Immunology and Cell Biology (2004) 82, 617–627 doi:10.1111/j.1440-1711.2004.01288.x
© 2004 Australasian Society for Immunology Inc.
Special Feature
Mucosal adjuvants and delivery systems for protein-, DNA- and
RNA-based vaccines
MICHAEL VAJDY, INDRESH SRIVASTAVA, JOHN POLO, JOHN DONNELLY,
DEREK O’HAGAN and MANMOHAN SINGH
Chiron Vaccines, Emeryville, California, USA
Almost all vaccinations today are delivered through parenteral routes. Mucosal vaccination offers several benefits
over parenteral routes of vaccination, including ease of administration, the possibility of self-administration,
elimination of the chance of injection with infected needles, and induction of mucosal as well as systemic immunity.
However, mucosal vaccines have to overcome several formidable barriers in the form of significant dilution and
dispersion; competition with a myriad of various live replicating bacteria, viruses, inert food and dust particles;
enzymatic degradation; and low pH before reaching the target immune cells. It has long been known that vaccination
through mucosal membranes requires potent adjuvants to enhance immunogenicity, as well as delivery systems to
decrease the rate of dilution and degradation and to target the vaccine to the site of immune function. This review is
a summary of current approaches to mucosal vaccination, and it primarily focuses on adjuvants as immuno-
potentiators and vaccine delivery systems for mucosal vaccines based on protein, DNA or RNA. In this context, we
define adjuvants as protein or oligonucleotides with immunopotentiating properties co-administered with pathogen-
derived antigens, and vaccine delivery systems as chemical formulations that are more inert and have less
immunomodulatory effects than adjuvants, and that protect and deliver the vaccine through the site of administratio n.
Although vaccines can be quite diverse in their composition, including inactivated virus, virus-like particles and
inactivated bacteria (which are inert), protein-like vaccines, and non-replicating viral vectors such as poxvirus and
adenovirus (which can serve as DNA delivery systems), this review will focus primarily on recombinant protein
antigens, plasmid DNA, and alphavirus-based replicon RNA vaccines and delivery systems. This review is not an
exhaustive list of all available protein, DNA and RNA vaccines, with related adjuvants and delivery systems, but
rather is an attempt to highlight many of the currently available approaches in immunopotentiation of mucosal
vaccines.
Key words: adjuvant, delivery system, immunomodulator, mucosal, vaccine.
Recombinant protein vaccines
Traditional vaccines have comprised live-attenuated microbes,
inactivated microorganisms, purified microbial components,
polysaccharide-carrier protein conjugates or recombinant
proteins. The first of the latter type of vaccine was derived
from the diphtheria and tetanus toxoids, and was developed in
the first half of the twentieth century. The two toxins were
chemically detoxified to produce the non-toxic toxoids.
Conventional approaches to vaccine development have been
based on biochemical, immunological and microbiological
methods that have been labourious, time-consuming and have
allowed identification of the most abundant antigens of any
given pathogen. Recent progress in DNA sequencing and
subsequently in bioinformatics have resulted in advances in
vaccine development. When the whole sequence of a bacterial
genome became available, the genomic information was used
to discover novel antigens that had been missed by conven-
tional methods of vaccine development. This novel approach,
now termed reverse vaccinology, involved the in silico
analysis of the microbial genome sequence.
1–3
This approach
has already resulted in the identification of immunogenic
antigens as potential candidates for a vaccine against Neisseria
meningitidis.
4
This approach holds great promise for future
vaccine development.
Immunopotentiating adjuvants for protein vaccines
Mutants of heat labile enterotoxin from Escherichia coli and
cholera toxin from Vibrio cholera
Genetically detoxified mutants of heat labile enterotoxin (LT)
have been shown to be potent adjuvants for inducing mucosal
and systemic immune responses. To retain the adjuvanticity
of these molecules but reduce their toxicity, several mutants
have been generated by site directed mutagenesis. Of these,
two mutants of the enzymatic A subunit, LTK63 and LTR72,
maintain a high degree of adjuvanticity. LTK63 results from
the substitution of serine 63 with a lysine in the A subunit,
which renders it enzymatically inactive and non-toxic.
5–9
LTR72 is derived from a substitution of alanine 72 with an
arginine in the A subunit, and has approximately 0.6% of the
enzymatic activity of wild-type LT. LTR72 is shown to be
Correspondence: Michael Vajdy, Chiron Vaccines, 4560 Horton
Street mail stop, Emeryville, CA 94608, USA.
Email: michael_vajdy@chiron.com
Received 12 July 2004; accepted 12 July 2004.