Atomic Layer Deposition and Characterization of HfO
2
Films
on Noble Metal Film Substrates
Kaupo Kukli,
a,f,z
Titta Aaltonen,
a
Jaan Aarik,
b
Jun Lu,
c
Mikko Ritala,
a,
*
Sandro Ferrari,
e
Anders Hårsta,
d
and Markku Leskelä
a
a
Department of Chemistry, University of Helsinki, FIN-00014 Univ. Helsinki, Finland
b
Institute of Physics, University of Tartu, 51010 Tartu, Estonia
c
Ångström Microstructure Laboratory, Department of Engineering Sciences, Uppsala University, SE-751 21
Uppsala, Sweden
d
The Ångström Laboratory, Department of Materials Chemistry, Uppsala University, SE-75121 Uppsala,
Sweden
e
Laboratorio MDM-INFM, 20041 Agrate Brianza (MI), Italy
HfO
2
films were grown by atomic layer deposition from HfCl
4
and H
2
O on atomic layer deposited 40-70 nm thick platinum,
iridium, and ruthenium films in the temperature range 200-600°C. The phase formed in the 30-50 nm thick HfO
2
films was
monoclinic HfO
2
dominating over amorphous material without noticeable contribution from metastable crystallographic polymor-
phs. The metal-dielectric-metal capacitor structures formed after evaporating Al gate electrodes demonstrated effective permittivity
values in the range 11-16 and breakdown fields reaching 5 MV/cm. Iridium electrode films showed the highest stability in terms
of reliability and reproducibility of dielectric characteristics.
© 2005 The Electrochemical Society. DOI: 10.1149/1.1922888 All rights reserved.
Manuscript submitted November 19, 2004; revised manuscript received January 11, 2005. Available electronically May 24, 2005.
Functional metal oxides, such as HfO
2
, are investigated in
microelectronics as high-permittivity dielectric layers in metal-
oxide-semiconductor devices,
1,2
in metal-insulator-metal MIM
capacitors,
3-5
and tunnel junctions.
6
In general, the MIM capacitors
have value for several applications, such as radio frequency circuits,
variety of configurations in analog integrated circuits, electron emis-
sion devices, tunneling transistors, and in dynamic random access
memory DRAM cells.
7-10
Various metal oxides may be considered
as component insulator layers in MIM devices.
11
Different metals,
such as Ir,
12
Ru with RuO
2
,
13
and Pt,
3,14
can be applied as
capacitor
3
or gate
3,12,14,15
electrodes for metal oxide dielectric lay-
ers. For complementary metal oxide semiconductor CMOS tech-
nology applications, noble metals may serve in dual-gate metal ap-
proach as high work function 4.9-5.2 eV with Ru, 4.6-5.5 eV for
Pt; 5.0-5.7 eV for Ir replacements to polysilicon in low-threshold
voltage p-MOS devices.
16-19
HfO
2
films can be deposited for MIM application by a number of
methods, such as sputtering,
3
metallorganic chemical vapor deposi-
tion MOCVD,
20
pulsed laser deposition,
21
and atomic layer depo-
sition ALD.
20,22
In the case of films grown between metal elec-
trodes, one of the key issues that has to be considered is the interface
stability between the dielectric and the electrodes.
14,23
Studies on
ALD of HfO
2
or other metal oxides on metals or conductive nitrides
are rather scarce. Frequently studied MIM dielectric materials ob-
tained by alternative techniques are Al
2
O
3
24
and Ta
2
O
5
.
25-28
There
exists a study on MIM capacitors with ZrO
2
dielectric layers and W
bottom electrodes both grown by ALD.
29
HfO
2
has been obtained by
ALD from halide precursors and its dielectric behavior was studied
between TiN electrodes.
30
Recent works report the ALD of HfO
2
from alkylamide precurors on gold substrates
31
and describe the
exploitation of ALD-grown HfO
2
mixed with Al
2
O
3
in MIM struc-
tures for integrated circuit IC applications.
32,33
This study describes the growth and properties of HfO
2
films on
metal film substrates, while the substrate films were grown by ALD
processes studied and established earlier.
34-37
Attention has been
paid to the evolution of crystal growth and the dominant phase com-
position in the as-deposited films. The behavior of basic dielectric
properties, such as permittivity and breakdown voltage, was exam-
ined against deposition temperature.
Experimental
HfO
2
thin films were grown on metal Pt, Ir, Ru films at 300°C
in a flow-type ALD reactor,
38
using HfCl
4
and H
2
O as precursors
and 2 s precursor pulse and purge times. Prior to HfO
2
deposition,
the 60-80 nm thick Ru and Ir, and 20-30 nm thick Pt films were
grown in another ALD reactor
39
on RCA-cleaned Si substrates pre-
covered with 3-4 nm thick ALD Al
2
O
3
films. The Pt films were
grown at 300°C using methylcyclopentadienyltrimethyl platinum,
MeCpPtMe
3
, and oxygen as precursors.
34,35
Ruthenium films
were grown at 350°C from biscyclopentadienylruthenium
and oxygen.
35,36
Iridium films were grown from tris2,4-
pentanedionatoiridium Ir acac
3
and oxygen at 300°C.
37
In addi-
tion, reference Si substrates covered with chemically grown 1.2
-1.8 nm thick SiO
2
layers were used in the experiments simulta-
neously with metal film substrates in order to compare the growth
rates and structure of the HfO
2
films.
The film thickness and structure were evaluated from X-ray re-
flection XRR and grazing incidence X-ray diffraction GIXRD
patterns measured with a Bruker D8 Advance X-ray diffractometer.
The composition profiles were obtained from selected films using
time-of-flight secondary ion mass-spectrometer TOF-SIMS ION-
TOF IV in negative polarity regime with primary Ga
+
ion source
with 25 keV energy, 1 pA current, and 50 50 m raster. Depth
profiling was done by sputtering with Cs
+
ion source with energy
0.5 keV, 50 nA current, and 200 200 m raster was applied. The
base vacuum in the measurement chamber was 5 10
-9
mbar. The
samples were introduced in the chamber without any surface pre-
cleaning procedure. Transmission electron microscopy TEM was
employed for some samples to examine the crystallinity and inter-
facial layers between HfO
2
and metal film using a field emission
gun TECNAI F30 ST operated at 300 kV. Electron energy loss spec-
troscopy EELS was in some cases applied in order to check the
composition of the interfacial layer formed between oxide and metal
layers.
The capacitance-voltage C-V curves were recorded at room
temperature on Al/HfO
2
/Pt,Ir,Ru capacitor structures with e-beam
evaporated Al dot electrode area 2.04 10
-7
or 5.2 10
-8
m
2
us-
ing a HP 4284A precision LCR-meter. The bias voltage step was
0.05 V. The period between voltage steps was 0.5 s. The ac voltage
level applied to the capacitor was 0.05 V, while the frequency of the
ac signal was varied between 100 kHz and 1 MHz. The current-
voltage curves were measured with a Keithley 2400 Source Meter in
the stair sweep voltage mode, while the voltage step used was
* Electrochemical Society Active Member.
f
Also at: Institute of Experimental Physics and Technology, University of Tartu,
51010 Tartu, Estonia.
z
E-mail: kaupo.kukli@ut.ee
Journal of The Electrochemical Society, 152 7 F75-F82 2005
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F75
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