Carbohydrate Polymers 86 (2011) 1451–1460
Contents lists available at ScienceDirect
Carbohydrate Polymers
jo u rn al hom epa ge: www.elsevier.com/locate/carbpol
Synthesis of N,N,N-trimethyl chitosan homopolymer and highly substituted
N-alkyl-N,N-dimethyl chitosan derivatives with the aid of
di-tert-butyldimethylsilyl chitosan
Berglind E. Benediktsdóttir
a
, Vivek S. Gaware
a
, Ögmundur V. Rúnarsson
a,b
, Sigríður Jónsdóttir
c
,
Knud J. Jensen
d
, Már Másson
a,∗
a
Faculty of Pharmaceutical Sciences, School of Health Sciences, University of Iceland, Hofsvallagata 53, IS-107 Reykjavík, Iceland
b
Center for Analysis and Synthesis, Department of Chemistry, Lund University, P.O. Box 124, SE-22100 Lund, Sweden
c
Science Institute, University of Iceland, IS-107 Reykjavik, Iceland
d
Faculty of Life Sciences, Department of Basic Sciences and Environment, University of Copenhagen, Copenhagen, Denmark
a r t i c l e i n f o
Article history:
Received 12 May 2011
Received in revised form 30 May 2011
Accepted 4 June 2011
Available online 13 June 2011
Keywords:
Chitosan
tert-Butyldimethylsilyl
Deprotection
Stepwise reductive alkylation
Quaternary chitosan
Trimethyl chitosan
a b s t r a c t
A highly chemoselective strategy for the synthesis of N,N,N-trimethyl chitosan (TMC) homopolymer
and highly substituted N-alkyl-N,N-dimethyl chitosan derivatives was achieved using di-tert-
butyldimethylsilyl-3,6-O-chitosan (di-TBDMS chitosan) as a precursor. The influence of different solvents,
reagents and other reaction conditions on the reduction, trimethylation and quaternization of these di-
TBDMS chitosan derivatives was studied. Products were characterized by NMR after each step. Di-TBDMS
chitosan was reacted with methyl iodide in NMP, giving a 100% substituted TMC with the trimethyl group
appearing at 3.35 ppm in
1
H NMR spectrum. N-Propyl-, N-butyl- and N-hexyl-N,N-dimethyl chitosan
derivatives were synthesized by stepwise reductive alkylation of di-TBDMS chitosan, followed by quat-
ernization with dimethyl sulfate in dichloromethane, giving 65–72% substituted N-alkyl-N,N-dimethyl
chitosan derivatives under optimized conditions. Analysis of these water-soluble chitosan derivatives by
FT-IR,
1
H NMR,
13
C NMR,
1
H–
1
H COSY and
1
H–
13
C HSQC NMR enabled detailed structural characteriza-
tion. All peaks could be assigned to N-modification, showing the selectivity of the di-TBDMS protection.
© 2011 Elsevier Ltd. All rights reserved.
1. Introduction
Chitosan is a natural -(1 → 4) linked glucosamine polymer,
usually derived from chitin by deacetylation. Chitosan has many
interesting properties which are useful in biological applications,
including antimicrobial activity (Kong, Chen, Xing, & Park, 2010),
and it has been studied as gene delivery agent (de la Fuente,
Csaba, Garcia-Fuentes, & Alonso, 2008) and permeation enhancer
for macromolecular drugs (Mourya & Inamdar, 2009). Furthermore,
it is biodegradable and considered to be safe in non-parental dosage
formulations (Baldrick, 2010). However, one of the main disad-
vantages of chitosan for many potential applications is its poor
aqueous solubility at physiological pH. Therefore, synthetic strate-
gies have been developed to modify the polymer backbone, in order
to enhance aqueous solubility and biological activity (Alves & Mano,
2008). This can be achieved for example by trimethylating the free
amino group (Runarsson, Holappa, Jonsdottir, Steinsson, & Masson,
∗
Corresponding author. Tel.: +354 525 4463; fax: +354 525 4071.
E-mail address: mmasson@hi.is (M. Másson).
2008), producing a derivative with permanent positive charge that
is highly soluble independent of pH.
N,N,N-Trimethyl chitosan (TMC) is usually synthesized by dis-
persing chitosan in NMP with methyl iodide (CH
3
I) in the presence
of NaOH, either directly (Domard, Rinaudo, & Terrassin, 1986;
Sieval et al., 1998) or by first forming N,N-dimethyl chitosan by
reductive alkylation, followed by additional methylation using CH
3
I
(Muzzarelli & Tanfani, 1985). These reactions are not selective
and produce a heterogenous mixture of N-monomethyl-, N,N-
dimethyl-, N,N,N-trimethyl- and O-methyl chitosan (Domard et al.,
1986; Ledung, Milas, Rinaudo, & Desbrieres, 1994; Muzzarelli &
Tanfani, 1985; Sieval et al., 1998). Although modifications of this
reaction have given higher degrees of trimethylation without O-
methylation (Runarsson, Holappa, et al., 2008; Verheul et al., 2008),
the resulting material is only partially trimethylated. Therefore,
there is still a need for a selective approach to produce fully
homogenous TMC materials.
Protecting groups have been used in chitosan chemistry to
enable selective N-modifications and increase their solubility in
organic solvents (Kurita, 2006). Although the most common strat-
egy is to use a triphenylmethyl (trityl) group for O-protection
0144-8617/$ – see front matter © 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.carbpol.2011.06.007