VOLUME 83, NUMBER 25 PHYSICAL REVIEW LETTERS 20 DECEMBER 1999
High Pressure Behavior of Silicon Clathrates: A New Class of Low Compressibility Materials
A. San-Miguel,
1
P. Kéghélian,
1
X. Blase,
1
P. Mélinon,
1
A. Perez,
1
J. P. Itié,
2
A. Polian,
2
E. Reny,
3
C. Cros,
3
and
M. Pouchard
3
1
1 Département de Physique des Matériaux, Université Claude Bernard-Lyon 1 and CNRS (UMR 5586), Bâtiment 203,
43 Boulevard 11 Novembre 1918, 69622 Villeurbanne, France
2
Laboratoire de physique des milieux condensés, Université Paris VI, 4 Place Jussieu, T13, 75252 Paris Cedex 05, France
3
Institut de Chimie de la Matière Condensée de Bordeaux, Université Bordeaux I, 33608 Pessac, France
(Received 19 May 1999)
The high pressure evolution of silicon clathrates is studied at room temperature by x-ray diffraction
up to 15 GPa. Remarkably, no transition towards the diamond structure is observed and the clathrate
phase transforms directly into the b-tin metallic phase at 11 GPa. Further, the bulk modulus is found to
be 90 6 5 GPa, that is, only 8 6 5% smaller than the one of the diamond phase. These results are in
good agreement with ab initio calculations which predict further that carbon clathrates, if synthesized,
should be less compressible than cubic BN.
PACS numbers: 61.50. - f, 64.70.Kb, 71.15.Nc, 81.40.Vw
There is a great experimental and industrial interest [1,2]
in obtaining low-compressibility structures having large
hardness [3]. Nature provides the best known example of
such a material: the carbon diamond phase. Unfortunately,
the precious gem is rare and the industrial production is
quite limited. Consequently, much work has been devoted
to predicting novel forms of low compressibility materials.
For example, on the basis of empirical and theoretical
considerations relating the bulk modulus of a material to
its structural and electronic properties, a candidate b-C
3
N
4
carbon-nitride compound was proposed [3] in analogy with
the existing b-Si
3
N
4
structure. Even though the synthesis
of carbon-nitride materials has proven to be difficult,
the idea of using known silicon-based compounds as a
“template” to design novel carbon-based structures is a
motivating line of work.
In this paper, we present a joint experimental and theo-
retical study of the stability and structural properties under
pressure of silicon clathrates. Such low-density phases,
recently synthesized [4] for the Si and Ge elements, are
metastable at ambient conditions and have been predicted
[5] to have a cohesive energy larger than that of the b-tin
structure [6]. However, the equation of state of such com-
pounds has never been studied experimentally, leaving the
phase diagram of Si incomplete on the low-density side of
the diamond phase. Beyond this fundamental motivation
for the study of Si clathrates, our study reveals further that
such compounds display unique properties under pressure.
We show, in particular, that such a material is character-
ized by a transition pressure towards denser phases equiva-
lent or even larger than that of the corresponding diamond
structure. In addition, the compressibility of clathrates is
close to the one of the diamond phase. These two results
indicate therefore a novel route towards the synthesis of
low-compressibility materials, providing much incentive in
attempting to synthesize carbon-based clathrates.
Silicon clathrates are cagelike crystals that can be
assimilated to the large family of zeolite-network sys-
tems. The structure studied in this work, labeled Si-34
[7], is characterized by the 3D periodic arrangement of
(Si
20
-I
h
) and (Si
28
-T
d
) cages having shared faces (see
Fig. 1). All atoms are hybridized in a nearly sp
3
con-
figuration without dangling bonds. This geometry leads
to very large predominance of fivefold rings (87%) that
induces a 0.7 eV opening of the band gap as compared to
Si-2 [8]. Si clathrates are synthesized by thermal decom-
position of NaSi precursor under vacuum or argon at high
temperatures, leading to Na-“intercalated” Na
x
@Si-34
(0 , x , 24) clathrates [9]. The Na atoms, which are
located inside the cages, can be subsequently removed to
produce relatively pure Si-34 phases. The main crystallo-
graphic data and some relevant properties of Si-34 com-
pared with Si-2 can be found in Ref. [10]. Presently, both
silicon or germanium clathrates are currently produced
FIG. 1. Structure of silicon clathrate (Si-34). (a) Elementary
building blocks of the structure. We note that we have omitted
the “sticks” representing the bonding of each Si atom outside
the fullerene-type cages, linking by shared faces these basic
blocks. ( b) Projection of the structure following the (111)
direction. The structure can be seen as a fcc staking of Si
28
building blocks. The contact between the Si
28
units gives rise
to the Si fourfold coordination as in the diamond structure. The
remaining voids of the fcc staking form Si
20
cages.
5290 0031-9007 99 83(25) 5290(4)$15.00 © 1999 The American Physical Society