Governance and Coercion
Fritz Sager
University of Bern
The present article departs from the assumption often found in literature concerning governance, which
is that coercion is the quintessence of government and that, therefore, the growing importance of new
forms of governance in policy formulation and implementation will lead to the adoption of softer policy
instruments. This hypothesis will first be discussed in the wider context of the instrument choice
literature, whereby an opposing view is derived. The two competing hypotheses are then tested in a
comparison of the alcohol control policy designs of the Swiss member states, i.e. the cantons. The results
of a multivariate regression analysis show that strong governance structures understood as networks
embracing both public and private actors lead to the adoption of restrictive policy designs that must be
enforced by public authority and as such cannot be employed by non-public governance actors. It is
concluded that in their evaluation of policy instruments, governance actors follow a logic of consequen-
tiality rather than a logic of appropriateness.
Although the governance literature displays a great interest in the question of
policy design choice (Hill and Lynn, 2005, p. 179), there has been surprisingly
little theorising work based on empirical evidence concerning the question of the
relationship between modes of governance understood as networks embracing
both public and private actors and instrument choice. I use the term governance
structure when I speak of modes of interaction among actors and institutions in
the policy process, and the term policy instrument is used to denominate actual
interventions addressed towards target groups in order to resolve a societal
problem. Gerry Stoker (1998) argues that while governance is ultimately con-
cerned with creating the conditions for ordered rule and collective action, its
outputs are supposedly no different from those of government. Accordingly,
David Richards and Martin Smith (2002, p. 279) state that it ‘is not what the state
does that is different, but how it does it’ (emphasis added). Thus, if we want to
assess the effects of this ‘difference in processes’, which Catherine Lyall and Joyce
Tait (2005, p. 4) see as the factually significant feature of governance, we have to
focus on the output of these differently structured processes.
Hans Bressers and Laurence O’Toole (1998) state that the two concepts of policy
networks (understood as governance structures) and policy instruments have for
a long time been considered in isolation from each other in the relevant literature.
Interesting insights have been offered in this regard by Andrew Jordan et al. (2005,
pp. 478–9) who, based on an overview of the relevant literature,‘start from the
proposition that the deployment of so-called “command-and-control” regulatory
policy instruments is the quintessence of government (Pierre, 2000, p. 242). By
doi: 10.1111/j.1467-9248.2008.00743.x
POLITICAL STUDIES: 2009 VOL 57, 537–558
© 2008 The Author. Journal compilation © 2008 Political Studies Association