Forum
China’s Booming Hydropower: Systems Modeling
Challenges and Opportunities
Chuntian Cheng
Professor, Institute of Hydropower and Hydroinformatics, Dalian Univ. of
Technology, Dalian 116024, China (corresponding author). E-mail:
ctcheng@dlut.edu.cn
Lingzhi Yan
M.S. Student, Institute of Hydropower and Hydroinformatics, Dalian Univ.
of Technology, Dalian 116024, China. E-mail: yanlz@mail.dlut.edu.cn
Ali Mirchi, A.M.ASCE
Dept. of Civil Engineering and Center for Environmental Resource Man-
agement, Univ. of Texas at El Paso, EL Paso, TX 79968. E-mail: amirchi@
utep.edu
Kaveh Madani, A.M.ASCE
Centre for Environmental Policy, Imperial College London, London SW7
2AZ, U.K. E-mail: k.madani@imperial.ac.uk
Forum papers are thought-provoking opinion pieces or essays
founded in fact, sometimes containing speculation, on a civil en-
gineering topic of general interest and relevance to the readership
of the journal. The views expressed in this Forum article do not
necessarily reflect the views of ASCE or the Editorial Board of
the journal.
DOI: 10.1061/(ASCE)WR.1943-5452.0000723
China has been experiencing an unprecedented hydropower
boom since 2000. By the end of 2015, the nation’ s cumulative
installed hydropower capacity was four times larger than that
of the United States (Uria-Martinez et al. 2015), reaching 320
gigawatts (GW), accounting for 26% of the global hydropower
capacity (IHA 2016). As a pace-setter for producing electricity
from renewable energies (Observ’ER 2013), China has entered
a new era of hydropower generation made possible by a series
of massive projects with unique features, including the world’ s
largest hydropower station (Three Gorges, 22.5 GW), the largest
hydro-turbine unit (800 MW), and the largest number of giant cas-
caded hydropower systems (10 basins having cascaded systems
with capacities more than 10 GW, the largest one holding
32 GW in 2015). To add to this list, the country boasts the largest
hydropower aggregation in one regional power grid (China
Southern Power Grid, 100 GW in 2015), as well as the largest
interprovincial hydropower transmission capacity (73.8 GW in
2015, 100 GW by 2020).
Managing such a complex hydropower network is a mam-
moth task on the edge of engineering and sciences. This paper
outlines the challenges associated with China’s large-scale
hydropower system development, providing critical insights
in three topical areas of hydrypower generation, transmission,
and absorption. The paper also highlights areas where the
long and rich history of water resources systems research and
state-of-the-art modeling approaches can help address these
challenges.
Hydropower Generation
China’ s geographically disconnected hydropower systems distrib-
uted on different rivers are connected through system-wide energy
demands and various operational constraints. China’ s operational
hydropower challenges can be divided into three main categories:
(1) operation of cascaded hydropower system on the supply side of
power generation network; (2) operation of multiple cascaded hy-
dropower reservoir systems that cross provincial and river basin
boundaries; and (3) cooperative operation of transmitted hydro-
power and other types of energy at the recipient side of the network
for reliable and economically efficient absorption of the delivered
hydroelectricity. The first category is a classical, well-known
problem while the real challenges that currently hinder China’ s hy-
dropower development arise from the latter two categories.
Operational Complexity
China’ s installed hydropower capacity is growing rapidly, with
numerous plants connected to the hydropower network, and many
more in the planning phase or under construction. As of 2016,
Yunnan Province alone has 190 hydroelectric plants (521 units),
with plans to increase the plants to more than 200 before 2020.
Significant complexity arises due to the fact that large-scale hydro-
power systems within this enormous network need to utilize the
various reservoirs’ storage capacities and asynchronous precipita-
tion to reduce spillage. The operations need to comply with
detailed, stringent regulations such as power reduction depth
(reservoir-specific range of unit output adjustment to flatten the
net load curve) for peak load shifting, and to balance a multitude
of stakeholder objectives (e.g., electricity generation, flood control,
urban water delivery, irrigation, navigation, environmental protec-
tion, and socioeconomic resilience) that create upstream-
downstream conflicts. Furthermore, delivering hydroelectricity to
eastern provinces introduces transmission constraints. Engineering
expertise, experience, and thorough understanding of operation
procedures, security standards, regulations, past system behavior
(i.e., historical data), and specifications of hydropower plants can
help reduce dimensions of the constraints and decision variables for
optimal management of large-scale hydropower systems.
Configurational Complexity
The Chinese hydroelectricity generation network is characterized
by cascaded reservoirs with large units (e.g., 300, 400, or
500 MW). Giant units with a capacity of 700 MW or more are being
used extensively in the southwestern hydropower projects. Distinct
features of the cascaded reservoirs, besides size of unit capacity,
include high head and multiple irregular-shaped vibration zones
that are particularly sensitive to head (Cheng et al. 2012). Head-
sensitive hydropower plants are typically used as peaking resources
to meet high-frequency demands for flattening the net load curve in
multiple power grids. However, repeated running through vibration
zones can cause severe abrasion and fatigue, or even explosion of
turbines. Hydraulic connection and electrical limitations exacerbate
these issues in cascaded systems. Therefore, uninterrupted func-
tionality of units in the cascaded head-sensitive plants is a stubborn
© ASCE 02516002-1 J. Water Resour. Plann. Manage.
J. Water Resour. Plann. Manage., 02516002
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