Pure Appl. Chem., Vol. 76, No. 3, pp. 557–564, 2004.
© 2004 IUPAC
557
Stereochemistry of epoxide carbonylation using
bimetallic Lewis acid/metal carbonyl
complexes*
Yutan D.Y. L. Getzler, Viswanath Mahadevan, Emil B. Lobkovsky, and
Geoffrey W. Coates
‡
Baker Laboratory, Department of Chemistry and Chemical Biology,
Cornell University, Ithaca, NY 14853-1301, USA
Abstract: The stereochemistry of epoxide carbonylation using bimetallic [Lewis
acid]
+
[Co(CO)
4
]
–
complexes is reported. The achiral complex [(salph)Al(THF)
2
][Co(CO)
4
]
stereospecifically carbonylates cis- and trans-2-butene oxide to the trans- and cis-β-lac-
tones, respectively. Preliminary experiments regarding the carbonylative kinetic resolution
of racemic trans-2-butene oxide using the enantiomerically pure complex
[(R,R-salcy)Al(THF)
2
][Co(CO)
4
] are also reported.
INTRODUCTION
β-Lactones are highly attractive synthetic targets due to their versatility in organic synthesis [1] as well
as their presence in natural products with biological activity [2]. They are also useful monomers for the
synthesis of poly(β-hydroxyalkanoate)s, a naturally occurring class of biodegradable polyesters [3].
One route to β-lactones which is drawing considerable recent interest, is the selective carbonylation of
epoxides [4–14]. An early important advance in this field was the report that Co
2
(CO)
8
in combination
with 3-hydroxypyridine formed an active catalyst for the carbonylation of epoxides of ethylene and
propylene; depending on the reaction conditions, either β-lactones [7] or poly(β-hydroxyalkanoate)s
[9,15] were formed. Recently, Alper and Lee reported the regioselective carbonylation of epoxides and
aziridines using a catalyst system consisting of a mixture of [Ph
3
P=N=PPh
3
][Co(CO)
4
] and BF
3
Et
2
O
[9]. Our research has focused on the development of a class of discrete bimetallic catalysts of the gen-
eral formula [Lewis acid]
+
[Co(CO)
4
]
–
[10–12], catalysts which exhibit high selectivities as well as ex-
cellent activity for a range of epoxide and aziridine carbonylations.
In developing these bimetallic Lewis acid/metal carbonyl catalysts, we envisioned a mechanism
(Scheme 1) whereby the cationic Lewis acid coordinates and activates the substrate for attack by an an-
ionic metal carbonyl. Following migratory insertion of CO into the metal alkyl bond and recoordination
of CO, an intramolecular attack of the metal alkoxide on the metal acyl forms the β-lactone [10,11].
Rieger and coworkers have recently reported density functional theory (DFT) calculations which sup-
port this mechanism [14]. In our search for further experimental evidence in support of this mechanism,
we noted the stereochemistry of epoxide carbonylation could serve as a mechanistic probe. Based on
the mechanism in Scheme 1, cis-epoxide should be converted to a trans-β-lactone upon carbonylation.
We therefore initiated research regarding the carbonylation of epoxides of 2-butene, and the preliminary
results of these studies employing [Cp
2
Ti][Co(CO)
4
] were recently published [11], supporting our pro-
*Plenary and invited lectures presented at the 12
th
IUPAC International Symposium on Organometallic Chemistry Directed
Towards Organic Synthesis (OMCOS-12), Toronto, Ontario, Canada, 6–10 July 2003. Other presentations are published in this
issue, pp. 453–695.
‡
Corresponding author