RESEARCH PAPER
International Journal of Recent Trends in Engineering, Vol. 1, No. 6, May 2009
30
Numerical and Analytical Solutions for Ovaling
Deformation in Circular Tunnels Under Seismic
Loading
Ahmad Fahimifar
1
, Arash Vakilzadeh
2
1
Department of Civil and Environmental Engineering, Amirkabir University of Technology, Tehran, Iran
Email: fahim@aut.ac.ir
2
Department of Civil and Environmental Engineering, Amirkabir University of Technology, Tehran, Iran
Email: vakilzadeh.arash@gmail.com
Abstract: Ovaling deformations develop when waves
propagate perpendicular to the tunnel axis. Two analytical
solutions are used for estimating the ovaling deformations
and forces in circular tunnels due to soil–structure
interaction under seismic loading. In this paper, these two
closed form solutions will be described briefly, and then a
comparison between these methods will be made by
changing the ground parameters. Differences between the
results of these two methods in calculating the magnitudes
of thrust on tunnel lining are significant. For verifying the
results of these two closed form solutions, numerical
analyses were performed using finite element code
(ABAQUS program). These analyses show that the two
closed form solutions provide the same results only for full-
slip condition.
Key words: Seismic analyses, ovaling deformation, circular
tunnel, soil-structure
I. INTRODUCTION
Ovaling deformation is the most significant influence
on the tunnel lining under seismic loading, except for the
case of the tunnel being directly sheared by a fault
(Penzien, 2000). Ovaling deformations develop when
waves propagate perpendicular to the tunnel axis and are
therefore, designed for in the transverse direction
(typically under two-dimensional, plane-strain
conditions). Studies have suggested that, while ovaling
may be caused by waves propagating horizontally or
obliquely, vertically propagating shear waves are the
predominant form of earthquake loading that causes these
types of deformations [1].
II- A Review on the Ovaling Deformations of Circular
Tunnels
A. Ovaling Deformations of Circular Tunnels Without
Soil-Structure Interaction
The simplest form of estimating ovaling deformation is
to assume the deformations in a circular tunnel to be
identical to ‘‘free-field’’, thereby ignoring the tunnel–
ground interaction. This assumption is appropriate when
the ovaling stiffness of the lined tunnel is equal to that of
the surrounding ground.
Ground shear distortions can be defined in two ways,
as shown in Fig. 1. In the non-perforated ground, the
maximum diametric strain is a function of maximum
free-field shear strain only deformations [2].
2
max
γ
± =
∆
d
d
(1)
The diametric strain in a perforated ground is further
related to the Poisson’s ratio of the medium [2].
) 1 ( 2
max m
d
d
ϑ γ − ± =
∆
(2)
Where
max
γ is the maximum free-field shear strain of
soil or rock medium,
m
ϑ
is the Poisson’s ratio of the
medium and d is the diameter of tunnel lining.
Both of these equations assume the absence of the
lining, therefore ignoring tunnel-ground interaction. In
the free-field, the perforated ground would yield a much
greater distortion than the non-perforated, sometimes by a
factor of two or three. This provides a reasonable
distortion criterion for a lining with little stiffness relative
to the surrounding soil, while the non-perforated
deformation equation will be appropriate when the lining
stiffness is equal to that of the medium. A lining with
large relative stiffness should experience distortions even
less than those given by (1), [1].
Fig. 1. Free-field shear distortion of perforated and non-perforated
ground, circular shape(after Wang, 1993)
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