Three-Carbon Dowd-Beckwith Ring Expansion Reaction versus
Intramolecular 1,5-Hydrogen Transfer Reaction: A Theoretical
Study
Diego Ardura and Toma ´s L. Sordo*
Departamento de Quı ´mica Fı ´sica y Analı ´tica, Universidad de Oviedo, C/Julia ´ n Claverı ´a, 8, Oviedo
33006, Spain
tsordo@uniovi.es
Received July 26, 2005
The evolution of the primary radicals formed by addition of AIBN/HSnBu
3
to methyl 1-(3-iodopropyl)-
5-oxocyclopentanecarboxylate, methyl (1R*,2R*)-1-(3-iodopropyl)-2-methyl-5-oxocyclopentanecar-
boxylate, and methyl (1R*,2S*)-1-(3-iodopropyl)-2-methyl-5-oxocyclopentanecarboxylate in benzene
has been theoretically investigated by ROMP2/6-311++G(2d,2p)//UB3LYP/6-31G(d,p) calculations
taking into account the effect of solvent through a PCM-UAHF model. According to the theoretical
results, for methyl 1-(3-iodopropyl)-5-oxocyclopentanecarboxylate and methyl (1R*,2S*)-1-(3-
iodopropyl)-2-methyl-5-oxocyclopentanecarboxylate the major product is the cyclooctane derivative
from the three-carbon ring expansion, whereas for methyl (1R*,2R*)-1-(3-iodopropyl)-2-methyl-5-
oxocyclopentanecarboxylate the major product is that corresponding to the 1,5-H transposition in
agreement with the experimental findings. This different behavior is a consequence of several factors
determining the relative energy barriers. The methyl substituent destabilizes the ring expansion
process for methyl (1R*,2R*)-1-(3-iodopropyl)-2-methyl-5-oxocyclopentanecarboxylate because of
steric repulsion but favors it in the case of the -trans-substituted substrate because it makes
possible the evolution of the system along more favorable conformations. The methyl group also
favors the 1,5-H transposition rendering the transposed product a tertiary radical. The second stage
of the ring expansion process is stabilized by resonance.
Introduction
An attractive way to approach the synthesis of medium
and large rings is to take advantage of existing cyclic
structures through ring expansion reactions.
1
One of
these synthetic strategies is the so-called Dowd-Beck-
with free radical ring expansion which uses -keto esters
as starting materials.
2-4
The efficiency of this method has
been experimentally proved for both one- and three-
carbon ring expansions (see Scheme 1). However, in the
case of the three-carbon expansion processes experimen-
tal work has identified a competing 1,5-hydrogen transfer
which can become dominant for some substrates.
For methyl 1-(3-iodopropyl)-2-oxocyclopentanecarboxy-
late (5 in Scheme 2) the ring expansion product 6
accounts for 77% of the products. In addition, 15% of the
directly reduced product 8 and 8% of reduction product
7 with deuterium incorporated to the carbonyl are
formed, showing that 1,5-H transfer is occurring. For the
-trans-substituted precursor methyl (1R*,2R*)-1-(3-
iodopropyl)-2-methyl-5-oxocyclopentanecarboxylate, 9, ring
expansion (10), 1,5-hydrogen transfer (11), and direct
reduction (12) products are formed in 8%, 86%, and 6%
yields, respectively. In contrast, reaction of the -cis-
* Corresponding author. Phone: +34 98 5 103 125. Fax: +34 98 5
103 125.
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Weinheim, Germany, 1991.
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6549. (b) Dowd, P.; Choi, S.-C. J. Am. Chem. Soc. 1987, 109, 3493-
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(3) Beckwith, A. L. J.; O’Shea, D. M.; Wetswood, S. W. J. Am. Chem.
Soc. 1988, 110, 2565-2572.
(4) Wang, C.; Gu, X.; Yu, M. S.; Curran, D. P. Tetrahedron 1988,
54, 5442.
10.1021/jo051551g CCC: $30.25 © 2005 American Chemical Society
J. Org. Chem. 2005, 70, 9417-9423 9417 Published on Web 10/07/2005