Analysis
Structuring stakeholder participation in New Zealand's water resource governance
James Lennox
a,
⁎, Wendy Proctor
b
, Shona Russell
a
a
Landcare Research, PO Box 40, Lincoln 7640, New Zealand
b
CSIRO Ecosystem Sciences, GPO Box 284, Canberra, ACT, 2601, Australia
abstract article info
Article history:
Received 20 October 2010
Received in revised form 14 February 2011
Accepted 19 February 2011
Available online 30 March 2011
Keywords:
Participatory methods
Deliberative Multicriteria Evaluation
Sustainability Appraisal
International experience has shown that extensive, systematic and structured stakeholder engagement is
important in modern water resource governance. Through two case studies in the Canterbury Region, we
investigate the emergence of structured and deliberative participatory processes for decision-making in New
Zealand. We particularly focus on the use of evaluative criteria and weightings in providing structure for
stakeholder deliberations and clarity and transparency in decision-making processes. Some of the benefits of
using criteria weightings to reflect individuals' priorities include their ability to bring out the various
perspectives and preferences to start the deliberations and increase the understanding of other people's
points of views and their knowledge to all of the stakeholders. We consider particular aspects of the New
Zealand context, including the development of criteria specific to Maori interests. These case studies lead us to
conclude that stakeholder participation in decision-making is beneficial and increasingly necessary to resolve
the problems and tensions around the governance of Canterbury's water resources. They also demonstrate
that there are numerous practical and systemic barriers that must be overcome if the potential is to be fully
realised. We provide recommendations on how such participatory processes can be successfully implemented
to produce meaningful and effective outcomes.
© 2011 Elsevier B.V. All rights reserved.
1. Introduction
The sustainable management of freshwater resources is an
increasingly important issue in New Zealand (Harding et al., 2004),
as in many other countries (e.g. Australia (CSIRO, 2008) and Germany
(Mauser et al., 2008)). In many cases, current systems of water
resource governance have failed to cope with increasing demands of
quantity and quality on water systems, and new solutions are being
sought. Such solutions are likely to require a shift from the
conventional hierarchical models of water governance focusing on
regulatory controls, to hybrid governance models in which collabo-
rative, market-based and regulatory elements all play a role
(Gunningham, 2008). One element that is clearly emerging in New
Zealand is a greater role for stakeholder participation in decision-
making (Russell and Frame, accepted for publication). This ranges
from involvement in specific water resource infrastructure develop-
ments, to development of catchment and regional plans, and even to
the redesign of water governance institutions. Our focus in this paper
is on approaches to structuring stakeholder involvement, and
particularly, the use of multiple evaluative criteria to assess
alternative options for water management. We consider two case
studies in the Canterbury Region of New Zealand, where problems of
water governance have become contested and severe (Smith, 2010)
(Fig. 1).
Decisions concerning management of water resources often
involve complex and uncertain (sometimes disputed) scientific,
social and cultural facts, multiple (sometimes conflicting) values of
individual and different stakeholders, and high stakes. Engaging
stakeholders meaningfully and constructively in making such
decisions is not easy. In Canterbury, these difficulties are multiplied
by the misunderstanding and polarisation of stakeholders' positions
and mistrust (between not only different stakeholder groups but also
between agencies with responsibility for water management) that
are the legacy of inadequate water governance (Gunningham, 2008).
Various criteria can be identified to effectively assess alternative
options available to decision-makers. These evaluative criteria can
then be used to bring structure to decision problems, to identify
important values and data/knowledge relevant to these, and to
clarify stakeholders' different value positions (as stakeholders may
consider some criteria more important in assessing options than
others and these rankings may differ between stakeholders). This
general approach to structuring stakeholder participation – including
but not limited to the use of formal multicriteria decision tools (Proctor,
2009) – may be useful in a wide range of decision problems that can be
framed in terms of choices between alternative options and by
extension, development, adaptation and refinement of such options.
Through a case study approach, we seek to understand how
evaluative criteria may be applied to aid stakeholder participation in
Ecological Economics 70 (2011) 1381–1394
⁎ Corresponding author. Tel.: +64 3 321 9718; fax: +64 3 321 9998.
E-mail addresses: lennoxj@landcareresearch.co.nz (J. Lennox),
wendy.proctor@csiro.au (W. Proctor), russells@landcareresearch.co.nz (S. Russell).
0921-8009/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.ecolecon.2011.02.015
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Ecological Economics
journal homepage: www.elsevier.com/locate/ecolecon