PHYSICAL REVIEW B 83, 165417 (2011)
Effect of edge reconstruction and passivation on zero-energy states and magnetism in triangular
graphene quantum dots with zigzag edges
O. Voznyy,
1
A. D. G ¨ uc ¸l¨ u,
1
P. Potasz,
1,2
and P. Hawrylak
1
1
Institute for Microstructural Sciences, National Research Council of Canada, Ottawa, Canada
2
Institute of Physics, Wroclaw University of Technology, Wroclaw, Poland
(Received 13 October 2010; revised manuscript received 2 March 2011; published 14 April 2011)
We present the results of ab initio calculations of the effect of reconstruction and passivation of zigzag
edges on the electronic and magnetic properties of triangular graphene quantum dots. We find that, similarly
to nanoribbons, hydrogen-passivated ideal zigzag edges are energetically favored over the pentagon-heptagon
zigzag. However, the reconstructed edge is more stable in the absence of hydrogen, thus, delayed passivation
with H may lock the dot in such an unfavorable configuration. Both hydrogen-passivated edge morphologies
lead to a band of states at the Fermi level. Unlike in nanoribbons, this quasidegenerate band results in net spin
polarization for structures with zigzag edge of all sizes studied here. For triangular dots with pentagon-heptagon
zigzag edge, a larger width of the zero-energy band is predicted, leading to the loss of net magnetization.
DOI: 10.1103/PhysRevB.83.165417 PACS number(s): 73.22.Pr, 68.65.Pq, 75.75.−c
Graphene, an atomically thick honeycomb lattice of carbon
atoms, exhibits fascinating properties due to the relativisti-
clike nature of quasiparticle dispersion close to the Fermi
level.
1–5
Graphene’s potential for nanoelectronics applica-
tions, particularly magnetization of edges, and its use for
spintronics motivated considerable amount of research in
graphene nanoribbons
6–10
and, more recently, graphene quan-
tum dots.
11–25
Large optical absorptivity, tunable electronic
levels, high charge mobility, and nontoxicity make graphene
nanostructures attractive also for photovoltaic applications.
26
In low-dimensional graphene structures, the overall shape
and the character of the edges drastically affect the electronic
properties near the Fermi level.
25,27–29
In particular, theoretical
models predict that, in triangular graphene quantum dots
(TGQDs) with exclusively zigzag edges, the energy spectrum
near the Fermi level collapses to a band of degenerate states,
isolated from the rest of the spectrum by a well-defined gap,
with states predominantly localized on the edges.
16–21,23–25
It
was shown that, unlike in graphene nanoribbons that have
no net magnetic moment, in this band of degenerate states,
strong electron-electron interactions lead to ferromagnetism
and peculiar magnetic
19,21,24,30
and optical
22,25
properties,
e.g., magnetic moment proportional to the dot size and
controlled by an external gate. TGQDs might also offer
additional advantages for third-generation solar cells utilizing
the presence of the intermediate band in the gap
31
and multi-
exciton generation (MEG).
32
MEG was already demonstrated
in carbon nanotubes,
33,34
while a recent theoretical study
35
suggests that it is also possible in graphene QDs, and that
localization of states on the edges increases MEG efficiency.
Despite the fact that TGQDs with zigzag edges have
not been demonstrated yet, recent experimental works sug-
gest that they are conceivable in the future. Typically, the
solution-derived organic chemistry methods produce graphene
nanostructures with H-passivated edges with a predominantly
armchair structure.
10,36,37
Other techniques, such as etching
lithography or mechanical exfoliation, result in nanostruc-
tures with a mixture of zigzag and armchair edges, and
their reconstructed counterparts. The edges’ morphology is
found to be highly dynamic under nonequilibrium preparation
conditions, and interconversion between different types of
edge reconstructions is often observed.
29,38–42
Techniques
for preparation of graphene nanostructures with controlled-
edge morphology are constantly emerging, e.g., nanotube
unzipping
43
and Joule heating,
40,44
and some of them, such
as anisotropic etching using Ni (Ref. 46) or Co (Ref. 47)
nanoparticles and carbothermal decomposition of SiO
2
,
45
can already produce exclusively zigzag edges and triangular
shapes. Other alternatives based on patterned hydrogenation
rather than etching were also proposed.
48
Theoretical predictions for infinite edges suggest that, with
hydrogen passivation, armchair configuration is the most
favorable one, with only a slight energy advantage over
zigzag (ZZ). Without H, a reconstructed edge terminated
by pentagon-heptagon pairs (ZZ
57
) is predicted to be the
lowest in energy, followed by armchair.
8,39,49,50
For finite-size
structures, however, confinement effects and the presence of
corners would affect the stability of the overall structure and
the preferred edge morphology. For example, ZZ edges are
suggested to be dominating for small carbon clusters, both
with and without H passivation, while injection of pentagon
and heptagon defects may lower the total energy for some
structures.
51
Determining the degree of edge passivation (one, two,
or no H atoms attached to edge carbon
8
) in experimental
structures is still complicated.
42,45
Under the damaging high
flux of electrons in transmission electron microscopy (TEM)
there is, likely, no H. A consequent hydrogenation of such
unpassivated edges is possible.
8,27
Interconversion between
reconstructions requires overcoming high-energy barriers,
even for nonpassivated carbon edges.
44
Thus, locking in a
nonoptimal configuration remains quite possible. So far, only
TGQDs with ideal H-passivated ZZ and armchair edges were
studied. Effects of pentagons and heptagons injection, leading
to mixing of the sublattices, has not been addressed yet.
In this paper, using ab initio methods, we investigate the
robustness of TGQD properties of interest (zero-energy states
and magnetism) versus edge reconstructions and passivation as
a function of size. We use the most feasible with current man-
ufacturing technique reconstructions (ZZ and ZZ
57
),
38,39,41
165417-1 1098-0121/2011/83(16)/165417(5) ©2011 American Physical Society