Relationship of Adherence to Pediatric Asthma Morbidity Among
Inner-City Children
Laurie J. Bauman, PhD*; Elizabeth Wright, PhD‡; Frederick E. Leickly, MD§; Ellen Crain, MD, PhD*;
Deanna Kruszon-Moran, MS; Shari L. Wade, PhD¶; and Cynthia M. Visness, MA#
ABSTRACT. Objectives. Morbidity from asthma among
children is one of the most important US health concerns.
This study examines the relationship of baseline nonad-
herence to subsequent asthma morbidity among inner-
city children.
Methods. A multisite, prospective, longitudinal panel
study was conducted of 1199 children who were aged 4 to
9 years and had asthma and their caregivers, most of
whom were parents, in emergency departments and clin-
ics at 8 research centers in 7 US metropolitan inner-city
areas. Nine morbidity indicators were collected at 3, 6,
and 9 months after baseline, including hospitalizations,
unscheduled visits, days of wheeze/cough, and days of
reduced activities.
Results. Children whose caregivers scored high on a
new measure, Admitted Nonadherence, experienced sig-
nificantly worse morbidity on 8 of the 9 measures. Chil-
dren who scored high on a new Risk for Nonadherence
measure experienced significantly worse morbidity on
all 9 morbidity measures. Multiple and logistic regres-
sions found that the adherence measures had indepen-
dent significant effects on morbidity. Combining the
measures improved estimates of morbidity: children
whose caregivers were poor on either adherence measure
had worse morbidity than those with good adherence on
both, eg, rate of hospitalization was twice as high, they
missed more than twice as much school, had poorer over-
all functioning, and experienced more days of wheezing
and more restricted days of activity.
Conclusions. Risk for Nonadherence and Admitted
Nonadherence independently and jointly predicted sub-
sequent asthma morbidity. Targeting risks for nonadher-
ence may be an effective intervention strategy. Most risks
can be controlled by physicians through reducing the
complexity of asthma regimens, communicating effec-
tively with caregivers about medication use, and correct-
ing family misconceptions about asthma medication side
effects. Pediatrics 2002;110(1). URL: http://www.pediatrics.
org/cgi/content/full/110/1/e6; adherence, asthma, morbidity,
inner-city, child.
ABREVIATIONS. ED, emergency department; BSI, Brief Symptom
Inventory; SD, standard deviation.
D
uring the past 2 or 3 decades, a significant
increase in morbidity and mortality has made
asthma one of the most important US health
concerns.
1–3
Children, particularly inner-city chil-
dren, bear a disproportionate burden of asthma mor-
bidity and mortality.
4,5
The National Cooperative Inner-City Asthma
Study was initiated to identify the factors associated
with asthma morbidity in inner-city children, includ-
ing exposure to environmental irritants and aller-
gens, access to quality asthma care, psychological
and social characteristics, and degree of adherence to
medical regimens. This article examines the effect of
adherence on asthma morbidity among inner-city
children.
The successful management of pediatric asthma
depends in part on the extent to which caregivers
and children follow the prescribed home treatment
program. Guidelines for asthma care recommend
avoidance of allergen/irritant exposure, regular use
of preventive medications, and an action plan with
rescue medications to deal with problems when they
arise.
6
The consequences of nonadherence may in-
clude poor symptom control, excessive -agonist
use, high emergency department (ED) utilization,
hospitalization, and even death.
7–10
Levels of adherence for asthma vary from 3% to
88%
11–20
and are unrelated to age, race, or gender.
Most of the literature is compliance-focused and as-
sumes that the patient is the problem.
20
However,
data suggest that nonadherence is less dependent on
individual patient characteristics than it is on the
disease itself, the pharmacologic properties of the
medications used, the complexity of the regimen,
and patient–provider interaction.
5,21,22
Factors asso-
ciated with lower adherence to the medical regimen
include lack of efficacy of the medication (real or
perceived); omission or drug overdose; medication
taste; too many medications with multiple dosing
intervals; long, demanding, or stressful treatment
regimens; and incorrect prescriptions given by clini-
cians.
5,22,23
Patient-related factors that may affect ad-
herence include skepticism about the value of the
therapy, forgetfulness, poor hearing or eyesight, de-
creased mental and functional capabilities, poor
quality of life and morale, lack of social support, the
From the *Department of Pediatrics, Albert Einstein College of Medicine
and the Children’s Hospital at Montefiore, Bronx, New York; ‡New En-
gland Research Institute, Watertown, Massachusetts; §Department of Pedi-
atrics, James Whitcomb Riley Hospital for Children, Indianapolis, Indiana;
National Center for Health Statistics, Hyattsville, Maryland; ¶Department
of Pediatrics, Cincinnati Children’s Hospital Medical Center and University
of Cincinnati College of Medicine, Cincinnati, Ohio; and #Rho Federal
Systems Division, Inc, Chapel Hill, North Carolina.
Received for publication Mar 12, 2001; accepted Mar 18, 2002.
Address correspondence to DAIT, NIAID, Solar Building Rm 4A42, 6003
Executive Blvd, Bethesda, MD 20892-7640. E-mail: bauman@aecom.yu.edu
PEDIATRICS (ISSN 0031 4005). Copyright © 2002 by the American Acad-
emy of Pediatrics.
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