1986 IEEE TRANSACTIONS ON ELECTRON DEVICES, VOL. 58, NO. 7, JULY 2011
Analysis of Reverse Leakage Current and Breakdown
Voltage in GaN and InGaN/GaN Schottky Barriers
Wei Lu, Student Member, IEEE, Lingquan Wang, Member, IEEE, Siyuan Gu, Student Member, IEEE,
David P. R. Aplin, Daniel M. Estrada, Paul K. L. Yu, Fellow, IEEE, and Peter M. Asbeck, Fellow, IEEE
Abstract—A study of the reverse-leakage-current mechanisms
in metal–organic-chemical-vapor-deposition (MOCVD)-grown
GaN Schottky-barrier diodes is presented. An analysis is carried
out of the characteristics of GaN Schottky diodes as well as of
diodes with an InGaN surface layer to suppress the reverse leakage
current and increase the breakdown voltage. The experimental
results of the diodes with InGaN surface layers showed a ∼40-V
breakdown voltage increase and a significant leakage-current
reduction under high reverse bias, in comparison with the design
with GaN only. Such improvements are attributed to the reduced
surface electric field and the increased electron tunneling distance
induced by the polarization charges at the InGaN/GaN interface.
We also report the effect of a high-pressure (near atmospheric
pressure) MOCVD growth technique of the GaN buffer layer to
further improve the leakage current and breakdown voltage.
Index Terms—Diode breakdown voltage, high-pressure (HP)
metal–organic-chemical-vapor-deposited (MOCVD) buffer,
InGaN/GaN heterojunction, polarization charge, Schottky-diode
leakage current.
I. I NTRODUCTION
III–nitride-based Schottky diodes have achieved many appli-
cations, such as ultraviolet photodetectors [1], gas sensors [2],
high-voltage rectifiers [3], and varactors [4]. One key factor to
improve the performance of these devices is to minimize re-
verse leakage current, particularly under high reverse voltages.
Many efforts have been reported to reduce the leakage cur-
rent in GaN-based Schottky barriers, such as electrochemical
surface treatment [5], SiO
2
dielectric surface passivation [6],
capping with low-temperature GaN layers [7], and oppositely
doped surface layers to increase the Schottky-barrier height
Manuscript received December 8, 2010; revised March 13, 2011; accepted
April 12, 2011. Date of publication May 19, 2011; date of current version
June 22, 2011. This work was supported in part by the University of
California San Diego Center for Wireless Communications, by the FutureWei
Technologies Inc., and by the UC Discovery Grant Program. The work of
D. M. Estrada was supported by the U.S. Department of Homeland Security
Fellowship administered by the Oakridge Institute for Science and Education
through an interagency agreement between the U.S. Department of Energy and
the Department of Homeland Security. The review of this paper was arranged
by Editor S. Bandyopadhyay.
W. Lu, S. Gu, D. P. R. Aplin, P. K. L. Yu, and P. M. Asbeck are with the
Department of Electrical and Computer Engineering, University of California
San Diego, San Diego, CA 92093 USA (e-mail: w8lu@ucsd.edu).
L. Wang is with the SuVolta Inc., Los Gatos, CA 95032 USA, and also
with the Department of Electrical and Computer Engineering, University of
California San Diego, San Diego, CA 92093 USA.
D. M. Estrada is with the Materials Science and Engineering Program,
University of California San Diego, San Diego, CA 92093 USA.
Color versions of one or more of the figures in this letter are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TED.2011.2146254
(SBH) [8]. However, these studies do not discuss in detail
the leakage-current-suppression mechanisms particularly under
high reverse voltages, which is important in high-power appli-
cations. We have recently reported that, for the development
of high-Q high-voltage varactors, using a thin in situ grown
InGaN surface layer, the reverse leakage current of GaN-based
Schottky barriers under high reverse voltages is significantly
suppressed and the breakdown voltage is increased by ∼40 V
[4]. In this paper, we present a detailed analysis of the char-
acteristics of the resultant devices and discuss the mechanisms
for leakage-current reduction. We also report that the leakage
current can be further significantly suppressed by using a
high-pressure (HP, near atmospheric pressure) metal–organic-
chemical-vapor-deposition (MOCVD) growth technique [9] for
the GaN buffer layers (i.e., an HP GaN buffer).
In this paper, the details of our experimental work are present
first, followed by the discussions on the reverse-leakage-current
mechanisms in GaN Schottky barriers and the InGaN-surface-
layer design. Capacitance–voltage (C–V ) and current–voltage
(I –V ) characteristics of these diodes are studied. Lastly, the
improvements stemming from the HP GaN buffer are discussed.
II. EXPERIMENTAL PROCEDURE
The samples used in this paper were grown using a Thomas
Swan close-coupled showerhead 3 × 2
′′
MOCVD system with
an adjustable gap between the showerhead and the susceptor.
The substrates used were 2-in c-sapphire. For comparison pur-
poses, five samples have been grown using a conventional LP
MOCVD growth technique [10], and their key growth details
are shown in Table I. Thick InGaN samples (> 300 nm to
ensure full strain relaxation [11]) were grown for estimating
the indium concentration and optimizing the InGaN growth by
X-ray-diffraction (XRD) measurements. To fabricate the Schot-
tky diode, a 120-nm-thick Ni Schottky contact was deposited
immediately after the sample growth and surface cleaning.
The Ni film was then patterned, and circular mesa diodes
with diameters in the range of 80–300 μm were formed using
BCl
3
/Cl
2
in a Trion reactive-ion-etching/inductively-coupled-
plasma dry-etch system, which was followed by an ∼90
◦
C
KOH (0.1 mol/L) treatment to reduce the dry-etch residuals.
A Ti/Al/Pd/Au (20 nm/80 nm/50 nm/100 nm) metal stack was
used to form ohmic contacts to n
+
GaN [4]. Fig. 1 shows the
schematic diagram of the cross section of the GaN/InGaN/GaN
sample structure and the corresponding scanning-electron-
microscopy (SEM) top view.
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