ORIGINAL ARTICLE
Validation of the Potentially Avoidable Hospital
Readmission Rate as a Routine Indicator of the Quality
of Hospital Care
Patricia Halfon, MD, MPH,* Yves Eggli, MD, PhD,† Isaline Pre ˆtre-Rohrbach, MD,*
Danielle Meylan, MSc,* Alfio Marazzi, PhD,* and Bernard Burnand, MD, MPH*
Background: The hospital readmission rate has been proposed as an
important outcome indicator computable from routine statistics.
However, most commonly used measures raise conceptual issues.
Objectives: We sought to evaluate the usefulness of the computer-
ized algorithm for identifying avoidable readmissions on the basis of
minimum bias, criterion validity, and measurement precision.
Research Design and Subjects: A total of 131,809 hospitalizations
of patients discharged alive from 49 hospitals were used to compare
the predictive performance of risk adjustment methods. A subset of
a random sample of 570 medical records of discharge/readmission
pairs in 12 hospitals were reviewed to estimate the predictive value
of the screening of potentially avoidable readmissions.
Measures: Potentially avoidable readmissions, defined as readmis-
sions related to a condition of the previous hospitalization and not
expected as part of a program of care and occurring within 30 days
after the previous discharge, were identified by a computerized
algorithm. Unavoidable readmissions were considered as censored
events.
Results: A total of 5.2% of hospitalizations were followed by a
potentially avoidable readmission, 17% of them in a different
hospital. The predictive value of the screen was 78%; 27% of
screened readmissions were judged clearly avoidable. The correla-
tion between the hospital rate of clearly avoidable readmission and
all readmissions rate, potentially avoidable readmissions rate or the
ratio of observed to expected readmissions were respectively 0.42,
0.56 and 0.66. Adjustment models using clinical information per-
formed better.
Conclusion: Adjusted rates of potentially avoidable readmissions
are scientifically sound enough to warrant their inclusion in hospital
quality surveillance.
Key Words: patient readmission, health care quality indicator,
risk adjustment, medical errors
(Med Care 2006;44: 972–981)
T
he hospital readmission rate has been proposed as an
important outcome indicator computable from routine
statistics.
1
The cost of readmissions is high.
2
Financial pres-
sure to discharge patients quickly might increase readmis-
sions.
3
The improvement of hospital care, particularly inten-
sive discharge planning of high-risk patients, reduces them.
4
However, inconsistent definitions, improper adjustment for
case mix, and rarity of studies linking data across different
hospital networks have severely compromised its utility.
The definition of readmission rates has varied markedly
across studies. Nonresidents, healthy newborns, 1-day care,
deaths, or transfers should not be in the eligible population.
5,6
Overall, we lack a consistent definition of the event of
interest.
7
Most studies use unplanned readmissions within 1
month as a proxy of potentially avoidable readmissions, but
this approach is flawed.
8
Many unplanned readmissions are
unavoidable: readmissions for a new condition unrelated to
any diagnoses of the previous stay, readmissions for delivery
or transplantation, which although not precisely planned are
foreseen. On the contrary, avoidable readmissions caused by
complications discovered after discharge like a surgical site
infection, appear often planned. Our study, conducted at 1
university hospital, set up an algorithm using routinely col-
lected data to screen for only potentially avoidable readmis-
sions, ie, those unforeseen at the previous discharge and
related to a condition previously treated occurring within 30
days.
9
The review of several hundred medical records showed
that the screening algorithm adequately classified readmission
status (true and false positive fractions were 96% and 4%).
Numerous studies have shown the impact of patient-
related factors, such as case mix (medical, surgical or obstet-
rical condition),
6,9
severity,
10,11
comorbidities and chronic
conditions,
12,13
functional disability,
13
and length of stay,
14
on the risk of readmission. However, adjustment of readmis-
sion rates for patient-related risk has been often rough, at best
accounting for gender and age.
15,16
The use of inadequately
adjusted rates may lead to inappropriate conclusions regard-
ing hospitals.
Beside the quality of inpatient care, other factors also
influence readmission rates, such as variation of hospitaliza-
tion propensity for similar conditions.
17
A substantial propor-
tion of patients are readmitted to a different hospital than for
the first stay, especially if they were dissatisfied with care.
18
From the *Institut Universitaire de Me ´decine Sociale et Pre ´ventive and
†Institut d’E
´
conomie et de Management de la Sante ´, University of
Lausanne, Lausanne, Switzerland.
Reprints: Patricia Halfon, MD, MPH, 17 rue du Bugnon, 1005 Lausanne,
Switzerland. E-mail: Patricia.Halfon@chuv.ch.
Copyright © 2006 by Lippincott Williams & Wilkins
ISSN: 0025-7079/06/4411-0972
Medical Care • Volume 44, Number 11, November 2006 972