352
Hand hygiene is accepted throughout the health
care community as a basic clinical procedure essential
for the prevention of infections in patients and health
care workers (HCWs) alike.
1
However, studies consis-
tently show that HCWs practice hand hygiene incom-
pletely and infrequently, with rates of adherence to
guidelines often lower than 70%.
2
Although the hand
hygiene procedure itself is simple, HCW behavior relat-
ed to hand hygiene is a complex phenomenon that is
not easily understood, explained, or changed.
Knowledge about when, why, and how HCWs should
practice hand hygiene is widely available. According to
current guidelines from the Association for
Professionals in Infection Control, HCWs should prac-
tice hand hygiene when their hands are visibly soiled,
before and after patient contact, after contact with
body secretions or excretions or inanimate objects like-
ly contaminated, and after removing gloves.
3
Appropriate technique includes use of soap and
water. The hand hygiene agent should be distributed to
all hand surfaces, and hands should be rubbed vigor-
ously for 10 to 15 seconds. An alcohol-based handrub
may be used instead of soap and water if the hands are
free of organic soiling.
Knowledge about hand hygiene, awareness of per-
sonal handwashing practices, types of hand hygiene
products, and accessibility of supplies have all been
recognized as factors that may influence HCW adher-
ence to hand hygiene recommendations. Education
and training, the most frequently implemented inter-
ventions designed to improve adherence, have had lim-
Understanding adherence to hand
hygiene recommendations: The theory
of planned behavior
Carol A. O’Boyle, PhD, RN
a
Susan J. Henly, PhD, RN
b
Elaine Larson, PhD, RN, FAAN
c
Minneapolis, Minnesota, and New York, New York
Background: Most health care workers (HCWs) are aware of the rationale for hand hygiene procedures, yet failure to adhere to guidelines is com-
mon. Little is known about factors that motivate HCWs to practice hand hygiene.
Purpose: The purposes of this study were to (1) estimate adherence to hand hygiene recommendations; (2) describe relationships among motivation-
al factors, adherence, and intensity of nursing unit activity; and (3) test an explanatory model for adherence to hand hygiene guidelines based on the
theory of planned behavior (TPB).
Method: A longitudinal, observational design was used to collect data from 120 registered nurses employed in critical care and postcritical care
units. Nurses provided information about motivational factors and intentions and a self-report of the proportion of time they followed guidelines. At
least 2 weeks later, the nurses’ hand hygiene performance was observed while they provided patient care. Structural equation modeling was used to
test the TPB-based model.
Results: Rate of adherence to recommendations for 1248 hand hygiene indications was 70%. The correlation between self-reported and observed
adherence to handwashing recommendations was low (r = 0.21). TPB variables predicted intention to handwash, and intention was related to self-
reported hand hygiene. Intensity of activity in the nursing unit, rather than TPB variables, predicted observed adherence to hand hygiene recommen-
dations.
Conclusions: The limited association between self-reported and observed hand hygiene scores remains an enigma to be explained. Actual hand
hygiene behavior may be more sensitive to the intensity of work activity in the clinical setting than to internal motivational factors. (Am J Infect
Control 2001;29:352-60.)
From the Division of Disease Prevention and Control, Minnesota
Department of Health
a
; the School of Nursing, University of
Minnesota, Minneapolis
b
; and the School of Nursing, Columbia
University, New York.
c
Portions of this paper were presented at the 1998 annual meet-
ing of the Association for Professionals in Infection Control in
Baltimore, Md.
Supported in part by grants from the Georgetown University
School of Nursing, the 3M Enrich Program, and the Association
of Professionals in Infection Control Research Foundation.
Reprint requests: Carol A. O’Boyle, PhD, RN, Assistant Professor,
School of Nursing, 6-101 Weaver-Densford Hall, University of
Minnesota, 308 Harvard St, SE, Minneapolis, MN 55455-0342.
Copyright © 2001 by the Association for Professionals in
Infection Control and Epidemiology, Inc.
0196-6553/2001/$35.00 + 0 17/46/118405
doi:10.1067/mic.2001.118405