ORIGINAL ARTICLE
Cephalometric assessment of dentofacial
vertical changes in Class I subjects treated
with and without extraction
Arunachalam Sivakumar
a
and Ashima Valiathan
b
Manipal, India, and Cleveland, Ohio
Introduction: There is disagreement concerning the effect of premolar extractions on the dentofacial vertical
dimension. It has been suggested that orthodontic forward movement of the posterior teeth after first
premolar extraction leads to reduction in vertical dimension. The purpose of this study was to examine
cephalometrically the dentofacial vertical changes in Class I Indian subjects treated with and without
extractions. Methods: The extraction group included 31 normodivergent patients (26 female, 5 male;
pretreatment age, 17.19 3.89 years) with maxillary and mandibular first premolar extractions. The
nonextraction group included 29 patients (18 female, 11 male; pretreatment age, 18.48 3.61 years). A
coordinate system with the Frankfort horizontal plane and a mandibular fiduciary line was used for the
cephalometric calibration. To determine vertical dimension changes due to treatment and to compare
differences between the 2 groups, paired and unpaired t tests were performed, respectively. Results: Both
groups had increases in linear vertical dimensions (P 0.05), but the change was comparatively greater in the
extraction group (P 0.05). Mesial movement of the maxillary and mandibular posterior teeth was
coincidental with the extrusion to such an extent that it increased the vertical dimension, although the
mandibular plane angle remained unchanged during treatment. Conclusions: Extraction of teeth only to
increase the overbite or decrease the mandibular plane angle might not be justified. (Am J Orthod Dentofacial
Orthop 2008;133:869-75)
I
n this era of mushrooming research and technolog-
ical advances, we still have many unanswered or
debatable questions. Much research has been fo-
cused on an intriguing question: does the vertical
dimension of the face decrease with therapeutic premo-
lar extraction? Although this conundrum has been
around since the beginning of orthodontics, it has
surfaced in debates among many clinicians recently.
Thus, it is current conventional wisdom that it is
desirable to extract teeth in patients with vertical facial
patterns to help control the vertical dimension. It is
further believed that extraction should be avoided in
brachyfacial types to prevent excessive vertical clo-
sure.
1,2
The dentoalveolar apparatus is assumed to take
the form of an occlusal wedge so that the bite is opened
when molars or premolars are extruded or distalized, or
it is closed when the molars are moved forward after
extraction of the premolars.
3,4
From a biomechanical
point of view, this belief is logical and self-explanatory.
Unlike other dental treatments, orthodontic mechano-
therapy is performed in an environment of biological
complexities and complexities associated with the treat-
ment per se. Hence, any differences of opinion regard-
ing this rule (occlusal wedge hypothesis) are not
surprising.
Recent studies evaluating the effect of first premo-
lar extractions on the vertical dimension concluded that
vertical changes after the extraction of first premolars
were not statistically different from those in nonextrac-
tion patients, and that the attempt to help control (close)
the vertical dimension with the extraction of first
premolars was not possible.
5,6
A few studies demon-
strated increases in the absolute values of anterior and
posterior facial heights, even with premolar extraction
with no further change in the mandibular plane angle
(MPA).
7-10
Some studies suggest that it takes special
effort, in addition to the premolar extractions, to reduce
the vertical dimension in patients with high MPAs.
Pearson
11
showed a mean decrease in MPA of 3.9°
after premolar extractions, with vertical chincups used
before and during orthodontic treatment. Garlington
12
attempted to reduce the vertical dimension through
From the Department of Orthodontics and Dentofacial Orthopedics, Manipal
College of Dental Sciences, Manipal, India.
a
Reader.
b
Professor and head, adjunct professor of Orthodontics, Case Western Reserve
University, Cleveland, Ohio.
Reprint requests to: Arunachalam Sivakumar, Department of Orthodontics and
Dentofacial Orthopedics, Manipal College of Dental Sciences, Manipal
576104, India; e-mail, sivlalith2004@yahoo.co.in.
Submitted, March 2006; revised and accepted, May 2006.
0889-5406/$34.00
Copyright © 2008 by the American Association of Orthodontists.
doi:10.1016/j.ajodo.2006.05.041
869