Journal of Evaluation in Clinical Practice, 12, 6, 622–629 doi:10.1111/j.1365-2753.2005.00630.x
622 © 2006 Blackwell Publishing Ltd
Blackwell Science, LtdOxford, UKJEPJournal of Evaluation in Clinical Practice1356-1294Blackwell Publishing Ltd 200512 6622629Original ArticleVariations in the ability of GPs to apply auditJ. McKay
et al.
Correspondence
Dr John McKay
NHS Education for Scotland
2 Central Quay
89 Hydepark Street
Glasgow G3 8BW
UK
E-mail: john.mckay@nes.scot.nhs.uk
Keywords: audit, general practitioners,
peer review, SEA
Accepted for publication:
27 April 2005
Variations in the ability of general medical practitioners to apply
two methods of clinical audit: a five-year study of assessment by
peer review
John McKay BSc (Hons) FRCGP,
1
Paul Bowie BA PgDip
1
and Murray Lough MD FRCGP
2
1
Associate Adviser,
2
Assistant Director, Department of Postgraduate Medical Education, University of Glasgow,
Glasgow, UK
Abstract
Introduction Clinical audit has a central role in the NHS clinical gover-
nance agenda and the professional appraisal of medical practitioners in the
UK. However, concerns have been raised about the poor design and impact
of clinical audit studies and the ability of practitioners to apply audit meth-
ods. One method of making informed judgements on audit performance is
by peer review. In the west of Scotland a voluntary peer review model has
been open to general practitioners since 1999, while general practice train-
ees are compelled to participate as part of summative assessment. The study
aimed to compare the outcomes of peer review for two methods of audit
undertaken by different professional and academic groups of doctors.
Methods Participants submitted a criterion audit or significant event anal-
ysis in standard formats for review by two informed general practitioners
(GPs) using appropriate instruments. Peer review outcome data and the
professional status of doctors participating were generated by computer
search. Differences in proportions of those gaining a satisfactory peer
review for each group were calculated. Results Of 1002 criterion audit
submissions, 552 (55%) were judged to be satisfactory. GP registrars were
significantly more likely than GP trainers ( P < 0.001) and other established
GP groups ( P < 0.001) to gain a satisfactory peer review. GPs in non-
training practices were less likely to achieve a satisfactory review than reg-
istrars ( P < 0.001) and colleagues in training practices ( P < 0.001). Of 883
SEA submissions, 541 (65%) were judged as satisfactory, with all groups
gaining a similar proportion of satisfactory assessments, although GP reg-
istrars may have outperformed non-training practice GPs ( P = 0.05).
Conclusion A significant proportion of GPs may be unable to adequately
apply audit methods, potentially raising serious questions about the effec-
tiveness of clinical audit as a health care improvement policy in general
medical practice.
Introduction
Criterion-based clinical audit is a widely accepted
method for monitoring, assessing and improving the
quality of health care (Shaw 1990). A relatively new
qualitative approach to audit, significant event anal-
ysis (SEA), is increasingly being accepted as a sur-
rogate for an individual practitioner or health care
team to reflect on and enhance the safety and qual-
ity of care (Pringle et al . 1995; Harrison et al . 2002).