A Robust Macroelement Model for Soil–Pile Interaction
under Cyclic Loads
Ertugrul Taciroglu
1
; ChangSoon Rha
2
; and John W. Wallace, M.ASCE
3
Abstract: The principal focus of this study is the development of a robust macroelement model for soil–pile interaction under cyclic
loads. The model incorporates frictional forces and formation of gaps at the soil–pile interface as well as hysteretic behavior of the soil.
The plastic envelope of the soil behavior is modeled via the so-called p–y approach, outlined in American Petroleum Institute’s guidelines
for design of foundation piles for offshore platforms. The macroelement is an intuitive assembly of various basic elements, each of which
incorporating a particular aspect of the soil–pile interaction. The modular structure of this macroelement allows straightforward adaptation
of improved constitutive models for its building blocks. Herein, we focus on large-diameter, cast-in-drilled-hole reinforced concrete piles
piers that are partially or fully embedded in soil. These types of piles are frequently used as support structures in highway construction.
Consequently, the numerical robustness of the interaction model is assessed with parametric studies on pile systems and soil types relevant
to this type of construction. Both elastic and inelastic pile behaviors are considered in the parametric studies. The results indicate that the
proposed interaction element is numerically robust, and thus, amenable to routine structural analysis.
DOI: 10.1061/ASCE1090-02412006132:101304
CE Database subject headings: Soil-structure interaction; Piles; Drilled shafts; Piers; Cyclic loads.
Introduction
Cast-in-drilled-hole CIDH piers piles, columns, shafts provide
an economical option for highway construction. Usually consist-
ing of a continuous column with a prismatic cross section, these
support structures are common in urban regions because they do
not require significant space and eliminate the complexities of a
column-to-footing connection. Inelastic deformations of a CIDH
pier typically occur below grade; therefore, the overall lateral
behavior of the system is significantly influenced by the interac-
tion between the pile and the surrounding soil. This interaction
involves a variety of complex phenomena including the relative
motion between the pile and the free-field soil, radiation damping,
as well as frictional contact drag and gap formation at the soil–
pile interface.
Although continuum finite element models of the pile and soil
may be used see, for example, Brown et al. 1989; Brown and
Shie 1991; Trochanis et al. 1991; and Yang and Jeremic 2002 to
account for the soil–structure interaction, the degree of uncer-
tainty associated with the specification of model parameters as
well as laborious mesh generation and interpretation of results,
often renders the finite element method a secondary option in
engineering practice. Consequently, nonlinear soil–pile interac-
tion is typically considered through a Winkler-type beam on in-
elastic foundation approach, commonly referred as the “p–y
method,” where p denotes the soil reaction per unit length and y
denotes the lateral pile deflection API 1993.
The basic p–y method does not explicitly address the specific
aspects of soil–pile interaction, such as gapping and drag or elas-
tic reloading and unloading cycles. However, it is possible to
incorporate these by creating a single degree-of-freedom macro-
element, whereby subelements are used for modeling a particular
process of the interaction, and are properly assembled into a com-
posite element. The macroelement can then be attached to struc-
tural beam, plate, shell or continuum finite element models of
the embedded structure. Examples of this approach include inter-
action elements by Nogami et al. 1992, who combined springs
and dashpots to incorporate damping into the basic elastoplastic
soil response represented by a p–y model. A more sophisticated
model by Boulanger et al. 1999 is capable of simulating the
drag forces as well as the formation of gaps. Although these mod-
els are promising, details of their implementation and numerical
robustness for a broad range of soil and pile properties have not
been fully addressed, which is the focus of the present study.
The proposed interaction element comprises a robust gap ele-
ment, which provides a smooth transition between contact and
no-contact phases Taciroglu and Hjelmstad 1999, and various
elastoplastic elements based on well-established mathematical
formulation and computational algorithms Simo and Hughes
1998. The modular and intuitive structure of the proposed ele-
ment enables the adaptation of improved constitutive models for a
particular aspect of the soil–structure interaction without altering
the others. For example, it is quite straightforward to consider
soil-types possessing different plastic envelope curves or alter the
1
Assistant Professor, Dept. of Civil and Environmental Engineering,
Univ. of Los Angeles, 5731E Boelter Hall, Los Angeles, CA 90095-1593
corresponding author. E-mail: etacir@seas.ucla.edu
2
Postdoctoral Researcher, Dept. of Civil and Environmental
Engineering, Univ. of Los Angeles, 5731E Boelter Hall, Los Angeles, CA
90095-1593. E-mail: csrha@seas.ucla.edu
3
Professor, Dept. of Civil and Environmental Engineering, Univ. of
Los Angeles, 5731E Boelter Hall, Los Angeles, CA 90095-1593. E-mail:
wallace@seas. ucla.edu
Note. Discussion open until March 1, 2007. Separate discussions must
be submitted for individual papers. To extend the closing date by one
month, a written request must be filed with the ASCE Managing Editor.
The manuscript for this paper was submitted for review and possible
publication on October 20, 2004; approved on October 19, 2005. This
paper is part of the Journal of Geotechnical and Geoenvironmental
Engineering, Vol. 132, No. 10, October 1, 2006. ©ASCE, ISSN 1090-
0241/2006/10-1304–1314/$25.00.
1304 / JOURNAL OF GEOTECHNICAL AND GEOENVIRONMENTAL ENGINEERING © ASCE / OCTOBER 2006