The Effect of Preflaring on the Rates of Separation
for 0.04 Taper Nickel Titanium Rotary Instruments
David D. Roland, DDS, Wallis E. Andelin, DDS, David F. Browning, DDS, G-Hong Robert Hsu, DDS, and
Mahmoud Torabinejad, DMD, MSD, PhD
The purpose of this study was to compare the rates
of separation of 0.04 taper nickel titanium (NiTi)
rotary instruments using two different instrumen-
tation techniques. Twenty sets of 0.04 taper Profile
Series 29 rotary instruments, sizes 2 to 6 were used
in the mesial (mandibular) or buccal (maxillary) ca-
nals of extracted human molars with a 20 to 30
degree root curvature according to the Schneider
classification. The rotary instruments were used up
to 20 times either with the crown-down technique
recommended by the manufacturer or with a com-
bination of preflaring with hand files in a passive
step-back technique followed by rotary instrumen-
tation. Statistical analysis of the data showed that
the combination technique allowed more uses be-
fore separation compared with the crown-down
technique recommended by the manufacturer p <
0.0001.
The introduction of rotary nickel titanium (NiTi) instruments has
significantly affected endodontic cleaning and shaping procedures.
When NiTi instruments were first introduced to endodontics, they
were recommended as an alternative to stainless steel files (1).
They stay more centered in the canal, produce rounder prepara-
tions, and reduce procedural accidents, such as transportation and
ledging (2). Due to their cost, rotary NiTi instruments are com-
monly reused, which can result in their separation.
Endodontic instruments that fracture and remain in the canal
before complete biomechanical preparation could pose a threat to
the success of the endodontic treatment (3, 4). NiTi rotary instru-
ments, although more elastic than stainless steel files, can separate
at any time with little or no warning (5). The fracturing of NiTi
instruments below their elastic limit, without visible or tactile
warning, can be due to the formation of slip bands in the alloy (5,
6). Manufacturers have developed and marketed many rotary sys-
tems; however, very little or no information has been provided on
the number of safe uses of these instruments (7). Numerous in-
vestigators have addressed the length of time that these instruments
can be used (3, 8 –11), yet there is little agreement based on a
clinical protocol to aid the clinician to determine how many times
these instruments can safely be used (5).
The purpose of this study was to compare the separation rates of
0.04 taper NiTi instruments, using the manufacturer’s recom-
mended technique, with a combination of passive step-back tech-
nique and rotary NiTi instrumentation.
MATERIALS AND METHODS
Extracted maxillary or mandibular permanent human molars
between 18 and 25 mm in length with fully formed apices and no
previous root canal treatments were used in this study. Experimen-
tal canals were limited to mesial roots of mandibular molars and
the buccal canals of maxillary molars. The roots had to have a
curvature between 20 and 30 degrees according to the method of
Schneider (12), and initial patency of the experimental canal no
larger than a size #2 (0.129) Series 29, 0.02 taper, hand file
(Dentsply Tulsa Dental Products, Tulsa, OK). Standard access
preparations were made to allow straight-line access to the canals
(13). Working length was visually established and recorded when
the patency file was seen emerging through the apical foramen of
each canal.
Twenty sets of 0.04 taper Profile Series 29 sizes 2 to 6 rotary
NiTi instruments (Dentsply Tulsa Dental Products) were used.
Profile Series 29 instruments sizes 2 to 6 have tip diameters of
0.129, 0.167, 0.216, 0.279, and 0.360, respectively. The instrument
sets were divided equally into two groups. Two operators were
assigned to each group (group A and group B), and each was given
five sets of instruments. Krupp et al. (14) demonstrated that these
sample sizes were adequate for similar experimental tests.
In group A, all canals were initially instrumented with Series 29
hand files [sizes #1 (0.10), #2 (0.129), and #3 (0.167)] until the size
#3 (0.167) file was able to reach the working length. After initial
preparation, the rotary instruments were used in the crown-down
technique recommended by the manufacturer to a final apical
preparation size #4 (0.216).
In group B, all canals were initially negotiated with the Series
29 hand files in a passive technique (15, 16) until the size #2
(0.129) file freely reached the working length. After preflaring
with the passive step-back technique, the final canal shape was
achieved with rotary instruments in a step-back enlargement to an
apical size #4 (0.216). An electric motor at a setting of 300 rpm
was used with a “light touch” (9) for all instrumentation. Each
JOURNAL OF ENDODONTICS Printed in U.S.A.
Copyright © 2002 by The American Association of Endodontists VOL. 28, NO. 7, JULY 2002
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