ORIGINAL ARTICLE
A Randomized Controlled Trial to Investigate the Effects of
Water-Based Exercise to Improve Falls Risk and Physical
Function in Older Adults With Lower-Extremity Osteoarthritis
Leigh A. Hale, PhD, Debra Waters, PhD, Peter Herbison, DSc
ABSTRACT. Hale LA, Waters D, Herbison P. A random-
ized controlled trial to investigate the effects of water-based
exercise to improve falls risk and physical function in older
adults with lower-extremity osteoarthritis. Arch Phys Med Re-
habil 2012;93:27-34.
Objective: To investigate the efficacy of a water-based exer-
cise program specifically targeting balance to reduce falls risk
and improve measures of balance and physical function in
older adults with osteoarthritis (OA).
Design: Randomized controlled trial.
Setting: Community.
Participants: Persons (N=39; meanSD age, 746y; 26
women) with mild to moderate OA and at risk for falling met
study criteria, were measured at baseline, and were randomly
assigned to the intervention (n=23) and control groups
(n=16).
Interventions: Water-based program (12wk, twice weekly;
intervention group) or a time-matched computer training pro-
gram (control group).
Main Outcome Measure: The primary outcome was the short-
form Physiological Profile Assessment (PPA). Secondary out-
comes included the Step Test, Timed Up and Go Test, Western
Ontario and McMaster Universities OA Index (Likert 3.0 ver-
sion), Arthritis Impact Measurement Scales 2, and Activity-
specific Balance Confidence Scale.
Results: No statistically significant between-group differ-
ences were found for any outcome measured (n=35; 4 lost to
follow-up). Within-group analysis indicated that Step Test re-
sults improved significantly in both groups (mean change:
control group, left leg, 2.07; 95% confidence interval, 3.19 –
.95; P=.002; intervention group, 2.14; 95% confidence inter-
val, 3.20 –1.08; P=.000). Two PPA item scores (reaction time,
contrast sensitivity) improved significantly (86.83; 95% confi-
dence interval, 9.86 –163.79; P=.03; 1.43; 95% confidence
interval, 2.35–.50; P=.005, respectively) in the control group,
resulting in a lower falls risk score.
Conclusions: Water-based exercise did not reduce falls risk in
our sample compared with attending a computer skills training
class. Our study is, to our knowledge, the first to compare
water-based exercise in this population with a control group
that attended a time-dose– equivalent seated community-based
activity. Whether gaining computer skills and going out into
the community twice weekly is adequate stimulus to reduce
falls risk in people with OA requires further investigation.
Key Words: Balance; Falls risk; Older adults; Osteoarthri-
tis; Rehabilitation; Water-based exercise.
© 2012 by the American Congress of Rehabilitation
Medicine
A
PPROXIMATELY 30% of our population 65 years or
older experience at least 1 fall a year, and this risk is
greater in persons with lower-extremity osteoarthritis (OA).
1,2
Exercise programs have been designed to prevent falls in older
adults.
3,4
However, traditional land-based exercises may not be
suitable for persons with OA because these could aggravate
joint pain. Exercise in water is an alternative because it has
the benefit of placing less stress on joints, as well as reducing
the risk for falling inherent in land-based exercise.
Water-based exercise was shown to have beneficial effects in
older adults. For healthy older women, Tsourlou et al
5
reported
that a thrice-weekly water training program for 24 weeks
significantly improved strength, trunk flexion, jumping ability,
and functional mobility compared with a nonexercising control
group. In frail older adults, functional independence and qual-
ity of life were improved by both once- and twice-weekly water
exercise programs.
6,7
Water-based exercise also has short-term
benefits for older adults with hip and/or knee OA.
8
This Co-
chrane review
8
included 6 studies in which water-based exer-
cises were aimed at stretching, strengthening, aerobic capacity,
and gait retraining; exercises targeting balance were not in-
cluded. Similarly, Silva et al
9
compared a water-based program
with a land-based program in participants with OA of the knee
and showed significant reductions in pain on walking in the
water-based group. Exercises focused on stretching, strength-
ening, and gait retraining.
Studies have investigated the effect of water-based exercise
on balance in many types of participants, including those with
OA. Suomi and Koceja
10
found that a 6-week program adher-
ing to the Arthritis Foundation Aquatic Program guidelines
resulted in significant improvement in postural sway in women
aged 45 to 70 years with either OA or rheumatoid arthritis.
From the School of Physiotherapy and Centre for Physiotherapy Research (Hale)
and Preventive and Social Medicine (Waters, Herbison), University of Otago, Dun-
edin, New Zealand.
No commercial party having a direct financial interest in the results of the research
supporting this article has or will confer a benefit on the authors or on any organi-
zation with which the authors are associated.
Reprint requests to Leigh A. Hale, PhD, School of Physiotherapy, University of
Otago, PO Box 56, Dunedin, 9054 New Zealand, e-mail: leigh.hale@otago.ac.nz.
0003-9993/12/9301-00300$36.00/0
doi:10.1016/j.apmr.2011.08.004
List of Abbreviations
ABC Activity-specific Balance Confidence (Scale)
AIMS2-SF Arthritis Impact Measurement Scales 2-
Short Form (26 Items)
GP general practitioner
ICC intraclass correlation coefficient
OA osteoarthritis
PPA Physiological Profile Assessment
RCT randomized controlled trial
TUG Timed Up and Go
WOMAC Western Ontario and McMaster Universities
Osteoarthritis Index
27
Arch Phys Med Rehabil Vol 93, January 2012