IEEE TRANSACTIONS ON GEOSCIENCE AND REMOTE SENSING, VOL. GE-24, NO. 3, MAY 1986
A Stable Iterative Procedure to Obtain Soil Surface
Parameters and Fluxes from Satellite Data
MARCEL RAFFY AND
FRANCOIS
BECKER, MEMBER, IEEE
Abstract-Two general methods recently proposed to obtain the
thermal inertia, the sensible heat flux, and the evapotranspiration flux
from satellite data are summarized. In these methods, stable algo-
rithms were used, but the stabilization coefficients presented were em-
pirical. In this paper, it is shown that optimal coefficients exist and can
lead to an iterative process to calculate the thermal inertia and the
fluxes with improved accuracy despite of errors of measurements. Some
applications using in situ data and theoretically simulated data are given
as an example.
I. INTRODUCTION
FROM THE RADIANCE of the soil, it is possible to
obtain the spectral emissivity, albedo, solar incoming
flux, and the surface temperature. The present task is to
obtain from these parameters the thermal inertia, evapo-
transpiration flux, and the sensible heat flux by a stable
numerical method.
Many methods have been proposed to determine some
of these soil characteristics [4], [9], [10], [17]-[20], but
these works need an a priori knowledge of aerodynamic
resistances.
In a previous paper [14], we defined two general pro-
cedures and showed, as is the case with most inverse
problems, that they were not stable with respect to error
of measurements in the input data. We proposed a stabi-
lization procedure for these methods that requires the in-
troduction of empirical coefficients that are crucial for the
accuracy of the results. We will show in this paper that
optimal coefficients exist and we will derive an iterative
algorithm to calculate the surface fluxes and the thermal
inertia.
Section II recalls briefly the basis of the method pro-
posed. Section III gives some indications about the effect
of the errors of modeling on the calculated fluxes. The
existence of the optimal stabilization coefficients and their
value is explained in Section IV, as is the derived iterative
algorithm. Numerical results obtained from simulated sit-
uations and in situ experiments are presented in Section
V.
Manuscript received September 12, 1985; revised December 4, 1985.
This work was done under the collaboration of the CNRS, the CNES, and
IBM/France, and was supported by the CNRS through ATP Teldedtection.
The authors are with the Groupement Scientifique T6leddtection Spatial,
Universite Louis Pasteur de Strasbourg, GSTS, 23 rue du Loess, B.P. 20,
67037 Strasbourg, France.
IEEE Log Number 8607725.
II. COMPUTATION OF THE FLUXES AND THE THERMAL
INERTIA TAKING INTO ACCOUNT ERRORS IN THE
MEASUREMENTS
A. Hypothesis and Methods
We focus our attention on one pixel. Generally such a
pixel corresponds to an IFOV which may have a diameter
of several kilometers and shows, therefore, a very heter-
ogeneous surface. Such a pixel is referred to as an "het-
erogeneous pixel." It represents the brightness tempera-
ture of an area that does not have a well-defined surface
thermodynamic temperature. The interpretation of the
brightness temperature of such a pixel and its relationship
with the various local thermodynamic surface tempera-
tures on the terrain are very complicated questions (cf.
[3], [14]) that will not be addressed by this paper. We
shall therefore assume all along this paper that the pixels
that are considered are "homogeneous," i.e., represent
the brightness temperature of a homogeneous area in the
terrain, having a well-defined thermodynamic surface
temperature. Furthermore, we assume, following Tab-
bagh [21] and Raffy [13], that the horizontal fluxes can
be neglected. Then we are led to study a homogeneous
layer of depth L, for which we assume that the volumetric
moisture profile is constant in time during one day and
that the temperature at depth L is constant.
Thus, the problem addressed by this paper is to deter-
mine the best approximation of the thermal inertia, evapo-
transpiration flux (LE) and sensible heat flux (H) for this
homogeneous media, the input data being an interpolated
time profile of the surface temperature Tmeas(t), the air
temperature, at 2 m, Ta(t), the horizontal wind speed
Ua(t), at 2 m, and the net radiation flux RN (t).
The temperature profile T(x, t) for x E [0, L] and t >
0 satisfies
AT a2T
c --
K
--- =
0
Cat -Kx2=
T(O, t) = Tmeas(t),
T(L, t) = TL,
T(x, 0) = To(x)
xe]0,L[, t> 0
t > 0 (P)
t > 0
x E[0, L]
in which c is the constant heat capacity, K the constant
heat conductivity, and TL the temperature at the depth L.
It is shown in [14] that a knowledge of the initial profile
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