1536 IEEE JOURNAL ON SELECTED AREAS IN COMMUNICATIONS, VOL. 18, NO. 8, AUGUST 2000
A Generalized RAKE Receiver for Interference
Suppression
Gregory E. Bottomley, Senior Member, IEEE, Tony Ottosson, Member, IEEE, and Yi-Pin Eric Wang, Member, IEEE
Abstract—Currently, a global third-generation cellular system
based on code-division multiple-access (CDMA) is being developed
with a wider bandwidth than existing second-generation systems.
The wider bandwidth provides increased multipath resolution in
a time-dispersive channel, leading to higher frequency-selectivity.
In this paper, a generalized RAKE receiver for interference
suppression and multipath mitigation is proposed. The receiver
exploits the fact that time dispersion significantly distorts the
interference spectrum from each base station in the downlink
of a wideband CDMA system. Compared to the conventional
RAKE receiver, this generalized RAKE receiver may have more
fingers and different combining weights. The weights are derived
from a maximum likelihood formulation, modeling the intracell
interference as colored Gaussian noise. This low-complexity
detector is especially useful for systems with orthogonal downlink
spreading codes, as orthogonality between own cell signals cannot
be maintained in a frequency-selective channel. The performance
of the proposed receiver is quantified via analysis and simulation
for different dispersive channels, including Rayleigh fading
channels. Gains on the order of 1–3.5 dB are achieved, depending
on the dispersiveness of the channel, with only a modest increase
in the number of fingers. For a Wideband CDMA (WCDMA)
system and a realistic mobile radio channel, this translates to
capacity gains on the order of 100%.
Index Terms—Code division multiple access (CDMA), interfer-
ence suppression, maximum likelihood detection, multipath chan-
nels, spread spectrum communication.
I. INTRODUCTION
A
S DEMAND for wireless communications continues
to grow, third-generation cellular communications sys-
tems are being standardized to provide flexible voice and
data services. Standardization bodies around the world are
developing systems based on direct-sequence code-division
multiple-access (DS-CDMA). In North America, the second
generation DS-CDMA standard IS-95 is being used as a basis
for a third-generation system (IS-2000) with wider bandwidth
[2]. In Japan and Europe, a third-generation wideband CDMA
(WCDMA) system [1], [2] is also being developed. Currently,
there is significant effort to harmonize and merge these systems
into a common, global third generation CDMA standard.
From a receiver perspective, a wider bandwidth usually corre-
sponds to a smaller chip period, increasing multipath resolution.
In the downlink, where user signals from the same base station
Manuscript received August 1999; revised February 28, 2000.
G. E. Bottomley and Y.-P. E. Wang are with Ericsson Inc., RTP, NC 27709
USA (e-mail: bottoml@rtp.ericsson.se; wang@rtp.ericsson.se).
T. Ottosson is with the Department of Signals and Systems, Chalmers
University of Technology, SE-412 96 Göteborg, Sweden (e-mail: tony.ot-
tosson@s2.chalmers.se).
Publisher Item Identifier S 0733-8716(00)06120-5.
pass through the same dispersive channel, increased multipath
resolution results in interference with significant spectral dis-
tortion. Also, the increased multipath resolution leads to loss of
orthogonality to interferers within the cell in systems using or-
thogonal spreading codes.
The purpose of this paper is to develop a downlink receiver
approach that takes advantage of these interference properties.
As downlink receivers are typically small, battery powered,
portable devices, the simple RAKE receiver structure is used,
in which despread values produced by RAKE “fingers” are
combined to generate a decision statistic. The interference
components of the different RAKE fingers are modeled as
colored, Gaussian noise to account for multipath dispersion
and pulse shaping. The use of orthogonal spreading codes
is accounted for when computing noise correlation between
fingers and when determining the noise powers on the different
RAKE fingers. These noise properties are used in a maximum
likelihood (ML) approach to determine combining weights.
Finger placement is based on maximizing the signal-to-noise
ratio (SNR) of the decision statistic. By contrast, conventional
RAKE reception uses finger placement and combining weights
corresponding to the channel impulse response of the signal of
interest (see, for example, [3, pp. 797–806]). As the proposed
approach uses the RAKE receiver structure, but with possibly
different finger placement and combining weights, it can be
viewed as a generalized RAKE receiver. We will show results
for a realistic mobile radio channel that indicate improvements
in capacity on the order of 100% with no increase in the number
of fingers and some additional complexity in calculating the
combining weights. These gains, for a modest increase in
complexity, make the proposed receiver a good candidate for
improving downlink performance in both the existing IS-95
system and the forthcoming third-generation CDMA systems.
In the past, other single-user detection methods have been de-
veloped which model interference in a similar way. Noneaker
[4] proposed a modified RAKE receiver for a downlink CDMA
system where the combining is based on the signal-to-interfer-
ence ratio per finger instead of the signal strength, accounting
for uneven noise powers between fingers due to the use of or-
thogonal spreading codes. However, the color (correlation) be-
tween the fingers was not considered.
Modeling interference as colored noise due to the pulse
shaping was used in the work by Monk et al. [5]–[7], Wong et
al. [8], [9], and Yoon et al. [10], [11]. Monk et al. considered
frequency nonselective uplink channels with random spreading
codes, proposing an approach that exploits the color introduced
by the pulse shaping. An alternative structure based on this
approach was given by Wong et al. [8]. Yoon et al. extended
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