Physica D 181 (2003) 222–234
Noise-induced escape through a chaotic saddle:
lowering of the activation energy
Suso Kraut
a,b,∗
, Ulrike Feudel
b
a
Institut für Physik, Universität Potsdam, Postfach 601553, D-14415 Potsdam, Germany
b
ICBM, Carl von Ossietzky Universität, PF 2503, 26111 Oldenburg, Germany
Received 19 December 2002; received in revised form 11 March 2003; accepted 21 March 2003
Communicated by R. Roy
Abstract
The noise-induced escape mechanism is investigated for a prototype time-discrete nonequilibrium system describing a
laser in a ring cavity with optical feedback, the Ikeda map. For certain parameter values a chaotic saddle is embedded in the
basin of attraction of the metastable state. This results in a lowering of the escape threshold for the activation energy, which is
established by employing the theory of quasipotentials. Our findings are explained by the computation of the most probable
exit path (MPEP), which lies partly on the chaotic saddle. The enhancement of escape turns out to be maximal if the MPEP
lies entirely on the chaotic saddle.
© 2003 Elsevier Science B.V. All rights reserved.
PACS: 05.45.-a; 05.40.Ca; 05.70.Ln; 42.60.Mi
Keywords: Chaotic saddle; Metastable; Activation energy
1. Introduction
Noise-induced escape over a potential barrier has
been studied extensively [1,2] since the seminal work
by Kramers [3]. However, if the system under con-
sideration is not in thermal equilibrium, as it was as-
sumed in Kramers’ theory, many new features of the
escape process can occur. Onsager and Machlup [4]
realized that the escape process consists of large fluc-
tuations, which are very rare, and that the trajectory
peaks sharply around some optimal, i.e. most proba-
ble escape path (MPEP). Thus, despite the stochastic
∗
Corresponding author. Present address: Institut für Physik, Uni-
versität Potsdam, Postfach 601553, D-14415 Potsdam, Germany.
Tel.: +49-3319771364; fax: +49-3319771142.
E-mail address: suso@agnld.uni-potsdam.de (S. Kraut).
nature of the escape process, the escape path is almost
deterministic. Compared to the MPEP other paths have
an exponentially smaller probability. That theory was
derived for a small noise level σ → 0.
In the last years, it has become possible to perform
also experiments on the escape problem, which in-
clude Josephson junctions [5], electronic circuits [6],
optical traps [7], lasers [8,9], and an electron in a Pen-
ning trap [10].
Some of the most interesting novel theoretical
findings include an understanding of the singularities
of the nonequilibrium potential [11–14], a pre-expo-
nential factor of the Kramers rate [15], a symmetry
breaking bifurcation of the MPEP [16] and a distri-
bution of the escape paths originating from a cusp
point singularity [17]. Although in general the escape
0167-2789/03/$ – see front matter © 2003 Elsevier Science B.V. All rights reserved.
doi:10.1016/S0167-2789(03)00098-8