Early Human Development 89S4 (2013) S8–S9
Pulse oximetry newborn screening for congenital heart defects. Is it really useful?
Federico Schena *, Elena Ciarmoli, Alessandra Mayer, Alessia Cappelleri, Laura Bassi, Monica Fumagalli,
Fabio Mosca
Neonatal Intensive Care Unit, Department of Clinical Science and Comunity Health, Fondazione IRCCS Cà Granda Ospedale Maggiore Policlinico, University of Milan, Milan, Italy
Congenital heart diseases (CHDs) are the most common birth
defects, occurring in 8–9/1,000 live births and they represent one of
the leading cause of infant death in the developed countries.
A timely diagnosis is beneficial as even most critical cases
can be successfully repaired by cardiac surgery or interventional
catheterization procedures or may undergo a satisfactory palliation.
Conversely, a delayed diagnosis may expose patients to the detri-
mental effects of prolonged hypoxia or hypoperfusion, worsen the
preoperative condition and ultimately increase the risk of death or
neurological sequelae [1].
With the advances in prenatal care many cases of CHDs are
nowadays detected before birth. Nevertheless, the effectiveness of
antenatal ultrasound screening is still not optimal and the detection
rate of CHDs currently does not exceed 70% in the best case series.
At the present time CHDs that grossly alter the size of the four
cardiac chambers are easily recognized by fetal ultrasound while
other severe defects such as aortic coarctation, transposition of
the great arteries and anomalous pulmonary venous return are
identified in less than half of the cases.
Early clinical diagnosis of undetected CHDs may also be a
difficult task for the neonatologist. A patent ductus arteriosus can
mask an underlying structural defect in the first few days of life
and therefore elude clinical examination so that CHDs may become
evident with profound cyanosis, heart failure or cardiovascular
collapse only after discharge from the newborn nursery. The rate of
undetected CHD mainly depends on the time of hospital discharge:
the sooner the babies are discharged the lower the detection rate.
A recent study from a population registry in Tennessee reports an
incidence of unrecognized critical CHD of 15 cases per 100,000
discharged newborns [2]. These patients represent the target for a
potential neonatal screening program for CHDs
Since most critical CHDs have a degree of hypoxaemia that
would not necessarily produce visible cyanosis and therefore might
not be clinically detectable, pulse oximetry has been proposed as a
screening test for the detection of potentially life-threatening heart
diseases in the newborns.
Pulse oximetry is a rapid, accurate and low-cost method to
measure arterial oxygen saturation and since it is completely
painless and harmless, it is well accepted by parents.
Several studies have been conducted in the last 10 years on the
effectiveness of pulse oximetry as a screening tool for CHDs, some
of them including a large population of neonates.
* Corresponding author.
0378-3782/$ – see front matter © 2013 Elsevier Ireland Ltd. All rights reserved.
The reported sensitivity and specificity of pulse oximetry differ
among studies depending on the timing of the test and the oxygen
saturation threshold. According to a recent metanalysis, based on
the results of 11 published study, the overall sensitivity of pulse
oximetry for detection of critical congenital heart defects is 76.5%
while specificity is 99.9% [3].
The authors concluded that pulse oximetry meets the criteria to
become an universal neonatal screening.
In 2011 in the United States, the Secretary of Health and Human
Services (HHS) with the endorsement of the American Accademy
of Pediatrics recommended the universal implementation of pulse
oximetry screening for critical CHDs and since then all birthing
facilities countrywide are gearing up to put the exam into routine
clinical practice [4].
However, a well-recognized limitation of this screening tool
is the low sensitivity in detecting CHDs with obstruction to
the systemic circulation (i.e. aortic coarctation, interrupted aortic
arch, hypoplastic left heart syndrome) as oxygen saturation can
remain within normal limits while the systemic perfusion may be
insidiously compromised. It is therefore necessary that efforts to
implement a more efficient screening test for CHDs are aimed to
improve the recognition of this type of defect.
Recently, some new generation pulse oximeters have been
manufactured providing along with the oxygen saturation value,
the peripheral perfusion index (PPI) a parameter that assesses the
relative amount of arterial blood at the probe site.
In 2007 De Wahl-Granelli and Östman-Smith established refer-
ence values for PPI in healthy newborns in the first 5 days of life
[5]. Median PPI measured at foot was 1.71 with interquartile range
1.20–2.50. They also measured PPI in a cohort of newborns with left
heart obstruction and found that it was below the 5th percentile
in 5 out of 9 patients; PPI was therefore proposed as a promising
tool to improve the detection of congenital heart defects with low
systemic perfusion but it has never been systematically assessed so
far.
On behalf of the Neonatal Cardiology Study Group of the Italian
Society of Neonatology, we planned to perform a prospective multi-
center, national study to assess the effectiveness of combined pulse
oximetry and PPI as screening test for CHDs. The study will enroll
44,000 newborns. Arterial oxygen saturation and PPI are tested
between 48 and 72 hours of life and measured from both preductal
and postductal sites The test is considered positive when at least
one of the following criteria is present: arterial oxygen saturation
≤95% at either upper or lower limb; a difference between upper
and lower saturation >3%; PPI ≤0.9. When the test is positive, it