CRADAs represent a new model of government
policy based on steering, or leadership, rather than
rowing, or bureaucracy, whereby the steering occurs
on the basis of industry partnership and input
through co-funding requirements.
Michael Berman (1993)
1. Introduction
n both the US and Japan, technology transfer from a
Federal R&D laboratory to a private company is
expected to enhance international competitiveness,
which has been a driving force for policy emphasis on
technology transfer in the past decade. One main US
policy initiative for technology transfer is Cooperative
Research and Development Agreements (CRADAs)
between one of the 700 Federal R&D laboratories and
a private company. ‘CRADAs are comprehensive legal
agreements for the sharing of research personnel,
equipment, and intellectual property rights in joint
government-industry research…. CRADAs are based
on a model of partnership with industry in which each
partner is expected to pay its own expenses’ (Berman,
1993). While CRADAs are also intended to facilitate
increased funding for Federal labs, and their closer
relationships with private companies, the main stated
objective is to encourage technology transfer.
CRADAs represent a type of inter-organizational
collaboration intended to enhance international compe-
titiveness: ‘The economic strength of our country is
being severely challenged…. Competing companies
must learn to cooperate, manufacturers must learn to
cooperate with their suppliers and customers, and the
government must learn to cooperate with industry’
(Warren D. Siemens, the official in charge of tech-
nology transfer at Sandia National Laboratory, quoted
in Gibson and Smilor, 1992).
Technology transfer is the application of knowledge
into use (Eto et al. , 1995). The technology transfer
R&D Management 28, 2, 1998. © Blackwell Publishers Ltd, 1998. Published by Blackwell Publishers Ltd,
108 Cowley Road, Oxford OX4 1JF, UK and 350 Main Street, Malden, MA 02148, USA.
79
Cooperative research and development
agreements (CRADAs) as technology
transfer mechanisms
Everett M. Rogers
1
, Elias G. Carayannis
2
,
Kazuo Kurihara
3
and Marcel M. Allbritton
4
1
Department of Communication and Journalism, University of New Mexico, Albuquerque, NM 87131 – 1171,
USA
2
School of Business and Public Management, George Washington University
3
Japanese Ministry of International Trade and Industry
4
School of Information Studies, Syracuse
Cooperative Research and Development Agreements (CRADAs) between Federal R&D
laboratories and private companies in the US are intended, in large part, to transfer
technologies developed at Federal R&D laboratories to private companies. We surveyed the
Federal laboratory and private CRADA partners involved in CRADAs at Los Alamos National
Laboratory in New Mexico in order to identify certain difficulties inherent in CRADAs as
mechanisms for technology transfer. Company partners do not share a common organizational
culture with their Federal laboratory counterparts, and are critical of the length of time and
complexity of government administrative arrangements necessary to form a CRADA.
I