136 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 53, NO. 1, JANUARY 2004
Power-Allocation Policy and Optimized Design
of Multiple-Antenna Systems With
Imperfect Channel Estimation
Enzo Baccarelli and Mauro Biagi, Student Member, IEEE
Abstract—We here focus on the optimized design and per-
formance of Rayleigh-faded multiple-antenna multiple-input–
multiple-output systems when both transmitter and receiver
share imperfect (i.e., error impaired) channel estimates computed
via training sequences. In particular, according to the emerging
principle of the so-called synchronized detection, for this operating
scenario we propose a simple water-filling (WF)-like strategy
for allocating power over transmit antennas and test its actual
performance. Afterward, we introduce and evaluate some related
figures of merit summarizing the overall system’s performance
and use these last for noting effective system’s design guidelines. In
particular, some optimized solutions for power- versus-bandwidth
efficiency tradeoff are presented and their validity limits are
debated. All the developed results explicitly take into account the
actual reliability of the achievable channel estimates.
Index Terms—Bandwidth-versus-power tradeoff, channel esti-
mation, multiple antenna, optimized system design, power-alloca-
tion policy, synchronized detection, water filling.
I. INTRODUCTION
M
ULTIPLE-ANTENNA systems are able to exploit
space diversity for increasing conveyed throughputs
without wasting bandwidth and power resources [1], [4], [10]
so that, at the present, these systems are an appealing candidate
for emerging fourth-generation wireless local area networks
(WLANs) [12], [16].
In principle, information throughput of multiple-antenna sys-
tems may be further increased via an optimized allocation of the
available power over transmitting antennas. As is well known,
when the multiple-input–multiple-output (MIMO) channel is
perfectly estimated by the receiver and this (perfect) estimate
is fed back to the transmitter via an ideal link, then the optimal
policy for power allocation is the so-called water-filling (WF)
one [2], [8], [14], [15], [17].
Unfortunately, due to users’ mobility and fading effects, the
above-stated assumption of perfect channel estimates becomes
quite unrealistic in emerging WLANs [5], [12]. A more-real-
istic assumption reflecting expected operating conditions of
emerging WLANs [12], [16] consists of assuming that both
transmitter and receiver share an imperfect (i.e., noisy) MIMO
channel estimate whose reliability depends upon the effective-
Manuscript received March 22, 2002; revised April 22, 2003, September 16,
2003, and October 8, 2003.
The authors are with the INFO-COM Department, Università di Roma
La Sapienza, Rome 00184, Italy (e-mail: enzobac@infocom.uniroma1.it;
m.biagi@ieee.org).
Digital Object Identifier 10.1109/TVT.2003.822025
ness of the employed channel estimator [5], [7]. Unfortunately,
barring some recent contributions [3], the performance eval-
uation, optimized design, and power-allocation strategy for
multiple-antenna systems when both transmit/receiver share
imperfect channel estimates appears to have received little
attention [10], [13], [19], [22], [23].
On the basis of the above considerations, in this contribution
we focus on some aspects concerning optimized design of mul-
tiple-antenna systems with imperfect channel estimates avail-
able at both transmitter and receiver.
A. Pursued Approach of the Synchronized Detection
The approach we follow for developing the proposed power-
allocation strategy relies on the emerging principle of the
synchronized detection [18], [23]. Roughly speaking, this
principle is based on the observation that, due to implementa-
tion complexity considerations, most wireless communication
modems achieve adaptive data detection by cascading two
steps [18], [23]. The first consists in computing (generally
imperfect) channel estimates of the underlying wireless channel
by exploiting transmission of known training pilots. In the
second, the system utilizes these (imperfect) channel estimates
for data detection, treating them as if they were the exact
channel estimates [18], [23].
Although intuitive and, at first glance, elementary, this prin-
ciple relies on sound information-theoretic foundation [18] and
its merits have been recently detailed in several contributions
[18]; [19], Section V; [21]; [22], Section III; [23]. However, all
these works focus on communication systems in which the (im-
perfectly computed) channel estimates are available only at the
receiver. Thus, it is still an open question of how the principle
of synchronized detection affects power allocation and the re-
sulting information throughput of multiple-antenna transceivers
equipped with feedback links for communicating back to the
transmitter channel estimates computed at the receiver.
B. Main Contributions of This Work
The aim of this paper is to shed some light on these still-
unanswered questions. For this purpose and according to the
abovementioned principle of the synchronized detection, at
first we develop a WF-like power-allocation strategy that relies
only on available channel estimates. We then test its actual
effectiveness on several application scenarios of practical
interest. Afterward, by exploiting the developed analytical
tool, we introduce and evaluate some figures of merit that
0018-9545/04$20.00 © 2004 IEEE