SPECIAL INTEREST ARTICLES
Ethical Issues in Brain–Computer Interface Research,
Development, and Dissemination
Rutger J. Vlek, MSc, David Steines, MSc, Dyana Szibbo, MSc, Andrea K¨ ubler, Prof.,
Mary-Jane Schneider, PhD, Pim Haselager, PhD, and Femke Nijboer, PhD
The steadily growing field of brain–computer interfacing (BCI) may
develop useful technologies, with a potential impact not only on
individuals, but also on society as a whole. At the same time, the de-
velopment of BCI presents significant ethical and legal challenges. In
a workshop during the 4th International BCI meeting (Asilomar, Cal-
ifornia, 2010), six panel members from various BCI laboratories and
companies set out to identify and disentangle ethical issues related to
BCI use in four case scenarios, which were inspired by current experi-
ences in BCI laboratories. Results of the discussion are reported in this
article, touching on topics such as the representation of persons with
communication impairments, dealing with technological complexity
and moral responsibility in multidisciplinary teams, and managing
expectations, ranging from an individual user to the general public.
Furthermore, we illustrate that where treatment and research interests
conflict, ethical concerns arise. On the basis of the four case scenar-
ios, we discuss salient, practical ethical issues that may confront any
member of a typical multidisciplinary BCI team. We encourage the
BCI and rehabilitation communities to engage in a dialogue, and to
further identify and address pressing ethical issues as they occur in
the practice of BCI research and its commercial applications.
Key Words: brain–computer interface, ethics, locked-in syndrome,
neuroethics
(JNPT 2012;36: 94–99)
Radboud University Nijmegen, Donders Institute for Brain, Cognition and
Behaviour, The Netherlands (R.J.V., P.H.); University of Illinois, De-
partment of Electrical and Computer Engineering, Urbana-Champaign,
Illinois (D.St.); NeuroSky Brain-Computer Interface Technologies, San
Jose, California (D.Sz.); University of W¨ urzburg, Department of Psy-
chology I, W¨ urzburg, Germany (A.K.); Laboratory of Neural Injury
and Repair, Wadsworth Center, New York State Department of Health,
Albany, and Department of Health Policy, Management and Behavior,
School of Public Health, University at Albany, State University of New
York, Albany (M.-J.S.); and Human-Media Interaction Group, University
of Twente, Enschede, The Netherlands (F.N.).
This study was supported by the BrainGain Smart Mix Programme of the
Netherlands Ministry of Economic Affairs and the Netherlands Ministry of
Education, Culture and Science and by the Information and Communication
Technologies Coordination and Support Action “FutureBNCI” within the
FP7 framework, Project Number 248320.
The authors declare no conflict of interest.
Correspondence: F. Nijboer, Human Media Interaction, Faculty of Electrical
Engineering, Mathematics and Computer Science, P.O. Box 217, 7500 AE
Enschede, the Netherlands; E-mail: Femke.Nijboer@utwente.nl
Copyright C 2012 Neurology Section, APTA.
ISSN: 1557-0576/12/3602-0094
DOI: 10.1097/NPT.0b013e31825064cc
INTRODUCTION
Definition
A brain–computer interface (BCI) is a system that al-
lows its user to control a machine (e.g., a computer, an auto-
mated wheelchair, or an artificial limb) soley with brain activity
rather than the peripheral nervous system.
1,2
Control with a
BCI is initiated when a user performs a specific mental task. A
typical BCI combines neurophysiological measurement tech-
nology with machine learning software to automatically detect
patterns of brain activity that relate to this specific mental task.
In most BCIs, the user is provided with a small selection of
mental tasks (e.g., imagined movement of left hand, right hand,
or foot) that the system is trained to detect. Once the system
detects that the user has been performing one of the mental
tasks, the corresponding actions are automatically triggered
(e.g., move cursor left, move cursor right, or click cursor). The
following subsections will provide a short overview of relevant
aspects of the technology and current state of the art, leading
up to the discussion of ethical aspects.
Measurement Techniques
Implementation of a BCI requires brain activity to be
measured. Technology to do so can be categorized as either
invasive, such as subdural or epidural electrocorticography or
implantation of a multielectrode array, or noninvasive, such
as electroencephalography (EEG), magnetoencephalography,
functional magnetic resonance imaging, or near-infrared spec-
troscopy. All of these technologies provide some representa-
tion of the brain’s activity. The choice of a specific method is
often determined by a balance between factors such as health
risks, user comfort, signal quality, portability, and cost. “Wet”
EEG, which involves the use of conductive gel to improve
the electrode’s connection to the surface of the scalp, is still
the most popular noninvasive method for clinical BCI appli-
cations. However, low-cost wireless and “dry” alternatives are
emerging rapidly, often aimed at less-critical consumer ap-
plications, such as BCI games and entertainment for healthy
users. BCI technology brings many promising applications in
a variety of clinical and nonclinical areas. However, at present,
clinical success with BCI is predominantly achieved with pro-
totypes in research laboratories.
Applications
Clinical applications of BCI can be roughly divided
into two categories. The first category aims at providing a
Copyright © 2012 Neurology Section, APTA. Unauthorized reproduction of this article is prohibited.
94 JNPT
Volume 36, June 2012