20
Second Order Opthnality Conditions
20.1 Hessian
In this chapter we obtain second order necessary optimality conditions for
control problems. As we know, geometrically the study of optimality reduces
to the study of boundary of attainable sets (see Sect. 10.2). Consider a control
system
q = !u(q), q E M, u E U = int U C (20.1)
where the state space M is, as usual, a smooth manifold, and the space of
control parameters U is open (essentially, this means that we study optimal
controls that do not come to the boundary of U, although a similar theory
for bang-bang controls can also be constructed). The attainable set Aqo(tI)
of system (20.1) is the image of the endpoint mapping
Ft, : u(·) I-t qoo ext> !a
tl
!u(t) dt.
We say that a trajectory q(t), t E [0, t 1], is geometrically optimal for sys-
tem (20.1) if it comes to the boundary of the attainable set for the terminal
time t1:
Necessary conditions for this inclusion are given by Pontryagin Maximum
Principle. A part of the statements of PMP can be viewed as the first order
optimality condition (we see this later). Now we seek for optimality conditions
of the second order.
Consider the problem in a general setting. Let
F:U-tM
be a smooth mapping, where U is an open subset in a Banach space and M
is a smooth n-dimensional manifold (usually in the sequel U is the space of
A. A. Agrachev et al., Control Theory from the Geometric Viewpoint
© Springer-Verlag Berlin Heidelberg 2004