4018 IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 55, NO. 8, AUGUST 2007
A Mean-Square Stability Analysis of the Least Mean
Fourth Adaptive Algorithm
Pedro Inácio Hübscher, José Carlos M. Bermudez, Senior Member, IEEE, and Vítor H. Nascimento, Member, IEEE
Abstract—This paper presents a new convergence analysis of the
least mean fourth (LMF) adaptive algorithm, in the mean square
sense. The analysis improves previous results, in that it is valid for
non-Gaussian noise distributions and explicitly shows the depen-
dence of algorithm stability on the initial conditions of the weights.
Analytical expressions are derived presenting the relationship be-
tween the step size, the initial weight error vector, and mean-square
stability. The analysis assumes a white zero-mean Gaussian refer-
ence signal and an independent, identically distributed (i.i.d.) mea-
surement noise with any even probability density function (pdf).
It has been shown by Nascimento and Bermudez [“Probability of
Divergence for the Least-Mean Fourth (LMF) Algorithm,” IEEE
Transactions on Signal Processing, vol 54, no. 4, pp. 1376–1385,
Apr. 2006] that the LMF algorithm is not mean-square stable for
reference signals whose pdfs have infinite support. However, the
probability of divergence as a function of the step size value tends
to rise abruptly only when it moves past a given threshold. Our
analysis provides a simple (and yet precise) estimate of the region
of quick rise in the probability of divergence. Hence, the present
analysis is useful for predicting algorithm instability in most prac-
tical applications.
Index Terms—Adaptive estimation, adaptive filters, adaptive
systems, convergence analysis, least mean fourth, stability.
I. INTRODUCTION
A
DAPTIVE algorithms based on higher order moments
of the error signal have been shown to perform better
mean square estimation than the well-known least mean
square (LMS) algorithm in some important applications. The
least-mean fourth (LMF) is one of such algorithms [2]. It seeks
to minimize the mean fourth error, which is a convex (and, thus,
unimodal) function of the adaptive weight vector [2], [3]. Over
the years, LMF has been shown to have desirable properties for
different applications [2], [4]–[8]. It has been shown that the
LMF algorithm can outperform LMS for Gaussian, uniform,
and sinusoidal noise distributions [2], [9]. These results have
increased the interest in a more detailed analysis of the LMF
Manuscript received June 9, 2006; revised October 24, 2006. This work was
supported in part by CNPq by Grants No. 308095/2003-0 and 303361/2004-2,
and by the FAPESP, by Grant No. 2004/15114-2. The associate editor coordi-
nating the review of this manuscript and approving it for publication was Prof.
J. Chambers.
P. I. Hübscher is with the INPE—National Institute for Space Research,
12227-010, São José dos Campos, SP, Brazil (e-mail: pedro.hubscher@sir.
inpe.br).
J. C. M. Bermudez is with the Department of Electrical Engineering, Fed-
eral University of Santa Catarina, Florianópolis 88040-900, SC, Brazil (e-mail:
j.bermudez@ieee.org).
V. H. Nascimento is with the Department of Electronic Systems Engineering,
University of São Paulo, São Paulo, SP, Brazil (e-mail: vitor@lps.usp.br).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TSP.2007.894423
algorithm behavior, since its practical use has been limited in
great part due to the lack of good analytical models to predict
its performance. In [9], a statistical analysis has been presented,
which led to accurate analytical models for the mean and
mean-square behavior of the LMF algorithm for small step
sizes. Another important aspect of the algorithm’s behavior,
which was not addressed in [9], is its stability.
There are several approaches to analyze the convergence of
adaptive algorithms: deterministic (worst-case) [10], [11] and
stochastic (in the mean, in the mean-square [11], and almost-
sure [12], [13]). Deterministic approaches such as in [10] tend
to be very conservative, requiring the step size to be quite small
in order to guarantee stability, while almost-sure analysis may
exaggerate, and conclude that an algorithm is stable when its
performance is not good at all (an explanation for this can be
found in [14]). Walach and Widrow [2] studied the convergence
properties of the LMF algorithm in the mean-square sense. Their
analysis was restricted to steady state, and the stability limit was
not expressed as a function of the initial conditions, even though
the reported simulation results indicated this dependence. In
[12], the ODE method was used to analyze general fixed-step
adaptive algorithms, including LMF. However, no analytical ex-
pression is given for the LMF stability conditions. In [15], the
authors comment on the dependence of LMF’s stability on its
initial conditions. An expression is provided for the maximum
adaptation constant for convergence in the mean. However, the
analysis in [15] does not consider the mean-square case, and
assumes that both the input signal and the measurement noise
are Gaussian. Reference [16] has shown that the stability of the
LMF algorithm depends on the initial conditions, but such de-
pendence was not explicitly determined. In [17] it is shown that
LMF stability depends on the initial conditions, and this de-
pendence is described analytically, using an elegant argument.
However, the analysis in [17] is restricted to Gaussian noise.
More recently, a different approach to stability analysis of the
LMF algorithm was proposed in [1], which shows that there is
always a nonzero probability of divergence in any given real-
ization when the input signal has a probability density function
(pdf) with infinite support. The probability of divergence was
approximated for white Gaussian inputs.
This paper presents a new convergence analysis of the LMF
algorithm in the mean-square sense.
1
The analysis considers a
white zero-mean Gaussian reference signal and an independent,
identically distributed (i.i.d.) zero-mean measurement noise
with any even pdf. Thus, the derived results are also valid
for the important applications in which the LMF algorithm
is employed with non-Gaussian measurement noise [2]. Our
1
Initial results on this work have been presented in [18].
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