Graham Budd
F
ossils have always been a bother. In-
itially, natural philosophers were more
impressed by their stony composition
and where they were found than by what
they looked like. Accordingly, they were
compared to gemstones as often as to living
organisms — perhaps not the best start for
palaeobiology. Even when fossils were rec-
ognized as the remains of past life, no one
knew how to classify them. Dinosaurs,
ammonites and trilobites seemed to be quite
like other reptiles, cephalopods and arthro-
pods. But which ones were they like in
particular? Conscientious palaeontologists
strained sinews trying to force these groups
to behave. Surely trilobites were a type of
crustacean? Or did those antennae make
them insects?
As these efforts at classification often
failed, palaeontologists changed tack,
creating countless high-level categories for
fossils. At best, problematic groups were
tagged as, for instance, ‘annelid-like’, given
their own class or phylum, and cheerfully
connected to the tree of life with dotted lines
and question marks. This gave rise to the
view that early evolution was different
from ‘standard’ microevolution, with living
groups of organisms suddenly appearing
amid fireworks of excess ‘body plans’. The
most popular victim of this muddle has
undoubtedly been the origin of animals in
the ‘Cambrian explosion’. Yet this amazing
pattern — the inspiration for entire books
devoted to analyses of its supporting
mechanisms — is entirely the consequence
of bad systematics.
Fossils become awkward if one imagines
that our systematic groupings of extant
biota somehow reflect the evolutionary
process in its entirety — a task that they are
ill-equipped to perform. Consider two
closely related living groups, birds and
crocodiles, neither of which gave rise
to the other.
By definition, the most recent common
ancestor of all living birds was a fully fledged
bird, and the last common ancestor of all
living crocodiles was, mutatis mutandis , a
fully fledged crocodile. But what was the
most recent common ancestor of both birds
and crocodiles?
On the basis of the systematics of ‘living
forms’, the possible answers seem to be bird,
crocodile, or both. As the first two options
are ruled out by definition (neither gave rise
to the other), one would have to say that this
animal fell at the base of both the bird and
crocodile lineages. But from the definitions
above, the two animals at the bases of these
groups were already completely bird-like
and crocodile-like, respectively. If they were
identified as the same animal, it would have
to have been grotesquely (if memorably)
endowed with all the features of both. If your
appetite for the bizarre is not sated by such a
monster, consider the common ancestor of
this grouping and snakes.
The ultimate view of evolution under this
scheme would be that the ancestor of life
somehow appeared with the features of all its
descendants, and simply went on to abandon
unnecessary lungs or fins as required. This
preformationist model is patently absurd,
but subconscious acceptance of its premises
continues to have a surprisingly widespread
and pernicious effect. Our perception of
systematics exerts a profound influence on
our view of evolution.
The division of fossil and living organ-
isms into ‘stem’ and ‘crown’ groups, devised
by the systematist Willi Hennig and the
palaeontologist Dick Jefferies in the 1960s
and 1970s, encapsulates the evolutionary
process. Surprisingly, it has been applied
very little. In this scheme, the most recent
common ancestor of living
birds and croco-
diles represented not both, but neither of the
living groups, and as the two lineages
diverged from each other, their respective
features accumulated in a step-by-step
manner. The animals that filled the gap
between the most recent common ancestor
of the two living groups and that of only one
of them form the latter’s ‘stem group’. Con-
versely, the most recent common ancestor of
one of the living groups plus all of its descen-
dants form the ‘crown group’. The nice thing
about stem groups for palaeontologists is
that they must, by definition, comprise only
fossil organisms (living forms are all in
crown groups). Of course, stem groups
themselves sit within larger crown groups.
If you are interested in how a living group
evolved its distinctive features, and the
principal transitions that led to it, you must
look at the fossils of its stem group — the
living forms are no help. Dinosaurs and
trilobites can now find their rightful homes
— in the stem groups of birds and chelicerate
arthropods, respectively — without any
strain; they also allow the reconstruction of
ecological, functional and even develop-
mental histories of the living groups in
whose stem groups they are situated.
The low-tech study of morphology is not
currently a popular discipline, but this does
not render it unimportant. Morphology
represents not just the product of the genes,
but the mysterious interface between the
genetic material and the environment — a
prism through which the glare of selective
pressure on the genome is refracted. If we
wish, for example, to understand the evolu-
tion of the genome, we must also consider
what morphology has been doing, probably
in ways that we hardly suspect. If so, the
secrets of the fossil record should be of inter-
est in even the most up-to-date molecular
laboratories. The classification of trilobites
might yet find its place in the lexicon of the
genomic revolution. ■
Graham Budd is in the Department of Earth
Sciences, Uppsala University, Norbyvägen 22,
Uppsala SE-752 36, Sweden.
FURTHER READING
Budd, G. E. & Jensen, S. Biol. Rev. 75, 253–295 (2000).
Smith, A. Systematics and the Fossil Record:
Documenting Evolutionary Pathways (Blackwell
Scientific, Oxford, 1994).
Climbing life’s tree
concepts
NATURE | VOL 412 | 2 AUGUST 2001 | www.nature.com 487
Stem groups
The division of fossil and living
organisms into ‘stem’ and ‘crown’
groups encapsulates the
evolutionary process, but has
been applied very little.
Four-limbed forebear: the tetrapod Acanthostega is thought to be one of the earliest land vertebrates.
NATURAL HISTORY MUSEUM, LONDON
© 2001 Macmillan Magazines Ltd