Accounting and Finance 48 (2008) 259–278
© The Authors
Journal compilation © 2007 AFAANZ
Blackwell Publishing Ltd Oxford, UK ACFI Accounting and Finance 0810-5391 © The Authors Journal compilation © 2007 AFAANZ XXX Original Articles R. J. Iyengar, E. M. Zampelli/Accounting and Finance 47 (2007) xxx–xxx R. J. Iyengar, E. M. Zampelli
Auditor independence, executive pay and firm performance
Raghavan J. Iyengar
a
, Ernest M. Zampelli
b
a
School of Business, North Carolina Central University, Durham, 27707, USA
b
Department of Business and Economics, Catholic University of America,
Washington, DC, 20064, USA
Abstract
This paper investigates whether compensation committees actively intervene to
adjust accounting performance-based incentive schemes for the real, or perceived,
reduced earnings credibility signalled by the purchase of non-audit services.
Using a nonlinear, two-stage least-squares method that accounts for the simul-
taneity of executive pay, firm performance and non-audit fees, we find a significant
negative relationship between non-audit fees and the sensitivity of chief executive
officer (CEO) pay to firm performance. Point estimates suggest that the reduced
weight applied to accounting performance lowers the incentive component of
executive pay between roughly 5 and 8 per cent for the CEO of the ‘average firm’.
Key words: Executive compensation; non-audit fees; auditor independence
JEL classification: M41, M42, M52
doi: 10.1111/j.1467-629x.2007.00226.x
1. Introduction
In their seminal article, Jensen and Meckling (1976) demonstrate the role of
the external audit as a monitoring device effective in reducing agency costs.
Of course, this is predicated on the independence of the auditing firm from the
The authors thank Robert Faff (Editor) and two anonymous referees for their helpful
comments and suggestions. Thanks are also extended to Kofi Amoateng, Samuel Kotz,
ABM Nasir, Terry Shevlin, participants at the Center for Corporate Reporting and Governance
Conference, American Accounting Association (AAA) National Conference, Western
Regional AAA Conference, Center for Corporate Reporting and Governance Conference,
North Carolina Central University’s Statistical Modelling Seminar and Lunch Seminar
Series, for their helpful comments on earlier drafts. The research assistance of Angela
Ragin is gratefully acknowledged. Partial funding for this study was provided by a summer
research grant from North Carolina Central University.
Received 14 April 2005; accepted 5 March 2007 by Robert Faff (Editor).