Agriculture and Human Values 19: 25–38, 2002.
© 2002 Kluwer Academic Publishers. Printed in the Netherlands.
Conceptualizing integrative, farmer participatory research for sustainable
agriculture: From opportunities to impact
Elske van de Fliert
1
and Ann R. Braun
2
1
International Potato Center (CIP), ESEAP Regional Office, Bogor 16309, Indonesia;
2
Paideia Resources, P.O. Box 462, Nelson,
New Zealand
Accepted in revised form June 1, 2001
Abstract. This paper offers a conceptual model for participatory research projects that aim to improve the
sustainability of agriculture and natural resource management. The purpose of the model is to provide a systematic
framework that can guide the design of participatory research projects, their analysis, and the documentation of
results. In the model, conceptual boundaries are drawn between research and development, development and
extension and between extension and implementation. Objectives, activities, and actors associated with each of
these realms need to be carefully selected, monitored, and evaluated throughout the course of a project using
well-designed indicators. The depth of disciplinary and methodological integration, and quality of participation
needed to reach the desired impact effectively and efficiently, however, needs to be determined on a case-by-case
basis depending on the context and issues surrounding each particular project.
Key words: Integrative research, Natural resource management, Participatory research and development, Program
evaluation, Program planning, Sustainable agriculture
Abbreviations: CGIAR – Consultative Group on International Agricultural Research; CIP – International Potato
Center (Centro Internacional de la Papa); FFS – farmer field school; IDM – integrated disease management;
IPM – integrated pest management; ICM – integrated crop management; R&D – Research and Development;
UPWARD – Users’ Perspective With Agricultural Research and Development
Elske van de Fliert is an ecologist and extension specialist and has worked for over a decade on participatory
research and extension in integrated pest and crop management in Asia. Currently, she works as the IPM
specialist for the International Potato Center in the East and Southeast Asian region and is the coordinator of the
center’s Working Group on Participatory Research.
Ann R. Braun is an ecologist by training. She is the facilitator of the Participatory Natural Resource
Management Group of the CGIAR Systemwide Program on Participatory Research and Gender Analysis.
Introduction
Farmer participatory research has received increased
attention and recognition since the “Farmer First”
(Chambers et al., 1989) and Participatory Technology
Development (Jiggins and De Zeeuw, 1992) concepts
were first introduced in the late 1980s. Acceptance
of the important role that farmers can play, if given
a chance, in agricultural research, development, and
extension has grown considerably. More and more
mainstream institutions have realized that new tech-
nology alone is not enough to achieve impact in
farmers’ fields, particularly those in resource-poor and
risk-prone areas. This change in perception is wide-
spread and is being internalized by the centers of
the Consultative Group on International Agricultural
Research (CGIAR) through a Systemwide Program
on Participatory Research and Gender Analysis for
Technology Development and Institutional Innova-
tion (PRGA, 1997). The CGIAR has altered its
mission, from a primary focus on productivity, to
include concerns about the environment and poverty,
reflecting a growing understanding that securing food,
eradicating poverty, and protecting natural resources
are inseparable goals (PRGA, 2000). Many other
organizations are also developing ways to involve
farmers in processes for generating economically and
environmentally sound technologies, and managing
natural resources more sustainably, and more equit-
ably. Awareness of farmers’ critical roles as resource
managers is increasing. At the same time, recogni-
tion is mounting that ecologically sound agriculture
and natural resource management means going beyond
consulting with farmers, to sharing decision making