaviour [1]. Assessing professionalism during (internal medicine)
specialist training programmes serves comparable purposes [2]. The
challenge of assessing professionalism can be summarised by two
statements: “If it can't be measured, it can't be improved,” and “They
don't respect what you expect, whereas they respect what you inspect”
[3]. Assessment motivates students to learn what is important and
informs teachers whether programme expectations are clear and
whether students have learnt from these experiences.
Lack of formal assessment may send a conflicting message to
students. Assessment of professional behaviour serves a clear forma-
tive purpose (‘no feedback, no learning’ or ‘assessment drives
learning’), as well as a summative purpose (‘no learning, no pass,’ or
‘go/no-go decision’). To date the focus has largely been on the
summative aspects, and identifying the few ‘bad apples.’ However the
formative aspect is obviously essential and should benefit all students.
Many other issues and questions fuel the ongoing debate. Some
debate whether professionalism or professional behaviour should be
assessed. Should one global measure be used (as a comprehensive and
integrated entity), or should professionalism be broken down into
specific elements, which are measured independently? [4–7] Addi-
tional areas of discussion centre on: (i) how many observers are needed
to make a reliable assessment? (ii) Who should perform it; faculty,
peers, patients or even others? (iii) Where to perform assessments;
only in authentic contexts or are simulated circumstances acceptable?
And (iv) how often should assessments be done; frequently after short
observations or less often after intensive observation? The perfect
measure for professionalism lies most certainly in Utopia!
Any one single measure alone is not sufficient [8]. A combination
(triangulation) of currently available instruments is necessary [9].
With any unstructured assessment tool, the quality of the information
gathered is dependent on the user. Contemporary professionalism
assessment methods, however, tend to be mildly structured. They
include self and peer assessment, the objective structured clinical
examination (OSCE), direct observation by faculty during regular
educational sessions, critical incidents reports and learner maintained
portfolios [3,10–12]. Often standardised checklists are used [13,14].
European Journal of Internal Medicine 20 (2009) e153–e157
⁎ Corresponding author. Departments of Intensive Care and Internal Medicine,
Maastricht University Medical Centre, P. Debeyelaan 25, 6202 AZ Maastricht, The
Netherlands. Tel.: +31 43 3876385; fax: +31 43 3874330.
E-mail address: w.van.mook@mumc.nl (W.N.K.A. van Mook).
0953-6205/$ – see front matter © 2009 European Federation of Internal Medicine. Published by Elsevier B.V. All rights reserved.
doi:10.1016/j.ejim.2009.07.012
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