Chemical Engineering and Processing 50 (2011) 1017–1026
Contents lists available at ScienceDirect
Chemical Engineering and Processing:
Process Intensification
jo u rn al hom epage: www.elsevier.com/locate/cep
Scale-up concept for modular microstructured reactors based on mixing,
heat transfer, and reactor safety
Norbert Kockmann
a,∗
, Dominique M. Roberge
b
a
TU Dortmund University, BCI, Equipment Design, D-44227 Dortmund, Germany
b
Lonza AG, CH-3930 Visp, Switzerland
a r t i c l e i n f o
Article history:
Received 15 January 2011
Received in revised form 18 April 2011
Accepted 31 May 2011
Available online 7 July 2011
Keywords:
Microreactor
Mixing
Heat transfer
Parametric sensitivity
Reaction runaway
Scale-up
a b s t r a c t
Microstructured reactors are characterized by rapid mixing processes and excellent temperature control
of chemical reactions. These properties allow the safe operation of hazardous chemistry in intensified
processes. Problems occur during scale-up of these processes, where heat transfer becomes the limiting
effect. With high flow rates and transitional or even turbulent flow regimes in small channels, rapid mixing
and excellent heat transfer can be maintained up to high production rates. For exothermic reactions, limits
for parametric sensitivity and safe operation are shown from literature and combined with convective
heat transfer for consistent scale-up. Good knowledge of reaction kinetics, thermodynamics and heat
transfer is essential to determine runaway regions for exothermic reactions. From these correlations,
consistent channel design and continuous-flow reactor setup is shown.
© 2011 Elsevier B.V. All rights reserved.
1. Introduction
Process Intensification and Green Chemistry are currently two
main drivers in chemical engineering development. Microstruc-
tured reactors and devices are playing a vital role in this
development for chemical synthesis and production [1,2]. Organic
chemical synthesis is investigated in lab-on-chip devices with very
tiny channels [3] and often nano-structured elements for detec-
tion or catalytic purpose [4,5]. A recent paper of Valera et al.
[6] shows a nice comparison of flow reactors with flasks for
homogeneous catalyzed reactions. A flow reactor is recommended
mainly when the adiabatic temperature rise of the reaction is
high.
Continuous-flow reactors with micro-structured elements have
found their place in laboratory process research and develop-
ment [7,8] as well as in pilot-scale production [9,10]. In fine
chemistry and pharmaceutical production, the pilot scale is often
also production scale, while bulk chemicals are produced on a
much larger scale. Here, applications of microstructured equip-
ment are still rare, but for gas phase processes first applications
are reported [11]. Microreactors constitute a confined, continu-
ously operated system, where complex chemical reactions are
∗
Corresponding author. Tel.: +49 0 231 755 8077.
E-mail address: norbert.kockmann@bci.tu-dortmund.de (N. Kockmann).
performed in tiny, highly adapted channels allowing improved
process conditions [12]. Chemical and biochemical transforma-
tions can be carried out with dramatically enhanced mixing
and heat transfer with controlled residence time. Typical reac-
tions are rapid or hazardous [13] or with unstable intermediates
under intensified process conditions [14]. A key point is the
consistent scale-up of the synthetic route and process from lab-
oratory on gram or even milligram scale to ton and multi-ton
scale.
Mixing and transport of species and energy over short dis-
tance is rapid and controlled by diffusion, advection [15] and
convection [7] in homogeneous systems. Mixing by diffusion in
aqueous solutions is well below 1 s for a distance smaller than
100 m, while the characteristic time for heat transfer is already
below 1 millisecond for the same distance in liquids. Heteroge-
neous systems are determined by droplet generation [16] and
further coalescence and dispersion [17]. Here, we focus on homo-
geneous flow, which is a good starting point for multiphase flow
[18].
Excellent heat transfer is a main advantage of microstructured
channels due to high surface-to-volume ratio and low volume for
processing highly exothermic reactions or temperature sensitive
material. This argument is often extended to statements of isother-
mal reactor operation and inherent safe reactors [19]. The first
statement can easily be refuted for exothermic reactions, where the
heat transfer needs a driving temperature difference. The second
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doi:10.1016/j.cep.2011.05.021