Streamflow rating uncertainty: Characterisation and impacts on
model calibration and performance
Jorge L. Pe
~
na-Arancibia
a, *
, Yongqiang Zhang
a
, Daniel E. Pagendam
b
, Neil R. Viney
a
,
Julien Lerat
d
, Albert I.J.M. van Dijk
e, a
, Jai Vaze
a
, Andrew J. Frost
c
a
Land and Water Flagship, CSIRO, Black Mountain, GPO 1666, Canberra, ACT 2601, Australia
b
Digital Productivity and Services Flagship, CSIRO, EcoSciences Precinct, PO Box 2583, Brisbane, QLD, Australia
c
Bureau of Meteorology, PO Box 413, Darlinghurst, NSW 1300, Australia
d
Bureau of Meteorology, GPO Box 2334, Canberra, ACT 2601, Australia
e
Fenner School of Environment & Society, Australian National University, Canberra, ACT 0200, Australia
article info
Article history:
Received 23 June 2014
Received in revised form
2 September 2014
Accepted 9 September 2014
Available online
Keywords:
Modelling
Calibration
Ensemble
Stage-discharge
Rating curve
Nadaraya-Watson
Heteroscedasticity
Uncertainty
abstract
Common streamflow gauging procedures require assumptions about the stage-discharge relationship
(the ‘rating curve’) that can introduce considerable uncertainties in streamflow records. These rating
uncertainties are not usually considered fully in hydrological model calibration and evaluation yet can
have potentially important impacts. We analysed streamflow gauge data and conducted two modelling
experiments to assess rating uncertainty in operational rating curves, its impacts on modelling and
possible ways to reduce those impacts. We found clear evidence of variance heterogeneity (hetero-
scedasticity) in streamflow estimates, with higher residual values at higher stage values. In addition, we
confirmed the occurrence of streamflow extrapolation beyond the highest or lowest stage measurement
in many operational rating curves, even when these were previously flagged as not extrapolated. The first
experiment investigated the impact on regional calibration/evaluation of: (i) using two streamflow data
transformations (logarithmic and square-root), compared to using non-transformed streamflow data, in
an attempt to reduce heteroscedasticity and; (ii) censoring the extrapolated flows, compared to no
censoring. Results of calibration/evaluation showed that using a square-root transformed streamflow
(thus, compromising weight on high and low streamflow) performed better than using non-transformed
and log-transformed streamflow. Also, surprisingly, censoring extrapolated streamflow reduced rather
than improved model performance. The second experiment investigated the impact of rating curve
uncertainty on catchment calibration/evaluation and parameter estimation. A Monte-Carlo approach and
the nonparametric Weighted Nadaraya-Watson (WNW) estimator were used to derive streamflow un-
certainty bounds. These were later used in calibration/evaluation using a standard Nash-Sutcliffe Effi-
ciency (NSE) objective function (OBJ) and a modified NSE OBJ that penalised uncertain flows.
Using square-root transformed flows and the modified NSE OBJ considerably improved calibration and
predictions, particularly for mid and low flows, and there was an overall reduction in parameter
uncertainty.
Crown Copyright © 2014 Published by Elsevier Ltd. All rights reserved.
1. Introduction
Streamflow data are generally estimated from stage measure-
ments through a stageedischarge relationship (the ‘rating curve’),
developed through measurement of flow using manual methods
(estimation of flow velocity combined with estimates of river width
and height for subsections of the river) and relating that to
measured flow height at various points in time; then interpolation/
extrapolation of that relationship across all height-flow levels using
regression techniques to produce a curve. Several sources of un-
certainty can be accounted for in this procedure including mea-
surements of flow height, width and shape of the river cross-
section and inaccuracies in the measurement of the velocityearea
relationship (Domeneghetti et al., 2012). Another source of uncer-
tainty arises from the regression techniques used to derive the
stageedischarge relationship. The classical approach for deriving
* Corresponding author. CSIRO Land and Water, GPO Box 1666, Canberra ACT
2601, Australia. Tel.: þ61 (2)6246 5711; fax: þ61 (2)6246 5800.
E-mail address: jorge.penaarancibia@csiro.au (J.L. Pe~ na-Arancibia).
Contents lists available at ScienceDirect
Environmental Modelling & Software
journal homepage: www.elsevier.com/locate/envsoft
http://dx.doi.org/10.1016/j.envsoft.2014.09.011
1364-8152/Crown Copyright © 2014 Published by Elsevier Ltd. All rights reserved.
Environmental Modelling & Software 63 (2015) 32e44