R EVIEWS
TRENDS IN MICROBIOLOGY
191
VOL. 7 NO. 5 MAY 1999
0966-842X/99/$ - see front matter © 1999 Elsevier Science. All rights reserved. PII: S0966-842X(99)01493-6
D
espite our monumental
achievements in philos-
ophy, technology and
the arts, to bacteria humans
are no more than an organic
mass to be utilized for growth
and reproduction. Thankfully,
most bacterial inhabitants are,
more or less, harmless com-
mensals. Occasionally, how-
ever, certain bacterial clones
jeopardize the well-being of
the individual and cause dis-
ease. Some of the attributes
that make certain bacterial lin-
eages more pathogenic than
others are provided by so-called
specific virulence factors encod-
ed by horizontally transferred
genes of a foreign nature
1,2
. This
review is intended to illustrate
that the pathogenicity of a bacterial clone can also be
enhanced via another mechanism: the mutational
change (i.e. loss or modification of function) of
pre-existing genes.
Pathogenicity as a secondary property
A variety of host conditions (e.g. genetic predis-
position, immune status, integrity of the tissue barrier
layers and protective microbiota) is critical to the sus-
ceptibility of an individual to infectious diseases.
However, given the same host conditions, only cer-
tain bacterial lineages are pathogenic to humans. Sur-
prisingly, pathogenic bacteria are usually members of
a genus or species in which nonpathogenic or margin-
ally pathogenic lineages predominate. Moreover,
many pathogenic lineages share their primary habitat
with benign relatives and only relatively rarely spread
into distinct areas of the body where their growth
will induce symptomatic disease (i.e. their ‘virulence
niche’). Some pathogenic lineages are carried asympto-
matically by humans as permanent or transient com-
mensals (Table 1), whereas others primarily colonize
non-human hosts or persist as free-living organisms
whose association with humans is usually brief and
nonpathogenic. Therefore, the greater virulence of
pathogenic microorganisms frequently appears to be
a secondary property, i.e. a recently acquired or
purely accidental ability to adapt to an environment
that is, from an evolutionary perspective, alien or
novel.
Two genetic mechanisms
that enhance pathogenicity
The phenotypic properties ac-
quired during the evolution of
pathogenic bacteria are traits
that successfully provide strat-
egies for: (1) tropism for tis-
sues of a virulence niche, (2)
mechanisms to consume avail-
able nutrients and/or (3) mecha-
nisms to evade or overcome
antibacterial defenses. Theo-
retically, bacterial evolution
toward a more pathogenic
phenotype could involve the
acquisition of additional genes
that encode for specific viru-
lence factors (‘gain-of-func-
tion’ mechanism) and/or an
appropriate functional modifi-
cation or loss of pre-existing
genetic material (‘change-of-function’ mechanism).
Some nonpathogenic or mildly pathogenic bacte-
rial lineages might be capable of becoming successful
pathogens if certain genes were to be horizontally
transferred into the ‘commensal’ genome. The exist-
ence of this gain-of-function mechanism is supported
by epidemiological and experimental studies indicat-
ing that many pathogenic lineages possess plasmids,
phages or chromosomal ‘pathogenicity islands’ that
are not common among their more benign relatives
and that encode specific virulence factors
1,2
. This evo-
lutionary pathway is expected to be important for
microorganisms that are considered to be primary
pathogens (i.e. organisms dependent on their ability
to cause disease, at least occasionally, for their long-
term persistence in nature). Alternatively, certain bac-
terial clones might be capable of becoming more
pathogenic if the functional modification or elimi-
nation of an original gene(s) changed their phenotype
appropriately. This change-of-function mechanism
does not require the addition of new genes but de-
pends on the occurrence of random (i.e. not pro-
grammed or phase-variable) genetic mutations that
confer a strong selective advantage upon the bacterial
clone in the virulence niche. This type of mutation,
which we call pathogenicity-adaptive (or patho-
adaptive)
3
, can drive the adaptive evolution of both
primary and opportunistic pathogens during their
spread and growth in diverse host environments (see
Box 1)
4
. However, in contrast to the gain-of-function
Pathogenicity-adaptive, or
pathoadaptive, mutations represent
a genetic mechanism for enhancing
bacterial virulence without horizontal
transfer of specific virulence factors.
Pathoadaptive evolution can be important
within single infections and for defining
the population structure of a pathogenic
species.
E.V. Sokurenko* is in the Dept of Microbiology,
University of Washington, Seattle, WA 98195, USA;
D.L. Hasty is in the Dept of Anatomy and
Neurobiology, University of Tennessee, Memphis,
TN 38163, USA, and is also in the Research Service
(151), Dept of Veterans’ Affairs Medical Center,
Memphis, TN 38104, USA; D.E. Dykhuizen is in the
Dept of Ecology and Evolution, State University of
New York, Stony Brook, NY 11794, USA.
*tel: +1 206 543 1073,
fax: +1 206 543 8297,
e-mail: evs@u.washington.edu
Pathoadaptive mutations: gene loss
and variation in bacterial pathogens
Evgeni V. Sokurenko, David L. Hasty and Daniel E. Dykhuizen