Applied Soft Computing 11 (2011) 4203–4211
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Applied Soft Computing
journal homepage: www.elsevier.com/locate/asoc
Bearing fault detection of induction motor using wavelet and Support Vector
Machines (SVMs)
P. Konar, P. Chattopadhyay
∗
Electrical Engineering Department, Bengal Engineering and Science University, Shibpur, Howrah, West Bengal 711103, India
article info
Article history:
Received 1 October 2009
Received in revised form
22 November 2010
Accepted 20 March 2011
Available online 25 March 2011
Keywords:
Condition monitoring
Induction motor
Bearing fault
Continuous wavelet transform (CWT)
Support Vector Machine (SVM)
abstract
Condition monitoring of induction motors is a fast emerging technology in the field of electrical equip-
ment maintenance and has attracted more and more attention worldwide as the number of unexpected
failure of a critical system can be avoided. Keeping this in mind a bearing fault detection scheme of
three-phase induction motor has been attempted. In the present study, Support Vector Machine (SVM) is
used along with continuous wavelet transform (CWT), an advanced signal-processing tool, to analyze the
frame vibrations during start-up. CWT has not been widely applied in the field of condition monitoring
although much better results can been obtained compared to the widely used DWT based techniques. The
encouraging results obtained from the present analysis is hoped to set up a base for condition monitor-
ing technique of induction motor which will be simple, fast and overcome the limitations of traditional
data-based models/techniques.
© 2011 Elsevier B.V. All rights reserved.
1. Introduction
Induction motors known as workhorse of modern industries
are subjected to some undesirable stresses during their operating
lifetime, causing some faults to develop leading to failures [5,16].
Heavy reliance of industry on these machines in critical applications
makes catastrophic motor failures very expensive. Thus, finding
an efficient and reliable fault diagnostic technique, especially for
induction motors, is extremely important due to widespread use
of automation and consequent reduction in direct man–machine
interface to supervise the system operation. During the last decade
different kinds of data-based models such as Neural Networks
(NNs) have established a firm position in condition monitoring of
electrical machinery.
Vibration analysis has been used in rotating machines fault diag-
nosis for decades [2–4,19,22]. In [4], it is claimed that vibration
monitoring is the most reliable method of assessing the overall
health of rotor system. Each fault in a rotating machine produces
vibrations with distinctive characteristics that can be measured
and compared with reference ones in order to perform the fault
detection and diagnosis.
Traditional techniques like Fast Fourier Transform (FFT) used
for analysis of the vibration signal is not appropriate to analyze sig-
∗
Corresponding author. Tel.: +91 9231664811.
E-mail addresses: pratyaymaithon@gmail.com (P. Konar),
paramita chattopadhyay@yahoo.com (P. Chattopadhyay).
nals that have a transitory characteristic. Moreover, the analysis is
greatly dependent on the machine load and correct identification
of very closed fault frequency components requires a very high-
resolution data [10]. Wavelet a very powerful signal-processing
tool can be used to analyze transients signal and thus eliminating
load dependency. Variable window size allows the possibility to
extract both low frequency as well as high frequency information
as per requirement. Keeping these points in mind the investigation
aims to design and develop an on-line monitoring and incipient
fault detection scheme of induction motors by assessing the signa-
ture of the motor frame vibrations (g
frame
) signals during start-up
[4,11].
Continuous wavelet transform (CWT) used to extract the local
information content of the data has several advantages over the
more commonly used DWT [28,29] which uses a set of orthogonal
wavelet bases to obtain the most compact representation of the
data mainly useful for image compression. The CWT on the other
hand uses a set of non-orthogonal wavelet frames to provide highly
redundant information that is very good for detection of various
types of faults. Wavelet coefficient at each analysis scale can be
obtained allowing us to characterize the local information content.
Moreover, CWT is easier to interpret since its redundancy tends to
reinforce the traits and makes all information more visible which
is especially true for very subtle information. Thus, CWT analysis
gains in “readability” and in ease of interpretation, what it losses
in terms of saving space, which is immaterial in signal process-
ing technique where very important distinct informative feature
extraction is the most important.
1568-4946/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.asoc.2011.03.014