Seven-Year Follow-Up Assessment of Cardiac Function in
NSABP B-31, a Randomized Trial Comparing Doxorubicin
and Cyclophosphamide Followed by Paclitaxel (ACP) With
ACP Plus Trastuzumab As Adjuvant Therapy for Patients
With Node-Positive, Human Epidermal Growth Factor
Receptor 2–Positive Breast Cancer
Edward H. Romond, Jong-Hyeon Jeong, Priya Rastogi, Sandra M. Swain, Charles E. Geyer Jr, Michael S. Ewer,
Vikas Rathi, Louis Fehrenbacher, Adam Brufsky, Catherine A. Azar, Patrick J. Flynn, John L. Zapas,
Jonathan Polikoff, Howard M. Gross, David D. Biggs, James N. Atkins, Elizabeth Tan-Chiu, Ping Zheng,
Greg Yothers, Eleftherios P. Mamounas, and Norman Wolmark
See accompanying editorial on page 3769
Author affiliations appear at the end of
this article.
Submitted October 26, 2011; accepted
July 16, 2012; published online ahead
of print at www.jco.org on September
17, 2012.
Supported by Grants No. U10-CA-
12027, U10-CA-69651, U10-CA-37377,
and U10-CA-69974 from the National
Cancer Institute, Department of Health
and Human Services, Public Health
Service, and by Genentech.
Authors’ disclosures of potential con-
flicts of interest and author contribu-
tions are found at the end of this
article.
Clinical trial information: NCT00004067.
Corresponding author: Priya Rastogi,
MD, National Surgical Adjuvant Breast
and Bowel Project, East Commons
Professional Building, Four Allegheny
Center, 5th Floor, Pittsburgh, PA
15212; e-mail: rastogip@upmc.edu.
© 2012 by American Society of Clinical
Oncology
0732-183X/12/3031-3792/$20.00
DOI: 10.1200/JCO.2011.40.0010
A B S T R A C T
Purpose
Cardiac dysfunction (CD) is a recognized risk associated with the addition of trastuzumab to
adjuvant chemotherapy for human epidermal growth factor receptor 2–positive breast cancer,
especially when the treatment regimen includes anthracyclines. Given the demonstrated efficacy
of trastuzumab, ongoing assessment of cardiac safety and identification of risk factors for CD are
important for optimal patient care.
Patients and Methods
In National Surgical Adjuvant Breast and Bowel Project B-31, a phase III adjuvant trial, 1,830
patients who met eligibility criteria for initiation of trastuzumab were evaluated for CD. Recovery
from CD was also assessed. A statistical model was developed to estimate the risk of severe
congestive heart failure (CHF). Baseline patient characteristics associated with anthracycline-
related decline in cardiac function were also identified.
Results
At 7-year follow-up, 37 (4.0%) of 944 patients who received trastuzumab experienced a
cardiac event (CE) versus 10 (1.3%) of 743 patients in the control arm. One cardiac-related
death has occurred in each arm of the protocol. A Cardiac Risk Score, calculated using patient
age and baseline left ventricular ejection fraction (LVEF) by multiple-gated acquisition scan,
statistically correlates with the risk of a CE. After stopping trastuzumab, the majority of
patients who experienced CD recovered LVEF in the normal range, although some decline
from baseline often persists. Only two CEs occurred more than 2 years after initiation
of trastuzumab.
Conclusion
The late development of CHF after the addition of trastuzumab to paclitaxel after doxorubicin/
cyclophosphamide chemotherapy is uncommon. The risk versus benefit of trastuzumab as given
in this regimen remains strongly in favor of trastuzumab.
J Clin Oncol 30:3792-3799. © 2012 by American Society of Clinical Oncology
INTRODUCTION
Trastuzumab given concurrently with or after adju-
vant chemotherapy has been shown to improve
disease-free survival (DFS) and overall survival in
early-stage human epidermal growth factor receptor
2 (HER2) –positive breast cancer.
1-3
Cardiac dys-
function (CD) is the most concerning toxicity asso-
ciated with these regimens, especially when the
chemotherapy includes an anthracycline. We previ-
ously reported a detailed analysis of cardiac safety
with a median follow-up of 27 months for Na-
tional Surgical Adjuvant Breast and Bowel Project
(NSABP) protocol B-31, which randomly assigned
patients with HER2-positive, node-positive breast
cancer to receive four cycles of doxorubicin (60
JOURNAL OF CLINICAL ONCOLOGY
O R I G I N A L R E P O R T
VOLUME 30 NUMBER 31 NOVEMBER 1 2012
3792 © 2012 by American Society of Clinical Oncology